Form 38.5(b) - DRAGON OIL PLC

LONDON--()--

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FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the €0.10 ordinary shares
dealings being disclosed relate  
Date of dealing 13 April 2015

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
431,132 0.09% 395,141 0.08%
           
(2) Derivatives (other than options):
348,413 0.07% 384,404 0.08%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 779,545 0.16% 779,545 0.16%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        
(2) Derivatives (other than options)        
(3) Options and agreements to purchase/sell        
Total        

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3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale   Number of   Price per unit
  securities  
Purchase 4,543 6.2495 GBP
Purchase 33,481 8.6990 EUR
Sale 156 6.2400 GBP
Sale 503 6.2117 GBP
Sale 566 6.2105 GBP
Sale 609 6.3447 GBP
Sale 689 6.2344 GBP
Sale 855 6.2682 GBP
Sale 1,098 6.2736 GBP
Sale 1,794 6.2772 GBP
Sale 18,180 6.2804 GBP
Sale 32,972 6.2915 GBP

(b) Derivatives transactions (other than options transactions)

Product   Nature of transaction   Number of relevant securities   Price per unit
name      
CFD Long 15 6.2240 GBP
CFD Long 17 6.2341 GBP
CFD Long 18 6.2194 GBP
CFD Long 18 6.2394 GBP
CFD Long 18 6.2444 GBP
CFD Long 18 6.2844 GBP
CFD Long 18 6.3494 GBP
CFD Long 19 6.2894 GBP
CFD Long 20 6.2445 GBP
CFD Long 21 6.2390 GBP
CFD Long 21 6.2890 GBP
CFD Long 22 6.2490 GBP
CFD Long 25 6.2744 GBP
CFD Long 30 6.2243 GBP
CFD Long 31 6.3641 GBP
CFD Long 34 6.2641 GBP
CFD Long 48 6.3341 GBP
CFD Long 49 6.3591 GBP
CFD Long 61 6.2591 GBP
CFD Long 78 6.2342 GBP
CFD Long 91 6.3541 GBP
CFD Long 92 6.3842 GBP
CFD Long 132 6.3692 GBP
CFD Long 140 6.2692 GBP
CFD Long 264 6.2942 GBP
CFD Long 290 6.3342 GBP
CFD Long 310 6.3892 GBP
SWAP Long 400 6.2674 GBP
CFD Long 415 6.2642 GBP
CFD Long 460 6.3642 GBP
CFD Long 500 6.1992 GBP
CFD Long 500 6.2042 GBP
CFD Long 500 6.2142 GBP
CFD Long 500 6.2742 GBP
CFD Long 515 6.3942 GBP
CFD Long 560 6.2842 GBP
CFD Long 625 6.2092 GBP
CFD Long 670 6.3442 GBP
CFD Long 694 6.2542 GBP
CFD Long 715 6.3592 GBP
CFD Long 800 6.3792 GBP
CFD Long 813 6.2492 GBP
CFD Long 952 6.3292 GBP
CFD Long 1,046 6.2592 GBP
CFD Long 1,098 6.2392 GBP
CFD Long 1,135 6.2242 GBP
CFD Long 1,190 6.3492 GBP
CFD Long 1,245 6.2192 GBP
CFD Long 1,275 6.2292 GBP
CFD Long 1,523 6.2721 GBP
CFD Long 1,892 6.2442 GBP
CFD Long 2,297 6.2625 GBP
SWAP Long 3,940 6.2733 GBP
CFD Long 6,480 6.2754 GBP
SWAP Long 10,842 6.2980 GBP
CFD Long 11,940 6.3004 GBP
SWAP Short 28 6.2600 GBP
CFD Short 792 6.2990 GBP
SWAP Short 3,723 6.2390 GBP
CFD Short 11,940 8.7205 EUR
CFD Short 21,541 8.6903 EUR

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 4)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 4)

(d) Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

  Details   Price per unit

(if applicable) (Note 4)

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4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?   NO
Date of disclosure: 14 Apr 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Name of offeree/offeror with which connected Emirates National Oil Company
Nature of connection Financial Adviser

Short Name: BARCLAYS PLC
Category Code: MSC
Sequence Number: 460952
Time of Receipt (offset from UTC): 20150414T105046+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC