Form 8.5 (EPT/NON-RI)- TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

TUI TRAVEL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:  

31 Oct 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  

YES:

TUI AG

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,283,893 0.76% 125,131 0.01%
           
(2) Derivatives (other than
options): 899,038 0.07% 7,895,793 0.65%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 10,182,931 0.84% 8,020,924 0.66%
           
Class of relevant security:   Convertible Bond XS0503743949      
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 600,000 0.15%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 600,000 0.15%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
Convertible Bond Sale 1,000,000 120.0000 GBP
Convertible Bond Purchase 600,000 120.0000 GBP
ORD Purchase 1 4.0350 GBP
ORD Purchase 124 4.0370 GBP
ORD Purchase 140 4.0200 GBP
ORD Purchase 153 4.0260 GBP
ORD Purchase 228 3.9580 GBP
ORD Purchase 318 4.0130 GBP
ORD Purchase 423 4.0430 GBP
ORD Purchase 452 3.9900 GBP
ORD Purchase 775 4.0170 GBP
ORD Purchase 1,220 3.9880 GBP
ORD Purchase 1,715 4.0487 GBP
ORD Purchase 2,283 3.9963 GBP
ORD Purchase 3,253 4.0495 GBP
ORD Purchase 7,384 4.0540 GBP
ORD Purchase 9,844 4.0047 GBP
ORD Purchase 16,283 4.0092 GBP
ORD Purchase 59,431 4.0098 GBP
ORD Purchase 788 3.9860 GBP
ORD Purchase 104,620 4.0100 GBP
ORD Sale 7,511 3.9860 GBP
ORD Sale 100 4.0600 GBP
ORD Sale 124 4.0370 GBP
ORD Sale 140 4.0200 GBP
ORD Sale 153 4.0260 GBP
ORD Sale 228 3.9580 GBP
ORD Sale 318 4.0130 GBP
ORD Sale 423 4.0430 GBP
ORD Sale 452 3.9900 GBP
ORD Sale 775 4.0170 GBP
ORD Sale 1,220 3.9880 GBP
ORD Sale 1,484 4.0670 GBP
ORD Sale 2,283 3.9963 GBP
ORD Sale 4,106 4.0149 GBP
ORD Sale 7,520 4.0179 GBP
ORD Sale 8,680 4.0148 GBP
ORD Sale 12,812 4.0389 GBP
ORD Sale 32,441 4.0068 GBP
ORD Sale 60,880 4.0080 GBP
ORD Sale 68,056 3.9600 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,584 4.0661 GBP
ORD CFD Long 8,680 4.0148 GBP
ORD SWAP Long 12,812 4.0389 GBP
ORD CFD Long 68,056 3.9600 GBP
ORD CFD Short 12,352 4.0526 GBP
ORD SWAP Short 25,204 4.0080 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

3 Nov 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 439366
Time of Receipt (offset from UTC): 20141103T103821+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC