Form 8.3 - CSR PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CSR PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 February 2015
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,631,348 2.79% 194,140 0.12%
           
(2) Cash-settled derivatives:
70,091 0.04% 3,441,474 2.07%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,701,439 2.83% 3,635,614 2.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 11 8.6824 GBP
ORD Purchase 42 8.6900 GBP
ORD Purchase 53 8.6650 GBP
ORD Purchase 82 8.6875 GBP
ADR Purchase 100 53.0000 USD
ORD Purchase 265 8.6800 GBP
ORD Purchase 383 8.6811 GBP
ORD Purchase 396 8.6802 GBP
ORD Purchase 548 8.6649 GBP
ORD Purchase 586 8.6750 GBP
ORD Purchase 610 8.6826 GBP
ORD Purchase 757 8.6950 GBP
ORD Purchase 1,329 8.6850 GBP
ORD Purchase 3,001 8.6831 GBP
ORD Purchase 5,164 8.6600 GBP
ORD Purchase 32,788 8.6817 GBP
ORD Sale 42 8.6900 GBP
ORD Sale 82 8.6875 GBP
ADR Sale 100 53.0000 USD
ORD Sale 106 8.6650 GBP
ORD Sale 164 8.6600 GBP
ORD Sale 251 8.6780 GBP
ORD Sale 265 8.6800 GBP
ORD Sale 329 8.6750 GBP
ORD Sale 409 8.6649 GBP
ORD Sale 599 8.6419 GBP
ORD Sale 674 8.6740 GBP
ORD Sale 693 8.6850 GBP
ORD Sale 886 8.6772 GBP
ORD Sale 934 8.6879 GBP
ORD Sale 6,990 8.6793 GBP
ORD Sale 8,766 8.6660 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 3,766 8.6738 GBP
ORD SWAP Short 1,786 8.6837 GBP
ORD CFD Short 2,367 8.6812 GBP
ORD SWAP Short 3,438 8.6742 GBP
ORD CFD Short 3,906 8.6836 GBP
ORD CFD Short 24,549 8.6839 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Feb 2015
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 452311
Time of Receipt (offset from UTC): 20150211T135110+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC