Form 8.3 - RSA INSURANCE GROUP PLC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

RSA INSURANCE GROUP PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 31 July 2015
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,889,176 0.87% 6,037,424 0.59%
           
(2) Cash-settled derivatives:
4,236,493 0.42% 1,178,718 0.12%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 3,650,000 0.36%
           
(4)
TOTAL: 13,125,669 1.29% 10,866,142 1.07%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 13 5.1317 GBP
ORD Purchase 308 5.1675 GBP
ORD Purchase 320 5.1320 GBP
ORD Purchase 352 5.1450 GBP
ORD Purchase 585 5.1200 GBP
ORD Purchase 779 5.1325 GBP
ORD Purchase 977 5.1100 GBP
ORD Purchase 1,026 5.1750 GBP
ADR Purchase 1,100 8.1090 USD
ORD Purchase 1,546 5.1725 GBP
ORD Purchase 1,560 5.1275 GBP
ORD Purchase 2,051 5.1522 GBP
ORD Purchase 2,300 5.1635 GBP
ORD Purchase 2,355 5.1435 GBP
ORD Purchase 3,340 5.1476 GBP
ORD Purchase 3,962 5.1350 GBP
ORD Purchase 4,284 5.1399 GBP
ORD Purchase 4,350 5.1253 GBP
ORD Purchase 9,990 5.1294 GBP
ORD Purchase 10,464 5.1370 GBP
ORD Purchase 11,238 5.1372 GBP
ORD Purchase 13,664 5.1426 GBP
ORD Purchase 17,916 5.1896 GBP
ORD Purchase 28,772 5.1238 GBP
ORD Purchase 45,499 5.1528 GBP
ORD Purchase 45,630 5.1465 GBP
ORD Purchase 54,660 5.1400 GBP
ORD Purchase 63,865 5.1512 GBP
ORD Purchase 77,154 5.1382 GBP
ORD Purchase 89,000 5.1365 GBP
ORD Purchase 101,343 5.1459 GBP
ORD Purchase 170,395 5.1396 GBP
ORD Purchase 248,953 5.1377 GBP
ORD Sale 308 5.1675 GBP
ORD Sale 352 5.1450 GBP
ORD Sale 739 5.1240 GBP
ORD Sale 779 5.1325 GBP
ORD Sale 780 5.1275 GBP
ORD Sale 841 5.1409 GBP
ORD Sale 977 5.1100 GBP
ORD Sale 1,026 5.1750 GBP
ADR Sale 1,100 8.1090 USD
ORD Sale 1,210 5.1599 GBP
ORD Sale 1,378 5.1673 GBP
ORD Sale 1,546 5.1725 GBP
ORD Sale 1,981 5.1350 GBP
ORD Sale 2,635 5.1202 GBP
ORD Sale 2,761 5.1328 GBP
ORD Sale 3,224 5.1401 GBP
ORD Sale 3,610 5.1465 GBP
ORD Sale 4,765 5.1426 GBP
ORD Sale 6,087 5.1503 GBP
ORD Sale 8,020 5.1619 GBP
ORD Sale 11,677 5.1411 GBP
ORD Sale 14,000 5.1595 GBP
ORD Sale 14,663 5.1334 GBP
ORD Sale 15,986 5.1464 GBP
ORD Sale 22,411 5.1200 GBP
ORD Sale 27,956 5.1434 GBP
ORD Sale 37,421 5.1431 GBP
ORD Sale 54,393 5.1543 GBP
ORD Sale 67,992 5.1352 GBP
ORD Sale 169,293 5.1400 GBP
ORD Sale 214,201 5.1361 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 2,840 5.1304 GBP
ORD SWAP Long 10,555 5.1330 GBP
ORD CFD Long 14,000 5.1595 GBP
ORD SWAP Long 16,184 5.1424 GBP
ORD CFD Long 8,260 5.1693 GBP
ORD SWAP Long 19,825 5.1462 GBP
ORD SWAP Long 21,237 5.1436 GBP
ORD SWAP Short 300 5.1384 GBP
ORD SWAP Short 1,022 5.1503 GBP
ORD CFD Short 1,109 5.1622 GBP
ORD SWAP Short 1,856 5.1401 GBP
ORD SWAP Short 11,781 5.1755 GBP
ORD SWAP Short 16,244 5.1727 GBP
ORD CFD Short 21,052 5.1407 GBP
ORD SWAP Short 24,442 5.1458 GBP
ORD SWAP Short 27,139 5.1369 GBP
ORD SWAP Short 28,772 5.1238 GBP
ORD SWAP Short 29,255 5.1417 GBP
ORD CFD Short 42,778 5.1500 GBP
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose RSA INSURANCE GROUP PLC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -3,650,000 540.0000 American 17 Jun 2016
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 477769
Time of Receipt (offset from UTC): 20150803T133712+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC