Form 8.3 - SPIRIT PUB CO PLC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SPIRIT PUB CO PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
 
   
(e) Date position held/dealing undertaken: 13 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? GREENE KING PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,677,501 1.45% 62,396 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 7,933,019 1.19%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 9,677,501 1.45% 7,995,415 1.20%
           
(b) Rights to subscribe for new securities (including directors and other executive options)
 
 
 
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 111 1.1560 GBP
ORD Purchase 162 1.1580 GBP
ORD Purchase 154,902 1.1550 GBP
ORD Sale 1,024 1.1450 GBP
ORD Sale 2,553 1.1580 GBP
ORD Sale 18,363 1.1535 GBP
ORD Sale 80,241 1.1537 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 8,375 1.1481 GBP
ORD SWAP Long 72,890 1.1543 GBP
ORD SWAP Short 733 1.1526 GBP
ORD CFD Short 7,811 1.1581 GBP
ORD SWAP Short 19,182 1.1570 GBP
ORD CFD Short 41,962 1.1562 GBP
ORD SWAP Short 85,487 1.1538 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant security Nature of Dealings Details Price per unit (if
    applicable)
       
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 465740
Time of Receipt (offset from UTC): 20150514T132610+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC