Form 8.5 (EPT/NON-RI)- BALL CORPORATION

LONDON--()--
  FORM 8.5 (EPT/NON-RI)              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
 
Rule 8.5 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Name of exempt principal trader: BARCLAYS CAPITAL INC
(b) Name of offeror/offeree in relation to whose

BALL CORPORATION

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt REXAM PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 29 May 2015
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? REXAM PLC
 
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,748 0.00% 1,644 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 8,200 0.01% 37,300 0.03%
           
(4)
TOTAL: 12,948 0.01% 38,944 0.03%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights concerned and relevant percentages:
 
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER      
(a) Purchases and sales      
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 52,208 71.7600 USD 70.99 USD
ORD Sale 53,964 71.7600 USD 70.99 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 Jun 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL INC
are being disclosed:  
Name of offeror/offeree in relation to whose BALL CORPORATION
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -100 60.0000 American 20 Nov 2015
ORD Put Options Purchased -1,500 65.0000 American 21 Aug 2015
ORD Put Options Written 1,500 60.0000 American 21 Aug 2015
ORD Put Options Written 2,000 65.0000 American 19 Jun 2015
ORD Put Options Written 3,500 70.0000 American 21 Aug 2015
ORD Call Options Purchased 600 60.0000 American 20 Nov 2015
ORD Call Options Purchased 600 75.0000 American 19 Jun 2015
ORD Call Options Written -4,900 70.0000 American 21 Aug 2015
ORD Call Options Written -100 72.5000 American 15 Jan 2016
ORD Call Options Written -3,000 75.0000 American 21 Aug 2015
ORD Call Options Written -5,500 80.0000 American 19 Jun 2015
ORD Call Options Written -20,900 80.0000 American 21 Aug 2015
ORD Call Options Written -1,300 85.0000 American 20 Nov 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 468175
Time of Receipt (offset from UTC): 20150601T105435+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC