Form 8.3 - ARRIS GROUP INC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 July 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
  to which the disclosure relates following the dealing (if any)        
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 214,973 0.15% 560,114 0.38%
           
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 17,800 0.01% 28,400 0.02%
           
(4)
TOTAL: 357,773 0.25% 1,002,873 0.68%
           
 
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights
concerned and relevant percentages:  
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 100 30.2900 USD
ORD Purchase 100 30.4600 USD
ORD Purchase 200 30.4000 USD
ORD Purchase 238 30.4107 USD
ORD Purchase 240 30.5733 USD
ORD Purchase 400 30.3800 USD
ORD Purchase 500 30.4400 USD
ORD Purchase 700 30.5744 USD
ORD Purchase 826 30.5463 USD
ORD Purchase 900 30.4510 USD
ORD Purchase 2,800 30.4598 USD
ORD Purchase 3,600 30.4893 USD
ORD Purchase 3,859 30.4653 USD
ORD Purchase 6,800 30.4348 USD
ORD Purchase 10,655 30.5200 USD
ORD Purchase 11,600 30.3786 USD
ORD Purchase 12,600 30.3981 USD
ORD Purchase 18,410 30.4628 USD
ORD Purchase 19,569 30.4237 USD
ORD Purchase 28,060 30.4606 USD
ORD Sale 10 30.4900 USD
ORD Sale 45 30.5053 USD
ORD Sale 100 30.3200 USD
ORD Sale 100 30.3600 USD
ORD Sale 100 30.3800 USD
ORD Sale 100 30.4200 USD
ORD Sale 100 30.5400 USD
ORD Sale 121 30.4935 USD
ORD Sale 132 30.5100 USD
ORD Sale 200 30.6400 USD
ORD Sale 266 30.5000 USD
ORD Sale 300 30.4800 USD
ORD Sale 398 30.3801 USD
ORD Sale 400 30.2850 USD
ORD Sale 459 30.3226 USD
ORD Sale 600 30.3300 USD
ORD Sale 600 30.4133 USD
ORD Sale 620 30.3104 USD
ORD Sale 700 30.3257 USD
ORD Sale 700 30.4342 USD
ORD Sale 800 30.3262 USD
ORD Sale 800 30.4268 USD
ORD Sale 926 30.4668 USD
ORD Sale 1,100 30.3981 USD
ORD Sale 1,100 30.4118 USD
ORD Sale 1,100 30.4623 USD
ORD Sale 1,300 30.3338 USD
ORD Sale 1,302 30.4375 USD
ORD Sale 1,500 30.3266 USD
ORD Sale 1,580 30.3215 USD
ORD Sale 2,129 30.4278 USD
ORD Sale 2,243 30.3080 USD
ORD Sale 3,400 30.3132 USD
ORD Sale 3,617 30.4309 USD
ORD Sale 3,700 30.3284 USD
ORD Sale 3,859 30.4653 USD
ORD Sale 6,181 30.5200 USD
ORD Sale 6,600 30.4490 USD
ORD Sale 6,681 30.4532 USD
ORD Sale 8,440 30.4692 USD
ORD Sale 8,700 30.3930 USD
ORD Sale 11,500 30.3920 USD
ORD Sale 17,910 30.4251 USD
ORD Sale 33,043 30.4695 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Jul 2015
Contact name: Rajesh Muthanna
 
Telephone number: 020 3555 4634
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings are being disclosed: Barclays PLC.
 
Name of offeror/offeree in relation to whose relevant securities this from relates: ARRIS GROUP INC
 
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,300 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 600 32.5000 American 21 Aug 2015
ORD Call Options Purchased 2,400 32.5000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -1,200 27.5000 American 20 Nov 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 476732
Time of Receipt (offset from UTC): 20150727T130604+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC