Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 27 November 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,799,337 0.72% 3,385,191 0.28%
           
(2) Derivatives (other than
options): 15,572 0.00% 7,412,402 0.61%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 8,814,909 0.72% 10,797,593 0.89%
     
Class of relevant security:   Convertible Bond XS0503743949
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000

0.03%

0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 100,000

0.03%

0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Purchase 700,000 123.2500 GBP
ORD Purchase 141 4.1950 GBP
ORD Purchase 174 4.2073 GBP
ORD Purchase 180 4.3400 GBP
ORD Purchase 241 4.3180 GBP
ORD Purchase 274 4.2010 GBP
ORD Purchase 293 4.2065 GBP
ORD Purchase 325 4.1890 GBP
ORD Purchase 330 4.2540 GBP
ORD Purchase 333 4.3360 GBP
ORD Purchase 340 4.2110 GBP
ORD Purchase 359 4.2030 GBP
ORD Purchase 465 4.2210 GBP
ORD Purchase 489 4.2069 GBP
ORD Purchase 751 4.2570 GBP
ORD Purchase 978 4.2075 GBP
ORD Purchase 1,005 4.1862 GBP
ORD Purchase 1,128 4.2050 GBP
ORD Purchase 1,436 4.2381 GBP
ORD Purchase 1,604 4.2689 GBP
ORD Purchase 1,809 4.2040 GBP
ORD Purchase 2,011 4.2060 GBP
ORD Purchase 2,142 4.2070 GBP
ORD Purchase 3,635 4.1947 GBP
ORD Purchase 4,119 4.2758 GBP
ORD Purchase 4,164 4.1866 GBP
ORD Purchase 5,016 4.3291 GBP
ORD Purchase 6,733 4.2660 GBP
ORD Purchase 8,790 4.2668 GBP
ORD Purchase 15,101 4.2043 GBP
ORD Purchase 25,649 4.2716 GBP
ORD Purchase 86,154 4.2537 GBP
ORD Purchase 99,008 4.3133 GBP
ORD Sale 1 4.3240 GBP
ORD Sale 141 4.1950 GBP
ORD Sale 174 4.2073 GBP
ORD Sale 180 4.3400 GBP
ORD Sale 241 4.3180 GBP
ORD Sale 274 4.2010 GBP
ORD Sale 293 4.2065 GBP
ORD Sale 325 4.1890 GBP
ORD Sale 328 4.2130 GBP
ORD Sale 330 4.2540 GBP
ORD Sale 333 4.3360 GBP
ORD Sale 465 4.2210 GBP
ORD Sale 489 4.2069 GBP
ORD Sale 751 4.2570 GBP
ORD Sale 978 4.2075 GBP
ORD Sale 1,824 4.2110 GBP
ORD Sale 3,332 4.3215 GBP
ORD Sale 4,149 4.2020 GBP
ORD Sale 4,891 4.2269 GBP
ORD Sale 5,013 4.2090 GBP
ORD Sale 6,744 4.2030 GBP
ORD Sale 7,248 4.2040 GBP
ORD Sale 7,872 4.2116 GBP
ORD Sale 7,900 4.2080 GBP
ORD Sale 8,113 4.2100 GBP
ORD Sale 8,558 4.2600 GBP
ORD Sale 9,416 4.2050 GBP
ORD Sale 11,688 4.2496 GBP
ORD Sale 19,174 4.2070 GBP
ORD Sale 19,845 4.3390 GBP
ORD Sale 28,157 4.2060 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Short 1,690 4.3121 GBP
ORD SWAP Short 3,326 4.3377 GBP
ORD CFD Short 6,733 4.2660 GBP
ORD CFD Short 23,905 4.1995 GBP
ORD CFD Short 25,649 4.2716 GBP
ORD CFD Short 86,154 4.2537 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 28 Nov 2014
Contact name: Sushil Vashisht
Telephone number: 020 7773 0744

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 442733
Time of Receipt (offset from UTC): 20141128T112900+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC