Form 8.3 - AbbVie

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ABBVIE INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

14 October 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

SHIRE PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,039,358 0.32% 4,770,969 0.30%
           
(2) Derivatives (other than
options): 3,618,968 0.23% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 6,947,367 0.44% 8,962,500 0.56%
           
(4)
TOTAL: 15,605,693 0.98% 13,733,469 0.86%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 44 53.8700 USD
ORD Purchase 75 53.5416 USD
ORD Purchase 100 53.6000 USD
ORD Purchase 100 53.6100 USD
ORD Purchase 100 53.8050 USD
ORD Purchase 100 54.2600 USD
ORD Purchase 100 54.7000 USD
ORD Purchase 134 54.6600 USD
ORD Purchase 200 53.9400 USD
ORD Purchase 200 54.3100 USD
ORD Purchase 200 54.3350 USD
ORD Purchase 213 54.0776 USD
ORD Purchase 223 53.6599 USD
ORD Purchase 235 54.2449 USD
ORD Purchase 300 54.0600 USD
ORD Purchase 300 54.1766 USD
ORD Purchase 400 53.8200 USD
ORD Purchase 400 54.0400 USD
ORD Purchase 459 53.6600 USD
ORD Purchase 500 54.6440 USD
ORD Purchase 600 54.6433 USD
ORD Purchase 694 54.6914 USD
ORD Purchase 700 54.0814 USD
ORD Purchase 700 54.1410 USD
ORD Purchase 700 54.1850 USD
ORD Purchase 800 53.6925 USD
ORD Purchase 800 54.0637 USD
ORD Purchase 1,300 53.5853 USD
ORD Purchase 1,475 53.5838 USD
ORD Purchase 1,700 53.7023 USD
ORD Purchase 1,749 54.0800 USD
ORD Purchase 1,935 53.7636 USD
ORD Purchase 2,100 54.0728 USD
ORD Purchase 2,313 54.2012 USD
ORD Purchase 2,415 53.6200 USD
ORD Purchase 2,443 53.7608 USD
ORD Purchase 3,000 53.8424 USD
ORD Purchase 3,200 54.1371 USD
ORD Purchase 3,750 53.7652 USD
ORD Purchase 4,067 54.1967 USD
ORD Purchase 4,900 53.3317 USD
ORD Purchase 4,980 54.1990 USD
ORD Purchase 6,739 54.1083 USD
ORD Purchase 7,720 53.6646 USD
ORD Purchase 9,500 54.1799 USD
ORD Purchase 9,599 54.2060 USD
ORD Purchase 9,810 54.2656 USD
ORD Purchase 10,370 54.1325 USD
ORD Purchase 10,821 54.0052 USD
ORD Purchase 10,900 54.1492 USD
ORD Purchase 13,302 53.7136 USD
ORD Purchase 13,983 53.8402 USD
ORD Purchase 14,971 54.1859 USD
ORD Purchase 15,500 54.3774 USD
ORD Purchase 15,636 53.2358 USD
ORD Purchase 15,910 53.8657 USD
ORD Purchase 16,289 54.2232 USD
ORD Purchase 18,800 54.3980 USD
ORD Purchase 19,300 54.1757 USD
ORD Purchase 21,758 54.0009 USD
ORD Purchase 21,789 54.1624 USD
ORD Purchase 23,000 53.9797 USD
ORD Purchase 32,634 54.1998 USD
ORD Purchase 39,120 54.0453 USD
ORD Purchase 40,300 54.0663 USD
ORD Purchase 43,037 54.1874 USD
ORD Purchase 52,918 54.4068 USD
ORD Purchase 60,102 53.9751 USD
ORD Purchase 76,654 54.0584 USD
ORD Purchase 80,861 54.0319 USD
ORD Purchase 158,057 54.1205 USD
ORD Purchase 401,913 54.1714 USD
ORD Purchase 2,352,396 54.1300 USD
ORD Sale 37 53.8948 USD
ORD Sale 100 53.5100 USD
ORD Sale 100 53.9000 USD
ORD Sale 100 54.2150 USD
ORD Sale 100 54.3200 USD
ORD Sale 100 54.3500 USD
ORD Sale 100 54.3650 USD
ORD Sale 100 54.5500 USD
ORD Sale 100 54.6200 USD
ORD Sale 100 54.7150 USD
ORD Sale 134 54.6600 USD
ORD Sale 158 54.3389 USD
ORD Sale 180 53.6888 USD
ORD Sale 200 53.7300 USD
ORD Sale 200 54.0625 USD
ORD Sale 200 54.3150 USD
ORD Sale 200 54.6475 USD
ORD Sale 200 54.7600 USD
ORD Sale 235 54.0144 USD
ORD Sale 254 54.0768 USD
ORD Sale 286 54.6981 USD
ORD Sale 300 54.1166 USD
ORD Sale 300 54.1633 USD
ORD Sale 300 54.3400 USD
ORD Sale 300 54.3416 USD
ORD Sale 300 54.4233 USD
ORD Sale 300 54.6950 USD
ORD Sale 347 54.6900 USD
ORD Sale 347 54.6914 USD
ORD Sale 393 53.6905 USD
ORD Sale 400 54.6612 USD
ORD Sale 417 54.1344 USD
ORD Sale 420 53.6880 USD
ORD Sale 427 54.4102 USD
ORD Sale 446 54.1703 USD
ORD Sale 482 54.2844 USD
ORD Sale 499 54.2131 USD
ORD Sale 500 54.2090 USD
ORD Sale 505 53.8190 USD
ORD Sale 582 54.2820 USD
ORD Sale 637 54.1494 USD
ORD Sale 682 53.6599 USD
ORD Sale 700 53.9550 USD
ORD Sale 800 54.3775 USD
ORD Sale 900 54.6633 USD
ORD Sale 1,101 54.6319 USD
ORD Sale 1,235 54.1026 USD
ORD Sale 1,282 54.1500 USD
ORD Sale 1,300 54.6400 USD
ORD Sale 1,400 54.1410 USD
ORD Sale 1,500 54.0613 USD
ORD Sale 1,700 54.1324 USD
ORD Sale 1,770 54.0978 USD
ORD Sale 1,799 54.5651 USD
ORD Sale 1,867 54.1728 USD
ORD Sale 1,900 54.6373 USD
ORD Sale 2,000 54.0510 USD
ORD Sale 2,000 54.6560 USD
ORD Sale 2,003 54.6552 USD
ORD Sale 2,415 53.6200 USD
ORD Sale 2,500 54.6052 USD
ORD Sale 2,776 53.9566 USD
ORD Sale 2,881 54.5556 USD
ORD Sale 3,014 54.2717 USD
ORD Sale 3,050 53.5878 USD
ORD Sale 3,180 54.1887 USD
ORD Sale 3,187 54.1487 USD
ORD Sale 3,465 54.6412 USD
ORD Sale 3,481 54.5520 USD
ORD Sale 3,555 54.3294 USD
ORD Sale 3,800 54.0351 USD
ORD Sale 3,800 54.3393 USD
ORD Sale 3,900 53.1201 USD
ORD Sale 3,900 54.2403 USD
ORD Sale 4,114 54.0135 USD
ORD Sale 4,700 54.1760 USD
ORD Sale 4,800 54.1838 USD
ORD Sale 5,256 54.1415 USD
ORD Sale 5,473 54.2140 USD
ORD Sale 5,535 54.1325 USD
ORD Sale 5,575 54.4627 USD
ORD Sale 6,277 54.0762 USD
ORD Sale 6,376 54.4664 USD
ORD Sale 6,742 54.5259 USD
ORD Sale 8,700 54.5290 USD
ORD Sale 10,200 53.8152 USD
ORD Sale 10,200 54.0922 USD
ORD Sale 10,240 54.3864 USD
ORD Sale 10,576 54.4232 USD
ORD Sale 11,400 54.1144 USD
ORD Sale 11,400 54.3883 USD
ORD Sale 14,704 54.6231 USD
ORD Sale 15,223 54.6003 USD
ORD Sale 16,300 54.3823 USD
ORD Sale 16,400 53.8823 USD
ORD Sale 21,700 54.0000 USD
ORD Sale 22,676 54.1828 USD
ORD Sale 23,399 54.1811 USD
ORD Sale 23,683 54.4871 USD
ORD Sale 25,900 54.1893 USD
ORD Sale 27,092 54.2196 USD
ORD Sale 45,061 53.9896 USD
ORD Sale 48,550 54.1239 USD
ORD Sale 50,000 53.5184 USD
ORD Sale 52,900 53.7665 USD
ORD Sale 55,311 53.8833 USD
ORD Sale 124,729 54.1535 USD
ORD Sale 152,804 54.1213 USD
ORD Sale 195,397 54.0444 USD
ORD Sale 196,495 54.2497 USD
ORD Sale 2,364,663 54.1300 USD
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,602 58.6900 USD
ORD SWAP Long 66,340 53.7553 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 21,600 60 USD American 17 Jan 2015 0.9415 USD
ORD Call Options Selling 21,600 55 USD American 17 Jan 2015 2.5915 USD
ORD Call Options Selling 20,000 57.5 USD American 20 Feb 2015 2.1500 USD
ORD Call Options Selling 3,000 62.5 USD American 15 Jan 2016 3.1000 USD
ORD Put Options Purchasing 300 47.5 USD American 15 May 2015 2.2500 USD
ORD Put Options Purchasing 20,000 50 USD American 20 Feb 2015 2.2000 USD
ORD Put Options Purchasing 200 55 USD American 17 Jan 2015 3.8600 USD
ORD Put Options Purchasing 300 57.5 USD American 17 Jan 2015 5.3000 USD
ORD Put Options Selling 200 50 USD American 17 Jan 2015 2.0500 USD
ORD Put Options Selling 200 52.5 USD American 17 Jan 2015 2.6100 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Oct 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ABBVIE INC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,009   European 11 Jan 2016
ORD Call Options Purchased 1,009   European 11 Jan 2016
ORD Put Options Purchased -50,000 30.0000 American 15 Jan 2016
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -61,600 32.5000 American 15 Jan 2016
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -202,000 35.0000 American 15 Jan 2016
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -7,900 40.0000 American 17 Jan 2015
ORD Put Options Purchased -2,900 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,300 42.5000 American 17 Jan 2015
ORD Put Options Purchased -5,500 42.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 42.5000 American 15 May 2015
ORD Put Options Purchased -1,400 42.5000 American 15 Jan 2016
ORD Put Options Purchased -900 45.0000 American 22 Nov 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -300 47.5000 American 15 May 2015
ORD Put Options Purchased -42,900 50.0000 American 22 Nov 2014
ORD Put Options Purchased -69,100 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -4,100 52.5000 American 18 Oct 2014
ORD Put Options Purchased -795,400 52.5000 American 22 Nov 2014
ORD Put Options Purchased -29,000 52.5000 American 16 Jan 2015
ORD Put Options Purchased -198,300 52.5000 American 17 Jan 2015
ORD Put Options Purchased -200,000 53.5000 American 31 Oct 2014
ORD Put Options Purchased -8,500 55.0000 American 22 Nov 2014
ORD Put Options Purchased -2,700 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -1,500 57.5000 American 17 Jan 2015
ORD Put Options Purchased -200 57.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 57.5000 American 15 Jan 2016
ORD Put Options Purchased -1,400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -500 60.0000 American 17 Jan 2015
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Purchased -500 67.5000 American 15 Jan 2016
ORD Put Options Purchased -1,900 70.0000 American 15 Jan 2016
ORD Put Options Written 1,300 25.0000 American 17 Jan 2015
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 1,400 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,400 35.0000 American 15 Jan 2016
ORD Put Options Written 100 40.0000 American 22 Nov 2014
ORD Put Options Written 6,700 45.0000 American 17 Jan 2015
ORD Put Options Written 1,600 45.0000 American 20 Feb 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 7,100 47.5000 American 17 Jan 2015
ORD Put Options Written 1,600 47.5000 American 20 Feb 2015
ORD Put Options Written 2,100 47.5000 American 15 Jan 2016
ORD Put Options Written 34,200 50.0000 American 22 Nov 2014
ORD Put Options Written 25,700 50.0000 American 17 Jan 2015
ORD Put Options Written 2,900 52.5000 American 22 Nov 2014
ORD Put Options Written 100 52.5000 American 20 Feb 2015
ORD Put Options Written 1,300 55.0000 American 18 Oct 2014
ORD Put Options Written 7,900 55.0000 American 20 Feb 2015
ORD Put Options Written 100,000 56.0000 American 31 Oct 2014
ORD Put Options Written 5,300 57.5000 American 18 Oct 2014
ORD Put Options Written 168,600 57.5000 American 22 Nov 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,500 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,000 50.0000 American 15 May 2015
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 1,200 52.5000 American 20 Feb 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 80,100 55.0000 American 18 Oct 2014
ORD Call Options Purchased 154,100 55.0000 American 22 Nov 2014
ORD Call Options Purchased 12,500 55.0000 American 17 Jan 2015
ORD Call Options Purchased 255,700 55.0000 American 20 Feb 2015
ORD Call Options Purchased 304,100 55.0000 American 15 Jan 2016
ORD Call Options Purchased 200 57.0000 American 31 Oct 2014
ORD Call Options Purchased 2,600 57.5000 American 18 Oct 2014
ORD Call Options Purchased 4,049 57.5000 American 21 Nov 2014
ORD Call Options Purchased 476,400 57.5000 American 22 Nov 2014
ORD Call Options Purchased 9,100 57.5000 American 17 Jan 2015
ORD Call Options Purchased 1,000 57.5000 American 15 Jan 2016
ORD Call Options Purchased 100 59.0000 American 31 Oct 2014
ORD Call Options Purchased 11,400 60.0000 American 18 Oct 2014
ORD Call Options Purchased 116,000 60.0000 American 22 Nov 2014
ORD Call Options Purchased 100 60.0000 American 17 Jan 2015
ORD Call Options Purchased 14,500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 3,600 62.5000 American 20 Feb 2015
ORD Call Options Purchased 4,200 65.0000 American 22 Nov 2014
ORD Call Options Purchased 600 65.0000 American 17 Jan 2015
ORD Call Options Purchased 71,200 65.0000 American 20 Feb 2015
ORD Call Options Purchased 5,000,000 65.0000 American 19 Jun 2015
ORD Call Options Purchased 15,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 300 67.5000 American 22 Nov 2014
ORD Call Options Purchased 300 67.5000 American 17 Jan 2015
ORD Call Options Purchased 9,200 67.5000 American 15 May 2015
ORD Call Options Purchased 6,900 67.5000 American 15 Jan 2016
ORD Call Options Purchased 4,400 70.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 100 80.0000 American 15 Jan 2016
ORD Call Options Written -200 32.5000 American 15 Jan 2016
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -7,600 40.0000 American 15 Jan 2016
ORD Call Options Written -300 45.0000 American 17 Jan 2015
ORD Call Options Written -1,100 45.0000 American 15 Jan 2016
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -100 50.0000 American 15 Jan 2016
ORD Call Options Written -17,000 52.5000 American 22 Nov 2014
ORD Call Options Written -2,700 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -11,100 55.0000 American 17 Jan 2015
ORD Call Options Written -122,900 55.0000 American 20 Feb 2015
ORD Call Options Written -5,000,000 55.0000 American 19 Jun 2015
ORD Call Options Written -70,000 56.5000 American 18 Oct 2014
ORD Call Options Written -100 56.5000 American 31 Oct 2014
ORD Call Options Written -500 57.0000 American 14 Nov 2014
ORD Call Options Written -8,500 57.5000 American 18 Oct 2014
ORD Call Options Written -200 57.5000 American 31 Oct 2014
ORD Call Options Written -42,600 57.5000 American 22 Nov 2014
ORD Call Options Written -187,500 57.5000 American 17 Jan 2015
ORD Call Options Written -19,800 57.5000 American 20 Feb 2015
ORD Call Options Written -9,000 57.5000 American 15 May 2015
ORD Call Options Written -1,600 58.0000 American 7 Nov 2014
ORD Call Options Written -1,600 58.5000 American 7 Nov 2014
ORD Call Options Written -1,600 59.0000 American 7 Nov 2014
ORD Call Options Written -94,800 60.0000 American 17 Jan 2015
ORD Call Options Written -54,000 60.0000 American 20 Feb 2015
ORD Call Options Written -62,300 60.0000 American 15 Jan 2016
ORD Call Options Written -2,800 62.5000 American 18 Oct 2014
ORD Call Options Written -29,000 62.5000 American 16 Jan 2015
ORD Call Options Written -19,200 62.5000 American 17 Jan 2015
ORD Call Options Written -9,900 62.5000 American 15 Jan 2016
ORD Call Options Written -292,400 65.0000 American 17 Jan 2015
ORD Call Options Written -414,300 65.0000 American 20 Feb 2015
ORD Call Options Written -334,200 65.0000 American 15 Jan 2016
ORD Call Options Written -177,000 67.5000 American 20 Feb 2015
ORD Call Options Written -2,500 67.5000 American 15 Jan 2016
ORD Call Options Written -104,400 70.0000 American 15 Jan 2016
ORD Call Options Written -5,600 75.0000 American 15 Jan 2016
ORD Call Options Written -29,600 80.0000 American 15 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 436902
Time of Receipt (offset from UTC): 20141015T131442+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC