Form 8.3 - ARRIS GROUP INC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 22 July 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
  to which the disclosure relates following the dealing (if any)        
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 217,300 0.15% 560,967 0.38%
           
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 17,300 0.01% 29,900 0.02%
           
(4)
TOTAL: 359,600 0.25% 1,005,226 0.96%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 200 30.1200 USD
ORD Purchase 200 30.1800 USD
ORD Purchase 249 30.1840 USD
ORD Purchase 250 30.1600 USD
ORD Purchase 273 30.1526 USD
ORD Purchase 300 30.1666 USD
ORD Purchase 399 30.1233 USD
ORD Purchase 675 30.1240 USD
ORD Purchase 1,400 30.1314 USD
ORD Purchase 1,699 30.1135 USD
ORD Purchase 2,300 30.1489 USD
ORD Purchase 4,175 30.1424 USD
ORD Purchase 4,381 30.1373 USD
ORD Purchase 4,400 30.1408 USD
ORD Purchase 5,300 30.1468 USD
ORD Purchase 9,420 30.0866 USD
ORD Purchase 208,924 30.1500 USD
ORD Sale 125 30.1739 USD
ORD Sale 200 30.0950 USD
ORD Sale 400 30.1175 USD
ORD Sale 589 30.1379 USD
ORD Sale 700 30.1571 USD
ORD Sale 984 30.1238 USD
ORD Sale 1,500 30.1473 USD
ORD Sale 2,100 30.1540 USD
ORD Sale 2,683 30.1404 USD
ORD Sale 5,200 30.1425 USD
ORD Sale 21,017 30.1143 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Jul 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,300 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 2,400 32.5000 American 20 Nov 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -1,200 27.5000 American 20 Nov 2015
ORD Call Options Written -1,500 32.5000 American 21 Aug 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 476382
Time of Receipt (offset from UTC): 20150723T140740+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC