Form 8.3 - DEALERTRACK TECHNOLOGIES INC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose DEALERTRACK TECHNOLOGIES INC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 December 2014
(f) Has the discloser previously disclosed, or are
they today disclosing, under the Code in respect NO
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 114,901 0.21% 168,355 0.31%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 3,284,493 6.08% 3,284,493 6.08%
           
 
TOTAL: 3,399,394 6.29% 3,452,848 6.39%
     
Class of relevant security:    
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,613,000 1.81% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,613,000 1.81% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 1 42.4497 USD
ORD Purchase 6 43.2033 USD
ORD Purchase 10 42.0900 USD
ORD Purchase 50 43.4200 USD
ORD Purchase 100 41.3300 USD
ORD Purchase 100 42.5351 USD
ORD Purchase 110 42.4966 USD
ORD Purchase 200 41.4750 USD
ORD Purchase 300 41.6716 USD
ORD Purchase 500 41.4740 USD
ORD Purchase 500 42.3628 USD
ORD Purchase 501 43.4000 USD
ORD Purchase 600 41.0666 USD
ORD Purchase 850 42.7964 USD
ORD Purchase 900 41.3233 USD
ORD Purchase 1,012 41.4572 USD
ORD Purchase 1,100 41.1784 USD
ORD Purchase 1,144 41.6547 USD
ORD Purchase 1,300 41.6818 USD
ORD Purchase 2,400 42.2557 USD
ORD Purchase 2,600 41.1586 USD
ORD Purchase 4,200 41.1800 USD
ORD Purchase 6,657 41.3627 USD
ORD Purchase 10,412 42.0600 USD
ORD Sale 100 40.8400 USD
ORD Sale 100 42.6400 USD
ORD Sale 100 43.4100 USD
ORD Sale 100 43.4500 USD
ORD Sale 100 43.4600 USD
ORD Sale 100 43.4800 USD
ORD Sale 100 43.5000 USD
ORD Sale 200 42.4700 USD
ORD Sale 200 43.2150 USD
ORD Sale 220 42.4966 USD
ORD Sale 300 42.0916 USD
ORD Sale 600 43.4101 USD
ORD Sale 800 41.8325 USD
ORD Sale 800 42.7225 USD
ORD Sale 800 43.3950 USD
ORD Sale 900 42.8311 USD
ORD Sale 1,000 41.9018 USD
ORD Sale 1,000 42.4800 USD
ORD Sale 1,089 42.2243 USD
ORD Sale 1,114 42.2754 USD
ORD Sale 1,600 42.0224 USD
ORD Sale 2,100 41.2241 USD
ORD Sale 2,196 42.0009 USD
ORD Sale 4,313 41.8892 USD
ORD Sale 17,013 41.2924 USD

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 18 Dec 2014
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose DEALERTRACK TECHNOLOGIES INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 1,500,000 37.3666 European 13 Mar 2017
ORD Call Options Purchased 1,784,493 46.1835 European 6 Oct 2017
ORD Call Options Written -1,784,493 37.3666 European 13 Mar 2017
ORD Call Options Written -1,500,000 46.1835 European 6 Oct 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 445457
Time of Receipt (offset from UTC): 20141218T144629+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC