Form 8.5 - TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

TUI TRAVEL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:  

4 Dec 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  

YES:

TUI AG

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,240,645 0.76% 155,939 0.01%
           
(2) Derivatives (other than
options): 55,367 0.00% 7,985,113 0.66%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 9,296,012 0.76% 8,141,052 0.67%
           
Class of relevant security:   Convertible Bond XS0503743949      
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.23% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 100,000 0.23% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 136 4.4440 GBP
ORD Purchase 152 4.4350 GBP
ORD Purchase 262 4.4580 GBP
ORD Purchase 273 4.4540 GBP
ORD Purchase 302 4.4790 GBP
ORD Purchase 344 4.4240 GBP
ORD Purchase 355 4.4120 GBP
ORD Purchase 355 4.4210 GBP
ORD Purchase 402 4.4220 GBP
ORD Purchase 418 4.4370 GBP
ORD Purchase 452 4.4550 GBP
ORD Purchase 478 4.4360 GBP
ORD Purchase 488 4.4250 GBP
ORD Purchase 508 4.4150 GBP
ORD Purchase 513 4.3870 GBP
ORD Purchase 513 4.3880 GBP
ORD Purchase 605 4.4300 GBP
ORD Purchase 733 4.4320 GBP
ORD Purchase 759 4.4610 GBP
ORD Purchase 802 4.4290 GBP
ORD Purchase 992 4.4650 GBP
ORD Purchase 1,200 4.4523 GBP
ORD Purchase 1,490 4.3988 GBP
ORD Purchase 2,001 4.4400 GBP
ORD Purchase 2,002 4.4470 GBP
ORD Purchase 2,100 4.4430 GBP
ORD Purchase 2,206 4.4025 GBP
ORD Purchase 2,349 4.4030 GBP
ORD Purchase 3,020 4.4522 GBP
ORD Purchase 4,988 4.4422 GBP
ORD Purchase 6,355 4.4466 GBP
ORD Purchase 10,568 4.4524 GBP
ORD Purchase 12,876 4.4487 GBP
ORD Purchase 25,422 4.4236 GBP
ORD Purchase 30,639 4.4497 GBP
ORD Purchase 91,284 4.4514 GBP
ORD Sale 136 4.4440 GBP
ORD Sale 152 4.4350 GBP
ORD Sale 222 4.4010 GBP
ORD Sale 302 4.4790 GBP
ORD Sale 355 4.4120 GBP
ORD Sale 369 4.4275 GBP
ORD Sale 393 4.4490 GBP
ORD Sale 452 4.4550 GBP
ORD Sale 457 4.4510 GBP
ORD Sale 508 4.4150 GBP
ORD Sale 513 4.3870 GBP
ORD Sale 513 4.3880 GBP
ORD Sale 585 4.4515 GBP
ORD Sale 738 4.4330 GBP
ORD Sale 739 4.4480 GBP
ORD Sale 744 4.4690 GBP
ORD Sale 959 4.4410 GBP
ORD Sale 982 4.4158 GBP
ORD Sale 1,037 4.4520 GBP
ORD Sale 1,103 4.4540 GBP
ORD Sale 1,211 4.4287 GBP
ORD Sale 1,542 4.4380 GBP
ORD Sale 1,661 4.4360 GBP
ORD Sale 1,819 4.4700 GBP
ORD Sale 1,863 4.4570 GBP
ORD Sale 1,897 4.4450 GBP
ORD Sale 2,001 4.4400 GBP
ORD Sale 2,182 4.4580 GBP
ORD Sale 2,325 4.4610 GBP
ORD Sale 2,349 4.4030 GBP
ORD Sale 2,533 4.4210 GBP
ORD Sale 2,680 4.4240 GBP
ORD Sale 2,881 4.4103 GBP
ORD Sale 2,920 4.4090 GBP
ORD Sale 2,922 4.4238 GBP
ORD Sale 3,064 4.4110 GBP
ORD Sale 3,064 4.4340 GBP
ORD Sale 3,066 4.4220 GBP
ORD Sale 3,795 4.4355 GBP
ORD Sale 4,342 4.4420 GBP
ORD Sale 4,538 4.4100 GBP
ORD Sale 4,853 4.4310 GBP
ORD Sale 4,893 4.4000 GBP
ORD Sale 5,139 4.4470 GBP
ORD Sale 5,141 4.4250 GBP
ORD Sale 5,279 4.4230 GBP
ORD Sale 5,767 4.4320 GBP
ORD Sale 6,423 4.4148 GBP
ORD Sale 6,488 4.4280 GBP
ORD Sale 6,711 4.4370 GBP
ORD Sale 7,951 4.4407 GBP
ORD Sale 8,856 4.4290 GBP
ORD Sale 9,013 4.4200 GBP
ORD Sale 9,580 4.4270 GBP
ORD Sale 15,027 4.4300 GBP
ORD Sale 20,466 4.4260 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 2,685 4.4150 GBP
ORD CFD Long 10,212 4.4182 GBP
ORD CFD Short 545 4.4613 GBP
ORD CFD Short 2,001 4.4233 GBP
ORD CFD Short 2,001 4.4403 GBP
ORD CFD Short 2,108 4.4211 GBP
ORD CFD Short 2,271 4.4033 GBP
ORD CFD Short 3,020 4.4522 GBP
ORD SWAP Short 7,212 4.4703 GBP
ORD CFD Short 12,876 4.4487 GBP
ORD CFD Short 30,639 4.4497 GBP
ORD CFD Short 31,402 4.4285 GBP
ORD CFD Short 91,284 4.4513 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

5 Dec 2014

Contact name:

Jay Supaya

Telephone number:

0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 443582
Time of Receipt (offset from UTC): 20141205T112516+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC