LONDON--(BUSINESS WIRE)--
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DISCLOSURE FORM |
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| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose |
CATLIN GROUP LTD |
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| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 4 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 801,468 | 0.22% | 287,144 | 0.08% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 172,129 | 0.05% | 514,840 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 973,597 | 0.27% | 801,984 | 0.22% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 10 | 6.9090 GBP | ||||||||||||
| ORD | Purchase | 94 | 6.8500 GBP | ||||||||||||
| ORD | Purchase | 259 | 6.8755 GBP | ||||||||||||
| ORD | Purchase | 429 | 6.8975 GBP | ||||||||||||
| ORD | Purchase | 555 | 6.8850 GBP | ||||||||||||
| ORD | Purchase | 819 | 6.9093 GBP | ||||||||||||
| ORD | Purchase | 922 | 6.9100 GBP | ||||||||||||
| ORD | Purchase | 1,472 | 6.8550 GBP | ||||||||||||
| ORD | Purchase | 2,449 | 6.8950 GBP | ||||||||||||
| ORD | Purchase | 2,542 | 6.9050 GBP | ||||||||||||
| ORD | Purchase | 3,562 | 6.8552 GBP | ||||||||||||
| ORD | Purchase | 3,760 | 6.8700 GBP | ||||||||||||
| ORD | Purchase | 4,386 | 6.9024 GBP | ||||||||||||
| ORD | Purchase | 5,449 | 6.9000 GBP | ||||||||||||
| ORD | Purchase | 9,126 | 6.8573 GBP | ||||||||||||
| ORD | Purchase | 9,538 | 6.8946 GBP | ||||||||||||
| ORD | Purchase | 17,413 | 6.9195 GBP | ||||||||||||
| ORD | Purchase | 292,645 | 6.9016 GBP | ||||||||||||
| ORD | Sale | 148 | 6.8550 GBP | ||||||||||||
| ORD | Sale | 429 | 6.8975 GBP | ||||||||||||
| ORD | Sale | 555 | 6.8850 GBP | ||||||||||||
| ORD | Sale | 916 | 6.9100 GBP | ||||||||||||
| ORD | Sale | 1,396 | 6.8887 GBP | ||||||||||||
| ORD | Sale | 1,443 | 6.8924 GBP | ||||||||||||
| ORD | Sale | 1,880 | 6.8700 GBP | ||||||||||||
| ORD | Sale | 1,882 | 6.8818 GBP | ||||||||||||
| ORD | Sale | 2,005 | 6.9050 GBP | ||||||||||||
| ORD | Sale | 2,449 | 6.8950 GBP | ||||||||||||
| ORD | Sale | 2,601 | 6.8736 GBP | ||||||||||||
| ORD | Sale | 2,814 | 6.9000 GBP | ||||||||||||
| ORD | Sale | 3,031 | 6.8821 GBP | ||||||||||||
| ORD | Sale | 3,399 | 6.8839 GBP | ||||||||||||
| ORD | Sale | 3,480 | 6.8958 GBP | ||||||||||||
| ORD | Sale | 5,011 | 6.8825 GBP | ||||||||||||
| ORD | Sale | 7,476 | 6.8926 GBP | ||||||||||||
| ORD | Sale | 8,331 | 6.8878 GBP | ||||||||||||
| ORD | Sale | 10,312 | 6.8716 GBP | ||||||||||||
| ORD | Sale | 10,396 | 6.8709 GBP | ||||||||||||
| ORD | Sale | 11,387 | 6.8953 GBP | ||||||||||||
| ORD | Sale | 21,755 | 6.8898 GBP | ||||||||||||
| ORD | Sale | 50,063 | 6.8932 GBP | ||||||||||||
| ORD | Sale | 201,964 | 6.9056 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 800 | 6.8993 GBP | |||||||||||
| ORD | CFD | Long | 3,031 | 6.8821 GBP | |||||||||||
| ORD | SWAP | Long | 3,325 | 6.8758 GBP | |||||||||||
| ORD | SWAP | Long | 9,204 | 6.8725 GBP | |||||||||||
| ORD | CFD | Long | 13,305 | 6.8683 GBP | |||||||||||
| ORD | CFD | Long | 17,437 | 6.8890 GBP | |||||||||||
| ORD | SWAP | Short | 344 | 6.8830 GBP | |||||||||||
| ORD | SWAP | Short | 1,095 | 6.8773 GBP | |||||||||||
| ORD | SWAP | Short | 9,150 | 6.8961 GBP | |||||||||||
| ORD | CFD | Short | 13,305 | 6.8556 GBP | |||||||||||
| ORD | CFD | Short | 17,503 | 6.9195 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 5 Mar 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Category Code: MSC
Sequence Number: 455493
Time of Receipt (offset from UTC): 20150305T112248+0000