Form 8.5 (EPT/NON-RI)- REXAM PLC

LONDON--()--
FORM 8.5 (EPT/NON-RI)              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

REXAM PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt

 Rexam Plc

  principal trader is connected  
(d) Date position held/dealing undertaken: 24 July 2015
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BALL CORPORATION
 
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree
  to which the disclosure relates following the dealing (if any)        
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,914,073 0.84% 910,436 0.13%
           
(2) Cash-settled derivatives:
131,330 0.02% 4,394,566 0.62%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 6,045,403 0.86% 5,305,002 0.75%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER      
(a) Purchases and sales      
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 36,119 5.5600 GBP 5.5457 GBP
ORD Sale 94,420 5.5550 GBP 5.535 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 184 5.5348 GBP
ORD SWAP Long 580 5.5462 GBP
ORD SWAP Long 3,486 5.5448 GBP
ORD SWAP Long 10,382 5.5432 GBP
ORD SWAP Long 12,733 5.5417 GBP
ORD CFD Long 48,109 5.5437 GBP
ORD SWAP Short 200 5.5600 GBP
ORD SWAP Short 213 5.5525 GBP
ORD SWAP Short 1,600 5.5505 GBP
ORD SWAP Short 3,016 5.5476 GBP
ORD SWAP Short 5,031 5.5412 GBP
ORD SWAP Short 8,112 5.5560 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
 
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
 
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 27 Jul 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 476726
Time of Receipt (offset from UTC): 20150727T111338+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC