Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI)- AMENDMENT TO 2A & 3A

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

TUI TRAVEL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:  

28 November 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  

YES: TUI AG

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,172,314 0.75% 3,370,839 0.28%
           
(2) Derivatives (other than
options): 44,835 0.00% 7,627,806 0.63%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 9,217,149 0.75% 10,998,645 0.90%
           
Class of relevant security:   Convertible Bond XS0503743949      
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 900,000 0.23%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 900,000 0.23%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
Convertible Bond Sale 1,000,000 127.3750 GBP
ORD Purchase 125 4.4300 GBP
ORD Purchase 130 4.3540 GBP
ORD Purchase 178 4.3770 GBP
ORD Purchase 178 4.4420 GBP
ORD Purchase 213 4.3560 GBP
ORD Purchase 298 4.4390 GBP
ORD Purchase 305 4.3640 GBP
ORD Purchase 355 4.3780 GBP
ORD Purchase 385 4.3430 GBP
ORD Purchase 491 4.3900 GBP
ORD Purchase 522 4.3762 GBP
ORD Purchase 652 4.4080 GBP
ORD Purchase 655 4.4310 GBP
ORD Purchase 749 4.4500 GBP
ORD Purchase 753 4.4370 GBP
ORD Purchase 844 4.3707 GBP
ORD Purchase 857 4.4570 GBP
ORD Purchase 982 4.3710 GBP
ORD Purchase 1,079 4.3600 GBP
ORD Purchase 1,766 4.4510 GBP
ORD Purchase 2,487 4.4440 GBP
ORD Purchase 3,403 4.3798 GBP
ORD Purchase 3,897 4.3934 GBP
ORD Purchase 5,107 4.4362 GBP
ORD Purchase 6,424 4.3864 GBP
ORD Purchase 35,957 4.4208 GBP
ORD Purchase 40,615 4.4151 GBP
ORD Purchase 86,154 4.4249 GBP
ORD Purchase 170,491 4.3790 GBP
ORD Purchase 198,328 4.3612 GBP
ORD Sale 125 4.4300 GBP
ORD Sale 130 4.3540 GBP
ORD Sale 141 4.4210 GBP
ORD Sale 178 4.3770 GBP
ORD Sale 178 4.4420 GBP
ORD Sale 213 4.3560 GBP
ORD Sale 298 4.4390 GBP
ORD Sale 305 4.3640 GBP
ORD Sale 385 4.3430 GBP
ORD Sale 491 4.3790 GBP
ORD Sale 491 4.3900 GBP
ORD Sale 652 4.4080 GBP
ORD Sale 655 4.4310 GBP
ORD Sale 749 4.4500 GBP
ORD Sale 753 4.4370 GBP
ORD Sale 857 4.4570 GBP
ORD Sale 982 4.3710 GBP
ORD Sale 1,079 4.3600 GBP
ORD Sale 1,196 4.3780 GBP
ORD Sale 1,260 4.3210 GBP
ORD Sale 1,766 4.4510 GBP
ORD Sale 4,511 4.3872 GBP
ORD Sale 5,285 4.4342 GBP
ORD Sale 6,568 4.3883 GBP
ORD Sale 13,669 4.4470 GBP
ORD Sale 22,093 4.3612 GBP
ORD Sale 27,873 4.3679 GBP
ORD Sale 29,263 4.3523 GBP
ORD Sale 70,411 4.3661 GBP
ORD Sale 114,464 4.3702 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 7,905 4.3867 GBP
ORD SWAP Long 29,263 4.3523 GBP
ORD CFD Long 39,588 4.3329 GBP
ORD SWAP Short 801 4.4494 GBP
ORD CFD Short 6,384 4.4137 GBP
ORD CFD Short 39,588 4.3329 GBP
ORD CFD Short 86,154 4.4249 GBP
ORD SWAP Short 129,970 4.2107 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

2 December 2014

Contact name:

Jay Supaya

Telephone number:

0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 443217
Time of Receipt (offset from UTC): 20141202T163244+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC