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DISCLOSURE FORMS |
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| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose |
CATLIN GROUP LTD |
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| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 27 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 3,027,200 | 0.82% | 378,376 | 0.10% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 28,967 | 0.01% | 2,524,272 | 0.68% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 3,056,167 | 0.83% | 2,902,648 | 0.79% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists Details, including nature of the rights concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 527 | 7.1174 GBP | ||||||||||||
| ORD | Purchase | 4,127 | 7.1200 GBP | ||||||||||||
| ORD | Purchase | 4,776 | 7.1135 GBP | ||||||||||||
| ORD | Purchase | 4,863 | 7.1300 GBP | ||||||||||||
| ORD | Purchase | 5,451 | 7.1250 GBP | ||||||||||||
| ORD | Purchase | 6,576 | 7.1125 GBP | ||||||||||||
| ORD | Purchase | 7,223 | 7.1100 GBP | ||||||||||||
| ORD | Purchase | 10,599 | 7.1109 GBP | ||||||||||||
| ORD | Purchase | 13,788 | 7.1124 GBP | ||||||||||||
| ORD | Purchase | 15,140 | 7.1155 GBP | ||||||||||||
| ORD | Purchase | 15,673 | 7.1160 GBP | ||||||||||||
| ORD | Purchase | 23,046 | 7.1154 GBP | ||||||||||||
| ORD | Purchase | 27,500 | 7.1167 GBP | ||||||||||||
| ORD | Purchase | 76,057 | 7.1163 GBP | ||||||||||||
| ORD | Purchase | 135,919 | 7.1150 GBP | ||||||||||||
| ORD | Purchase | 166,378 | 7.1151 GBP | ||||||||||||
| ORD | Sale | 858 | 7.1125 GBP | ||||||||||||
| ORD | Sale | 4,645 | 7.1100 GBP | ||||||||||||
| ORD | Sale | 4,863 | 7.1300 GBP | ||||||||||||
| ORD | Sale | 5,110 | 7.1133 GBP | ||||||||||||
| ORD | Sale | 5,328 | 7.1200 GBP | ||||||||||||
| ORD | Sale | 5,451 | 7.1250 GBP | ||||||||||||
| ORD | Sale | 14,617 | 7.1128 GBP | ||||||||||||
| ORD | Sale | 128,644 | 7.1150 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 3,735 | 7.1192 GBP | |||||||||||
| ORD | CFD | Short | 3,544 | 7.1150 GBP | |||||||||||
| ORD | CFD | Short | 4,485 | 7.1160 GBP | |||||||||||
| ORD | SWAP | Short | 27,500 | 7.1167 GBP | |||||||||||
| ORD | SWAP | Short | 68,481 | 7.1208 GBP | |||||||||||
| ORD | CFD | Short | 248,498 | 7.1163 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 28 Apr 2015 | ||||||||||||||
| Contact name: | James Gibson | ||||||||||||||
| Telephone number: | 020 3555 4619 | ||||||||||||||
Category Code: MSC
Sequence Number: 463104
Time of Receipt (offset from UTC): 20150428T110310+0100