Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

20 Oct 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

ABBVIE INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,334,785 1.75% 3,752,429 0.64%
           
(2) Derivatives (other than
options): 1,606,512 0.27% 2,990,307 0.51%
           
(3) Options and agreements to
purchase/sell: 1,107,600 0.19% 2,513,604 0.43%
           
(4)
TOTAL: 13,048,897 2.21% 9,256,340 1.57%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

(a)   Purchases and sales          
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD (traded as ADR) Purchase 39 185.0000 USD
ORD Purchase 57 37.4600 GBP
ORD Purchase 100 37.4800 GBP
ORD Purchase 159 37.4140 GBP
ORD Purchase 167 37.3000 GBP
ORD Purchase 183 37.3600 GBP
ORD Purchase 228 37.2600 GBP
ORD Purchase 250 37.5000 GBP
ORD Purchase 265 37.3300 GBP
ORD (traded as ADR) Purchase 300 180.6700 USD
ORD (traded as ADR) Purchase 300 181.5400 USD
ORD (traded as ADR) Purchase 300 182.3800 USD
ORD (traded as ADR) Purchase 300 184.6100 USD
ORD Purchase 306 37.4300 GBP
ORD Purchase 318 37.4700 GBP
ORD Purchase 329 37.2900 GBP
ORD Purchase 340 37.4200 GBP
ORD Purchase 367 37.4100 GBP
ORD Purchase 414 37.3100 GBP
ORD Purchase 475 37.4650 GBP
ORD (traded as ADR) Purchase 600 181.8700 USD
ORD (traded as ADR) Purchase 636 181.3486 USD
ORD Purchase 668 37.4827 GBP
ORD Purchase 730 37.4000 GBP
ORD Purchase 760 37.4500 GBP
ORD (traded as ADR) Purchase 900 180.8696 USD
ORD (traded as ADR) Purchase 900 183.5866 USD
ORD (traded as ADR) Purchase 900 184.7200 USD
ORD Purchase 1,078 37.5980 GBP
ORD (traded as ADR) Purchase 1,200 181.4900 USD
ORD (traded as ADR) Purchase 1,200 182.3836 USD
ORD (traded as ADR) Purchase 1,836 181.0029 USD
ORD Purchase 1,869 37.5050 GBP
ORD Purchase 2,084 37.3500 GBP
ORD Purchase 2,108 37.3200 GBP
ORD (traded as ADR) Purchase 2,130 183.0285 USD
ORD (traded as ADR) Purchase 2,400 184.6587 USD
ORD (traded as ADR) Purchase 2,499 182.3890 USD
ORD (traded as ADR) Purchase 2,550 184.2352 USD
ORD Purchase 2,563 37.5421 GBP
ORD Purchase 2,571 37.4568 GBP
ORD (traded as ADR) Purchase 2,700 184.5070 USD
ORD (traded as ADR) Purchase 4,401 182.3030 USD
ORD (traded as ADR) Purchase 5,400 183.2807 USD
ORD (traded as ADR) Purchase 5,823 184.4046 USD
ORD Purchase 5,833 37.5379 GBP
ORD (traded as ADR) Purchase 6,450 184.2951 USD
ORD Purchase 6,515 37.4863 GBP
ORD (traded as ADR) Purchase 6,699 182.3294 USD
ORD (traded as ADR) Purchase 7,500 183.0752 USD
ORD (traded as ADR) Purchase 7,950 183.9133 USD
ORD (traded as ADR) Purchase 10,149 184.5671 USD
ORD Purchase 11,957 37.4883 GBP
ORD (traded as ADR) Purchase 15,300 182.3249 USD
ORD Purchase 17,091 37.6386 GBP
ORD Purchase 17,772 37.5118 GBP
ORD (traded as ADR) Purchase 18,000 183.2217 USD
ORD Purchase 19,393 37.5430 GBP
ORD Purchase 23,184 37.4010 GBP
ORD (traded as ADR) Purchase 24,165 183.6839 USD
ORD (traded as ADR) Purchase 33,000 183.9354 USD
ORD Purchase 53,242 37.5159 GBP
ORD (traded as ADR) Purchase 53,373 181.6689 USD
ORD (traded as ADR) Purchase 60,729 184.4953 USD
ORD Purchase 70,695 37.4855 GBP
ORD Purchase 75,000 37.4057 GBP
ORD Purchase 75,496 37.5463 GBP
ORD Purchase 75,769 37.5358 GBP
ORD (traded as ADR) Purchase 87,342 184.0980 USD
ORD Purchase 99,364 37.5352 GBP
ORD (traded as ADR) Purchase 121,659 184.4136 USD
ORD (traded as ADR) Purchase 180,000 182.8043 USD
ORD Sale 50 37.5350 GBP
ORD Sale 57 37.4600 GBP
ORD Sale 100 37.4800 GBP
ORD (traded as ADR) Sale 147 179.1550 USD
ORD Sale 159 37.4140 GBP
ORD Sale 167 37.3000 GBP
ORD Sale 183 37.3600 GBP
ORD Sale 200 37.5600 GBP
ORD Sale 228 37.2600 GBP
ORD Sale 265 37.3300 GBP
ORD (traded as ADR) Sale 300 184.4750 USD
ORD (traded as ADR) Sale 300 184.6900 USD
ORD (traded as ADR) Sale 300 184.7900 USD
ORD Sale 306 37.4300 GBP
ORD Sale 318 37.4700 GBP
ORD Sale 329 37.2900 GBP
ORD Sale 340 37.4200 GBP
ORD Sale 367 37.4100 GBP
ORD Sale 414 37.3100 GBP
ORD Sale 420 37.5400 GBP
ORD (traded as ADR) Sale 429 184.7569 USD
ORD Sale 440 37.4659 GBP
ORD Sale 465 37.4000 GBP
ORD Sale 475 37.4650 GBP
ORD Sale 548 37.5000 GBP
ORD (traded as ADR) Sale 600 181.8300 USD
ORD (traded as ADR) Sale 600 182.7490 USD
ORD Sale 683 37.4365 GBP
ORD (traded as ADR) Sale 900 181.4500 USD
ORD (traded as ADR) Sale 900 181.6833 USD
ORD (traded as ADR) Sale 906 184.4603 USD
ORD (traded as ADR) Sale 1,200 181.4900 USD
ORD (traded as ADR) Sale 1,200 184.1025 USD
ORD Sale 1,488 37.3520 GBP
ORD (traded as ADR) Sale 1,500 181.3720 USD
ORD (traded as ADR) Sale 1,500 181.4520 USD
ORD (traded as ADR) Sale 1,500 181.5440 USD
ORD (traded as ADR) Sale 1,500 184.3060 USD
ORD (traded as ADR) Sale 1,566 184.5300 USD
ORD (traded as ADR) Sale 1,791 181.1731 USD
ORD (traded as ADR) Sale 1,803 184.6359 USD
ORD Sale 1,963 37.5294 GBP
ORD Sale 2,084 37.3500 GBP
ORD (traded as ADR) Sale 2,100 182.1062 USD
ORD (traded as ADR) Sale 2,100 183.2671 USD
ORD Sale 2,108 37.3200 GBP
ORD (traded as ADR) Sale 2,400 183.0112 USD
ORD (traded as ADR) Sale 2,700 183.9320 USD
ORD (traded as ADR) Sale 3,000 182.0420 USD
ORD (traded as ADR) Sale 3,000 184.9804 USD
ORD (traded as ADR) Sale 3,084 181.3517 USD
ORD Sale 3,233 37.4017 GBP
ORD (traded as ADR) Sale 3,300 184.3663 USD
ORD Sale 3,536 37.5203 GBP
ORD (traded as ADR) Sale 3,672 181.0029 USD
ORD Sale 3,760 37.4500 GBP
ORD Sale 3,823 37.3963 GBP
ORD Sale 3,844 37.5238 GBP
ORD Sale 4,064 37.3542 GBP
ORD (traded as ADR) Sale 4,308 184.3202 USD
ORD (traded as ADR) Sale 5,976 184.5244 USD
ORD (traded as ADR) Sale 7,500 183.0772 USD
ORD (traded as ADR) Sale 7,650 184.4025 USD
ORD (traded as ADR) Sale 7,707 182.9604 USD
ORD (traded as ADR) Sale 7,800 184.5088 USD
ORD (traded as ADR) Sale 8,100 184.8970 USD
ORD (traded as ADR) Sale 9,030 182.4981 USD
ORD (traded as ADR) Sale 9,951 184.4668 USD
ORD (traded as ADR) Sale 10,512 181.4399 USD
ORD Sale 10,782 37.4834 GBP
ORD Sale 12,436 37.3893 GBP
ORD (traded as ADR) Sale 13,500 182.9475 USD
ORD (traded as ADR) Sale 15,300 182.3249 USD
ORD (traded as ADR) Sale 15,600 183.3361 USD
ORD (traded as ADR) Sale 15,600 184.3576 USD
ORD (traded as ADR) Sale 16,350 184.5325 USD
ORD (traded as ADR) Sale 17,349 183.0486 USD
ORD Sale 18,000 37.5016 GBP
ORD Sale 18,132 37.6259 GBP
ORD Sale 19,237 37.5571 GBP
ORD Sale 21,459 37.3967 GBP
ORD (traded as ADR) Sale 22,743 184.4256 USD
ORD (traded as ADR) Sale 22,800 183.9509 USD
ORD (traded as ADR) Sale 23,700 183.0571 USD
ORD (traded as ADR) Sale 28,320 183.8057 USD
ORD (traded as ADR) Sale 31,986 181.6133 USD
ORD Sale 39,390 37.4614 GBP
ORD (traded as ADR) Sale 42,585 182.8248 USD
ORD Sale 83,373 37.5223 GBP
ORD (traded as ADR) Sale 90,000 182.8043 USD
ORD Sale 92,410 37.5407 GBP
ORD Sale 93,520 37.5272 GBP
ORD Sale 140,777 37.5155 GBP
ORD (traded as ADR) Sale 242,373 184.2826 USD
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,235 37.6797 GBP
ORD CFD Long 3,233 37.4017 GBP
ORD CFD Long 9,755 37.4323 GBP
ORD CFD Long 32,714 37.4170 GBP
ORD SWAP Long 49,772 37.5069 GBP
ORD SWAP Short 1,078 37.5980 GBP
ORD CFD Short 1,869 37.5050 GBP
ORD CFD Short 2,563 37.5421 GBP
ORD SWAP Short 3,779 37.4667 GBP
ORD SWAP Short 3,848 37.4697 GBP
ORD CFD Short 8,746 37.5318 GBP
ORD CFD Short 13,826 37.5654 GBP
ORD SWAP Short 49,390 37.5272 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Put Options Purchasing 600 130 USD American 17 Apr 2015 1.0000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:  

21 Oct 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -100 130.0000 American 17 Jan 2015
ORD Put Options Purchased -600 130.0000 American 17 Apr 2015
ORD Put Options Purchased -200 135.0000 American 22 Nov 2014
ORD Put Options Purchased -1,000 135.0000 American 17 Jan 2015
ORD Put Options Purchased -7,800 145.0000 American 22 Nov 2014
ORD Put Options Purchased -1,000 145.0000 American 17 Jan 2015
ORD Put Options Purchased -204,500 150.0000 American 22 Nov 2014
ORD Put Options Purchased -156,400 150.0000 American 17 Jan 2015
ORD Put Options Purchased -1,000 150.0000 American 17 Apr 2015
ORD Put Options Purchased -1,000 155.0000 American 22 Nov 2014
ORD Put Options Purchased -1,300 155.0000 American 17 Jan 2015
ORD Put Options Purchased -9,400 160.0000 American 22 Nov 2014
ORD Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ORD Put Options Purchased -2,600 170.0000 American 22 Nov 2014
ORD Put Options Purchased -3,400 170.0000 American 17 Jan 2015
ORD Put Options Purchased -3,000 175.0000 American 17 Jan 2015
ORD Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ORD Put Options Purchased -800 190.0000 American 22 Nov 2014
ORD Put Options Purchased -500 190.0000 American 17 Apr 2015
ORD Put Options Purchased -400 195.0000 American 22 Nov 2014
ORD Put Options Purchased -600 195.0000 American 17 Jan 2015
ORD Put Options Purchased -400 205.0000 American 22 Nov 2014
ORD Put Options Purchased -900 210.0000 American 17 Jan 2015
ORD Put Options Purchased -2,500 220.0000 American 17 Apr 2015
ORD Put Options Purchased -1,000 225.0000 American 31 Oct 2014
ORD Put Options Purchased -22,600 250.0000 American 22 Nov 2014
ORD Put Options Purchased -30,600 255.0000 American 22 Nov 2014
ORD Put Options Purchased -100 255.0000 American 17 Jan 2015
ORD Put Options Purchased -2,000 265.0000 American 14 Nov 2014
ORD Put Options Purchased -200 265.0000 American 17 Jan 2015
ORD Put Options Purchased -600 270.0000 American 17 Jan 2015
ORD Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ORD Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ORD Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ORD Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ORD Put Options Written 1,000 100.0000 American 17 Jan 2015
ORD Put Options Written 46,000 170.0000 American 22 Nov 2014
ORD Put Options Written 400 170.0000 American 17 Apr 2015
ORD Put Options Written 2,500 175.0000 American 17 Apr 2015
ORD Put Options Written 1,600 190.0000 American 22 Nov 2014
ORD Put Options Written 100 190.0000 American 17 Jan 2015
ORD Put Options Written 4,600 200.0000 American 17 Jan 2015
ORD Put Options Written 13,100 215.0000 American 17 Jan 2015
ORD Put Options Written 2,400 220.0000 American 17 Jan 2015
ORD Put Options Written 100 225.0000 American 17 Apr 2015
ORD Put Options Written 2,700 230.0000 American 17 Jan 2015
ORD Put Options Written 100 235.0000 American 17 Jan 2015
ORD Put Options Written 100 265.0000 American 15 Jan 2016
ORD Put Options Written 100 280.0000 American 17 Apr 2015
ORD Call Options Purchased 400 140.0000 American 22 Nov 2014
ORD Call Options Purchased 1,000 155.0000 American 7 Nov 2014
ORD Call Options Purchased 100 170.0000 American 17 Jan 2015
ORD Call Options Purchased 500 172.5000 American 24 Oct 2014
ORD Call Options Purchased 1,200 175.0000 American 31 Oct 2014
ORD Call Options Purchased 1,700 175.0000 American 22 Nov 2014
ORD Call Options Purchased 2,000 175.0000 American 17 Jan 2015
ORD Call Options Purchased 1,000 177.5000 American 24 Oct 2014
ORD Call Options Purchased 5,400 180.0000 American 22 Nov 2014
ORD Call Options Purchased 3,800 185.0000 American 22 Nov 2014
ORD Call Options Purchased 300 190.0000 American 22 Nov 2014
ORD Call Options Purchased 24,600 190.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 200.0000 American 31 Oct 2014
ORD Call Options Purchased 6,000 205.0000 American 31 Oct 2014
ORD Call Options Purchased 400 205.0000 American 22 Nov 2014
ORD Call Options Purchased 100 205.0000 American 17 Apr 2015
ORD Call Options Purchased 400 210.0000 American 22 Nov 2014
ORD Call Options Purchased 400 215.0000 American 22 Nov 2014
ORD Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ORD Call Options Purchased 100 225.0000 American 15 Jan 2016
ORD Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ORD Call Options Purchased 100 230.0000 American 15 Jan 2016
ORD Call Options Purchased 100 235.0000 American 15 Jan 2016
ORD Call Options Purchased 58,400 240.0000 American 17 Jan 2015
ORD Call Options Purchased 100,600 255.0000 American 17 Jan 2015
ORD Call Options Purchased 200 260.0000 American 14 Nov 2014
ORD Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ORD Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ORD Call Options Purchased 28,200 270.0000 American 17 Jan 2015
ORD Call Options Purchased 5,000 275.0000 American 22 Nov 2014
ORD Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ORD Call Options Purchased 12,100 280.0000 American 17 Jan 2015
ORD Call Options Purchased 1,000 280.0000 American 17 Apr 2015
ORD Call Options Purchased 100 285.0000 American 17 Jan 2015
ORD Call Options Purchased 100 300.0000 American 17 Apr 2015
ORD Call Options Purchased 100 305.0000 American 17 Apr 2015
ORD Call Options Written -100 165.0000 American 17 Apr 2015
ORD Call Options Written -200 175.0000 American 20 Jan 2017
ORD Call Options Written -200 180.0000 American 17 Jan 2015
ORD Call Options Written -200 185.0000 American 17 Jan 2015
ORD Call Options Written -900 185.0000 American 15 Jan 2016
ORD Call Options Written -1,200 190.0000 American 15 Jan 2016
ORD Call Options Written -200 195.0000 American 17 Jan 2015
ORD Call Options Written -1,400 195.0000 American 15 Jan 2016
ORD Call Options Written -9,400 200.0000 American 22 Nov 2014
ORD Call Options Written -300 205.0000 American 15 Jan 2016
ORD Call Options Written -156,700 210.0000 American 17 Jan 2015
ORD Call Options Written -300 220.0000 American 17 Jan 2015
ORD Call Options Written -8,400 225.0000 American 17 Jan 2015
ORD Call Options Written -3,500 230.0000 American 17 Jan 2015
ORD Call Options Written -2,800 235.0000 American 17 Jan 2015
ORD Call Options Written -1,200 240.0000 American 17 Jan 2015
ORD Call Options Written -200 242.5000 American 14 Nov 2014
ORD Call Options Written -4,800 245.0000 American 17 Jan 2015
ORD Call Options Written -1,468 250.0000 American 21 Nov 2014
ORD Call Options Written -26,900 250.0000 American 22 Nov 2014
ORD Call Options Written -23,700 250.0000 American 17 Jan 2015
ORD Call Options Written -23,300 255.0000 American 17 Jan 2015
ORD Call Options Written -200 255.0000 American 17 Apr 2015
ORD Call Options Written -2,500 265.0000 American 22 Nov 2014
ORD Call Options Written -100,600 270.0000 American 17 Jan 2015
ORD Call Options Written -100 290.0000 American 20 Jan 2017
ORD Call Options Written -100 320.0000 American 17 Jan 2015
ORD Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 437840
Time of Receipt (offset from UTC): 20141021T144802+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC