Form 38.5(b) - DRAGON OIL PLC

LONDON--()--

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the €0.10 ordinary shares
dealings being disclosed relate  
Date of dealing 4 June 2015

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
1,134,173 0.23% 480,327 0.10%
           
(2) Derivatives (other than options):
479,565 0.10% 1,103,411 0.22%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,613,738 0.33% 1,583,738 0.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        
(2) Derivatives (other than options)        
(3) Options and agreements to purchase/sell        
Total        

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale   Number of   Price per unit
  securities  
Purchase 119 6.7450 GBP
Purchase 155 6.8650 GBP
Purchase 175 6.7400 GBP
Purchase 443 6.7550 GBP
Purchase 1,833 6.7912 GBP
Purchase 2,047 9.2760 EUR
Purchase 2,684 6.8388 GBP
Purchase 2,883 6.8416 GBP
Purchase 2,934 6.8362 GBP
Purchase 19,601 6.7749 GBP
Purchase 58,401 6.8149 GBP
Purchase 60,000 6.7501 GBP
Sale 57 6.7500 GBP
Sale 353 6.7965 GBP
Sale 443 6.7550 GBP
Sale 718 6.8300 GBP
Sale 757 6.8330 GBP
Sale 1,367 6.8000 GBP
Sale 1,480 6.7900 GBP
Sale 4,107 9.2351 EUR
Sale 25,361 6.8352 GBP

(b) Derivatives transactions (other than options transactions)

Product   Nature of transaction   Number of relevant securities   Price per unit
name      
CFD Long 180 6.8445 GBP
CFD Long 223 6.7875 GBP
SWAP Long 300 6.8499 GBP
CFD Long 500 6.7536 GBP
CFD Long 1,688 9.2624 EUR
CFD Long 2,419 9.2123 EUR
CFD Long 4,975 6.8489 GBP
SWAP Long 8,868 6.8250 GBP
SWAP Long 13,657 6.8327 GBP
CFD Short 223 9.2434 EUR
CFD Short 1,824 9.2821 EUR
CFD Short 2,419 6.7575 GBP
CFD Short 4,695 6.7510 GBP
SWAP Short 6,198 6.8053 GBP
SWAP Short 6,583 6.7692 GBP
SWAP Short 30,000 6.7501 GBP

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 4)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 4)

(d) Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

  Details   Price per unit

(if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?   NO
Date of disclosure: 5 Jun 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Name of offeree/offeror with which connected Emirates National Oil Company
Nature of connection Financial Adviser

Short Name: BARCLAYS PLC
Category Code: MSC
Sequence Number: 468907
Time of Receipt (offset from UTC): 20150605T105832+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC