Form 8.3 - CSR

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

CSR PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

7 Nov 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,807,270 2.90% 184,518 0.11%
           
(2) Derivatives (other than
options): 55,404 0.03% 3,292,979 1.99%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,862,674 2.93% 3,477,497 2.10%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 11 8.3010 GBP
ORD Purchase 11 8.3090 GBP
ORD Purchase 46 8.3323 GBP
ORD Purchase 100 8.2850 GBP
ORD Purchase 101 8.2900 GBP
ORD Purchase 156 8.3450 GBP
ORD Purchase 200 8.3200 GBP
ORD Purchase 380 8.3000 GBP
ORD Purchase 386 8.3091 GBP
ORD Purchase 405 8.3100 GBP
ORD Purchase 433 8.3379 GBP
ORD Purchase 716 8.2800 GBP
ORD Purchase 1,189 8.3228 GBP
ORD Purchase 1,219 8.3500 GBP
ORD Purchase 1,271 8.2858 GBP
ORD Purchase 1,383 8.3335 GBP
ORD Purchase 1,562 8.3115 GBP
ORD Purchase 1,970 8.3080 GBP
ORD Purchase 3,081 8.3250 GBP
ORD Purchase 3,728 8.3222 GBP
ORD Purchase 5,050 8.3164 GBP
ORD Purchase 15,000 8.3060 GBP
ORD Sale 11 8.3010 GBP
ORD Sale 11 8.3019 GBP
ORD Sale 100 8.2850 GBP
ORD Sale 101 8.2900 GBP
ORD Sale 156 8.3450 GBP
ORD Sale 292 8.2928 GBP
ORD Sale 380 8.3000 GBP
ORD Sale 401 8.3100 GBP
ORD Sale 442 8.2957 GBP
ORD Sale 472 8.2936 GBP
ORD Sale 617 8.3178 GBP
ORD Sale 644 8.2950 GBP
ORD Sale 1,206 8.2800 GBP
ORD Sale 1,305 8.3174 GBP
ORD Sale 1,950 8.2948 GBP
ORD Sale 3,392 8.3500 GBP
ORD Sale 12,300 8.3095 GBP
ORD Sale 43,221 8.3085 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 472 8.2936 GBP
ORD SWAP Long 1,576 8.2868 GBP
ORD SWAP Long 3,340 8.3269 GBP
ORD CFD Long 5,286 8.3228 GBP
ORD CFD Long 34,614 8.3041 GBP
ORD SWAP Short 46 8.3324 GBP
ORD CFD Short 1,271 8.2858 GBP
ORD SWAP Short 1,312 8.3198 GBP
ORD SWAP Short 2,416 8.3236 GBP
ORD CFD Short 5,050 8.3164 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  
Date of disclosure:  

10 Nov 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 440227
Time of Receipt (offset from UTC): 20141110T112350+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC