Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) - AMENDMENT TO 2 (a) Long and 3(a) purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

TUI TRAVEL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:  

3 Dec 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  

YES:

TUI AG

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,453,476 1.02% 3,390,111 0.28%
           
(2) Derivatives (other than
options): 61,870 0.01% 7,819,154 0.64%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 12,515,346 1.03% 11,209,265 0.92%
           
Class of relevant security:   Convertible Bond XS0503743949      
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.23% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 100,000 0.23% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 133 4.2699 GBP
ORD Purchase 137 4.2780 GBP
ORD Purchase 172 4.2570 GBP
ORD Purchase 178 4.2720 GBP
ORD Purchase 302 4.2870 GBP
ORD Purchase 369 4.2775 GBP
ORD Purchase 369 4.2830 GBP
ORD Purchase 408 4.2980 GBP
ORD Purchase 579 4.2690 GBP
ORD Purchase 585 4.3014 GBP
ORD Purchase 634 4.3020 GBP
ORD Purchase 649 4.2730 GBP
ORD Purchase 891 4.3015 GBP
ORD Purchase 912 4.2924 GBP
ORD Purchase 976 4.2695 GBP
ORD Purchase 1,503 4.2949 GBP
ORD Purchase 1,733 4.2650 GBP
ORD Purchase 1,929 4.2960 GBP
ORD Purchase 2,436 4.2992 GBP
ORD Purchase 4,470 4.2750 GBP
ORD Purchase 7,676 4.2895 GBP
ORD Purchase 12,932 4.2865 GBP
ORD Purchase 13,262 4.2930 GBP
ORD Purchase 15,416 4.2852 GBP
ORD Purchase 16,493 4.2920 GBP
ORD Purchase 57,750 4.2823 GBP
ORD Purchase 65,914 4.2867 GBP
ORD Purchase 112,691 4.2746 GBP
ORD Purchase 135,500 4.2844 GBP
ORD Purchase 3,250,000 4.3570 GBP
ORD Sale 133 4.2699 GBP
ORD Sale 137 4.2780 GBP
ORD Sale 172 4.2570 GBP
ORD Sale 178 4.2720 GBP
ORD Sale 178 4.2724 GBP
ORD Sale 300 4.2600 GBP
ORD Sale 302 4.2870 GBP
ORD Sale 343 4.2795 GBP
ORD Sale 369 4.2775 GBP
ORD Sale 369 4.2830 GBP
ORD Sale 408 4.2980 GBP
ORD Sale 477 4.2750 GBP
ORD Sale 579 4.2690 GBP
ORD Sale 585 4.3014 GBP
ORD Sale 649 4.2730 GBP
ORD Sale 891 4.3015 GBP
ORD Sale 912 4.2924 GBP
ORD Sale 976 4.2695 GBP
ORD Sale 1,119 4.2760 GBP
ORD Sale 1,733 4.2650 GBP
ORD Sale 1,929 4.2960 GBP
ORD Sale 2,528 4.2821 GBP
ORD Sale 5,584 4.2906 GBP
ORD Sale 6,387 4.2877 GBP
ORD Sale 9,259 4.2768 GBP
ORD Sale 9,779 4.2841 GBP
ORD Sale 15,384 4.2831 GBP
ORD Sale 15,985 4.2931 GBP
ORD Sale 17,292 4.2920 GBP
ORD Sale 20,727 4.2885 GBP
ORD Sale 38,120 4.2824 GBP
ORD Sale 105,643 4.2756 GBP
ORD Sale 127,152 4.2816 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 8,898 4.2681 GBP
ORD CFD Long 15,985 4.2931 GBP
ORD CFD Long 19,010 4.2847 GBP
ORD CFD Short 1,995 4.3013 GBP
ORD CFD Short 11,970 4.2852 GBP
ORD CFD Short 29,264 4.2913 GBP
ORD CFD Short 32,291 4.2876 GBP
ORD CFD Short 33,623 4.2858 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

5 Dec 2014

Contact name:

Jay Supaya

Telephone number:

0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 443718
Time of Receipt (offset from UTC): 20141205T154708+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC