Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,072,818 1.88% 4,859,918 0.82%
           
(2) Derivatives (other than
options): 2,116,631 0.36% 5,044,578 0.86%
           
(3) Options and agreements to
purchase/sell: 1,641,000 0.28% 1,934,526 0.33%
           
 
TOTAL: 14,830,449 2.52% 11,839,022 2.01%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 15 52.6000 GBP
ORD Purchase 33 52.2000 GBP
ORD Purchase 61 52.3000 GBP
ORD Purchase 61 52.5500 GBP
ORD Purchase 87 52.8500 GBP
ORD Purchase 96 54.0000 GBP
ORD (traded as ADR) Purchase 102 260.4300 USD
ORD Purchase 132 52.3500 GBP
ORD Purchase 133 53.2000 GBP
ORD Purchase 179 52.5000 GBP
ORD Purchase 202 54.2200 GBP
ORD (traded as ADR) Purchase 243 261.2300 USD
ORD Purchase 269 53.1500 GBP
ORD (traded as ADR) Purchase 300 261.5850 USD
ORD (traded as ADR) Purchase 300 262.2500 USD
ORD Purchase 426 54.1000 GBP
ORD Purchase 437 54.3000 GBP
ORD (traded as ADR) Purchase 498 261.2795 USD
ORD (traded as ADR) Purchase 525 261.7414 USD
ORD (traded as ADR) Purchase 600 260.9150 USD
ORD Purchase 602 54.1500 GBP
ORD Purchase 704 54.4000 GBP
ORD (traded as ADR) Purchase 900 260.4100 USD
ORD (traded as ADR) Purchase 900 260.4197 USD
ORD (traded as ADR) Purchase 900 262.2216 USD
ORD (traded as ADR) Purchase 900 262.9500 USD
ORD (traded as ADR) Purchase 1,500 262.9760 USD
ORD Purchase 1,550 53.5710 GBP
ORD Purchase 1,613 54.4500 GBP
ORD Purchase 1,635 52.6732 GBP
ORD (traded as ADR) Purchase 1,800 261.0766 USD
ORD (traded as ADR) Purchase 1,857 261.6734 USD
ORD Purchase 1,947 54.0010 GBP
ORD Purchase 1,997 54.3500 GBP
ORD Purchase 2,032 54.5500 GBP
ORD (traded as ADR) Purchase 2,091 261.0650 USD
ORD Purchase 2,530 52.8654 GBP
ORD (traded as ADR) Purchase 2,700 260.5706 USD
ORD (traded as ADR) Purchase 3,000 260.7592 USD
ORD (traded as ADR) Purchase 3,000 261.6280 USD
ORD (traded as ADR) Purchase 3,000 261.6610 USD
ORD Purchase 3,151 54.2500 GBP
ORD Purchase 3,400 54.5000 GBP
ORD (traded as ADR) Purchase 3,900 261.2838 USD
ORD Purchase 4,400 53.4909 GBP
ORD (traded as ADR) Purchase 4,638 262.8255 USD
ORD (traded as ADR) Purchase 4,989 262.1486 USD
ORD (traded as ADR) Purchase 5,043 262.0882 USD
ORD Purchase 5,087 53.6332 GBP
ORD Purchase 5,289 54.2000 GBP
ORD Purchase 6,315 54.0910 GBP
ORD (traded as ADR) Purchase 6,600 262.6709 USD
ORD Purchase 6,604 53.5319 GBP
ORD Purchase 6,660 54.0136 GBP
ORD Purchase 7,005 53.8167 GBP
ORD (traded as ADR) Purchase 7,080 260.6733 USD
ORD Purchase 9,000 53.4261 GBP
ORD (traded as ADR) Purchase 9,639 262.7551 USD
ORD (traded as ADR) Purchase 10,170 262.6504 USD
ORD (traded as ADR) Purchase 10,500 261.2239 USD
ORD (traded as ADR) Purchase 13,242 261.1849 USD
ORD (traded as ADR) Purchase 14,304 261.9370 USD
ORD Purchase 15,082 53.8779 GBP
ORD (traded as ADR) Purchase 15,702 262.8565 USD
ORD (traded as ADR) Purchase 16,500 262.6705 USD
ORD (traded as ADR) Purchase 18,750 262.8060 USD
ORD Purchase 23,197 52.4500 GBP
ORD Purchase 23,376 54.0279 GBP
ORD (traded as ADR) Purchase 23,400 261.5148 USD
ORD Purchase 29,238 54.0643 GBP
ORD (traded as ADR) Purchase 38,703 261.3428 USD
ORD (traded as ADR) Purchase 46,200 261.7779 USD
ORD (traded as ADR) Purchase 48,261 261.9173 USD
ORD Purchase 49,851 53.5019 GBP
ORD (traded as ADR) Purchase 54,288 261.4880 USD
ORD (traded as ADR) Purchase 60,300 261.4158 USD
ORD (traded as ADR) Purchase 60,843 262.8458 USD
ORD (traded as ADR) Purchase 66,000 261.1969 USD
ORD Purchase 66,666 53.8699 GBP
ORD (traded as ADR) Purchase 68,208 260.6730 USD
ORD Purchase 70,299 54.5158 GBP
ORD Purchase 71,754 53.0572 GBP
ORD (traded as ADR) Purchase 106,800 262.4987 USD
ORD (traded as ADR) Purchase 124,500 261.2406 USD
ORD Purchase 150,000 54.4281 GBP
ORD (traded as ADR) Purchase 150,000 260.2000 USD
ORD (traded as ADR) Purchase 150,900 260.4000 USD
ORD (traded as ADR) Purchase 210,000 260.3428 USD
ORD (traded as ADR) Purchase 210,000 260.7857 USD
ORD Purchase 219,719 54.0263 GBP
ORD (traded as ADR) Purchase 225,000 260.6000 USD
ORD Purchase 237,036 53.5552 GBP
ORD Purchase 808,601 54.5146 GBP
ORD Sale 7 52.4500 GBP
ORD Sale 33 52.2000 GBP
ORD Sale 61 52.3000 GBP
ORD Sale 61 52.5500 GBP
ORD Sale 87 52.8500 GBP
ORD Sale 93 52.4815 GBP
ORD Sale 96 54.0000 GBP
ORD Sale 115 53.0409 GBP
ORD Sale 132 52.3500 GBP
ORD Sale 133 53.2000 GBP
ORD Sale 179 52.5000 GBP
ORD Sale 202 54.2200 GBP
ORD (traded as ADR) Sale 225 263.0100 USD
ORD Sale 269 53.1500 GBP
ORD (traded as ADR) Sale 300 260.7900 USD
ORD (traded as ADR) Sale 300 261.0110 USD
ORD (traded as ADR) Sale 300 262.4800 USD
ORD Sale 426 54.1000 GBP
ORD Sale 437 54.3000 GBP
ORD (traded as ADR) Sale 600 262.7576 USD
ORD (traded as ADR) Sale 600 262.7600 USD
ORD (traded as ADR) Sale 600 262.7700 USD
ORD (traded as ADR) Sale 600 262.8100 USD
ORD (traded as ADR) Sale 600 262.8200 USD
ORD Sale 602 54.1500 GBP
ORD Sale 704 54.4000 GBP
ORD (traded as ADR) Sale 900 262.0333 USD
ORD (traded as ADR) Sale 900 262.2216 USD
ORD (traded as ADR) Sale 900 262.2293 USD
ORD (traded as ADR) Sale 900 262.8231 USD
ORD Sale 1,197 54.5500 GBP
ORD (traded as ADR) Sale 1,200 261.3137 USD
ORD (traded as ADR) Sale 1,500 262.5396 USD
ORD Sale 1,613 54.4500 GBP
ORD Sale 1,928 54.3500 GBP
ORD Sale 2,068 54.3300 GBP
ORD (traded as ADR) Sale 2,091 261.0650 USD
ORD (traded as ADR) Sale 2,700 260.4099 USD
ORD (traded as ADR) Sale 2,700 262.7744 USD
ORD Sale 2,856 54.5000 GBP
ORD (traded as ADR) Sale 3,000 261.6280 USD
ORD Sale 3,151 54.2500 GBP
ORD Sale 3,230 54.2221 GBP
ORD (traded as ADR) Sale 3,900 262.7683 USD
ORD Sale 4,026 54.1914 GBP
ORD (traded as ADR) Sale 4,500 261.4506 USD
ORD (traded as ADR) Sale 4,500 262.7000 USD
ORD (traded as ADR) Sale 5,400 261.2300 USD
ORD (traded as ADR) Sale 5,400 262.8741 USD
ORD (traded as ADR) Sale 5,550 262.7821 USD
ORD Sale 5,919 53.4441 GBP
ORD Sale 6,264 53.4727 GBP
ORD (traded as ADR) Sale 7,500 261.0390 USD
ORD Sale 7,888 52.3955 GBP
ORD (traded as ADR) Sale 8,100 262.8377 USD
ORD Sale 9,048 53.2571 GBP
ORD (traded as ADR) Sale 9,600 261.1296 USD
ORD (traded as ADR) Sale 10,380 260.6733 USD
ORD Sale 11,232 54.2439 GBP
ORD Sale 11,288 54.5019 GBP
ORD Sale 11,353 54.1750 GBP
ORD (traded as ADR) Sale 11,700 261.5148 USD
ORD Sale 15,773 54.2222 GBP
ORD Sale 20,070 54.2542 GBP
ORD Sale 21,086 53.7815 GBP
ORD Sale 23,701 54.1668 GBP
ORD Sale 25,298 54.3842 GBP
ORD Sale 32,523 54.3894 GBP
ORD Sale 44,189 53.4688 GBP
ORD (traded as ADR) Sale 53,100 262.2934 USD
ORD (traded as ADR) Sale 60,000 260.2000 USD
ORD Sale 61,758 54.5118 GBP
ORD Sale 64,641 52.9278 GBP
ORD (traded as ADR) Sale 65,700 261.1977 USD
ORD (traded as ADR) Sale 70,299 261.1854 USD
ORD Sale 85,219 54.2000 GBP
ORD Sale 87,419 54.1556 GBP
ORD Sale 102,969 54.3723 GBP
ORD (traded as ADR) Sale 124,500 261.2406 USD
ORD (traded as ADR) Sale 130,185 261.7508 USD
ORD (traded as ADR) Sale 136,416 260.6730 USD
ORD Sale 169,596 54.3258 GBP
ORD Sale 177,095 53.5228 GBP
ORD Sale 194,212 54.4267 GBP
ORD (traded as ADR) Sale 210,000 260.7857 USD
ORD (traded as ADR) Sale 225,000 260.6000 USD
ORD (traded as ADR) Sale 300,000 260.4000 USD
ORD (traded as ADR) Sale 330,000 260.5786 USD
ORD Sale 490,403 54.3679 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 90 53.9451 GBP
ORD SWAP Long 93 52.4814 GBP
ORD CFD Long 109 54.4418 GBP
ORD SWAP Long 2,995 52.4493 GBP
ORD SWAP Long 5,978 53.5827 GBP
ORD CFD Short 2,530 52.8654 GBP
ORD CFD Short 6,658 54.0565 GBP
ORD SWAP Short 6,781 53.9859 GBP
ORD CFD Short 7,005 53.8167 GBP
ORD CFD Short 9,900 54.4645 GBP
ORD SWAP Short 27,375 54.2369 GBP
ORD CFD Short 21,717 52.9911 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 20,000 250 USD American 18 Oct 2014 15.8000 USD
ADR Call Options Selling 100 290 USD American 20 Jan 2017 15.8000 USD
ADR Put Options Selling 700 140 USD American 18 Oct 2014 0.0500 USD
ADR Put Options Selling 100 265 USD American 15 Jan 2016 25.7000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 6 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -26,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 245.0000 American 18 Oct 2014
ADR Put Options Purchased -1,100 260.0000 American 18 Oct 2014
ADR Put Options Purchased -300 265.0000 American 17 Jan 2015
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 2,800 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,100 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 30,700 220.0000 American 18 Oct 2014
ADR Put Options Written 2,300 220.0000 American 17 Jan 2015
ADR Put Options Written 1,000 220.0000 American 17 Apr 2015
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 100 265.0000 American 15 Jan 2016
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Put Options Written 100 280.0000 American 17 Apr 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 100 225.0000 American 15 Jan 2016
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 100 230.0000 American 15 Jan 2016
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 235.0000 American 15 Jan 2016
ADR Call Options Purchased 20,000 245.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,000 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 374,600 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 4,000 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -1,300 195.0000 American 15 Jan 2016
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -1,042 250.0000 American 17 Oct 2014
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -372,700 255.0000 American 17 Jan 2015
ADR Call Options Written -100 255.0000 American 17 Apr 2015
ADR Call Options Written -100 290.0000 American 20 Jan 2017
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 435744
Time of Receipt (offset from UTC): 20141006T145037+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC