LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
are being disclosed: | |||||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 30 September 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,077,209 | 0.32% | 4,371,773 | 0.27% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,300,746 | 0.21% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,537,300 | 0.41% | 8,602,100 | 0.54% | |||||||
(4) | |||||||||||
TOTAL: | 14,954,252 | 0.94% | 12,973,873 | 0.82% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 3 | 58.0000 USD | ||||
ORD | Purchase | 6 | 57.9700 USD | ||||
ORD | Purchase | 35 | 57.9171 USD | ||||
ORD | Purchase | 53 | 58.2488 USD | ||||
ORD | Purchase | 100 | 57.8800 USD | ||||
ORD | Purchase | 100 | 58.0800 USD | ||||
ORD | Purchase | 100 | 58.7400 USD | ||||
ORD | Purchase | 100 | 58.7750 USD | ||||
ORD | Purchase | 200 | 58.2950 USD | ||||
ORD | Purchase | 200 | 58.7700 USD | ||||
ORD | Purchase | 229 | 58.5000 USD | ||||
ORD | Purchase | 241 | 58.0214 USD | ||||
ORD | Purchase | 261 | 58.6000 USD | ||||
ORD | Purchase | 300 | 57.8466 USD | ||||
ORD | Purchase | 300 | 58.0283 USD | ||||
ORD | Purchase | 400 | 57.8925 USD | ||||
ORD | Purchase | 476 | 57.8600 USD | ||||
ORD | Purchase | 500 | 58.3780 USD | ||||
ORD | Purchase | 586 | 57.9453 USD | ||||
ORD | Purchase | 600 | 58.0915 USD | ||||
ORD | Purchase | 625 | 58.4000 USD | ||||
ORD | Purchase | 700 | 57.9210 USD | ||||
ORD | Purchase | 700 | 58.5685 USD | ||||
ORD | Purchase | 800 | 58.0237 USD | ||||
ORD | Purchase | 845 | 58.3023 USD | ||||
ORD | Purchase | 1,400 | 58.1978 USD | ||||
ORD | Purchase | 1,800 | 58.4816 USD | ||||
ORD | Purchase | 1,926 | 57.7631 USD | ||||
ORD | Purchase | 1,932 | 57.9818 USD | ||||
ORD | Purchase | 2,100 | 58.7538 USD | ||||
ORD | Purchase | 2,132 | 58.3564 USD | ||||
ORD | Purchase | 2,311 | 58.3693 USD | ||||
ORD | Purchase | 2,700 | 58.5257 USD | ||||
ORD | Purchase | 2,800 | 58.5038 USD | ||||
ORD | Purchase | 2,810 | 58.6875 USD | ||||
ORD | Purchase | 2,855 | 57.9626 USD | ||||
ORD | Purchase | 2,900 | 58.0730 USD | ||||
ORD | Purchase | 3,304 | 58.0101 USD | ||||
ORD | Purchase | 3,497 | 57.9263 USD | ||||
ORD | Purchase | 3,500 | 58.7464 USD | ||||
ORD | Purchase | 3,522 | 58.3425 USD | ||||
ORD | Purchase | 3,988 | 58.2345 USD | ||||
ORD | Purchase | 4,200 | 58.2029 USD | ||||
ORD | Purchase | 4,700 | 58.6278 USD | ||||
ORD | Purchase | 4,899 | 58.0324 USD | ||||
ORD | Purchase | 4,974 | 58.5011 USD | ||||
ORD | Purchase | 5,000 | 58.0608 USD | ||||
ORD | Purchase | 5,008 | 58.0944 USD | ||||
ORD | Purchase | 5,040 | 58.1271 USD | ||||
ORD | Purchase | 5,137 | 58.7467 USD | ||||
ORD | Purchase | 5,342 | 58.1166 USD | ||||
ORD | Purchase | 5,706 | 58.0793 USD | ||||
ORD | Purchase | 6,083 | 58.0683 USD | ||||
ORD | Purchase | 6,366 | 58.1545 USD | ||||
ORD | Purchase | 6,513 | 58.6859 USD | ||||
ORD | Purchase | 6,589 | 58.3493 USD | ||||
ORD | Purchase | 6,600 | 58.1071 USD | ||||
ORD | Purchase | 7,600 | 58.6776 USD | ||||
ORD | Purchase | 7,980 | 58.4311 USD | ||||
ORD | Purchase | 8,106 | 58.3730 USD | ||||
ORD | Purchase | 8,400 | 58.2728 USD | ||||
ORD | Purchase | 8,509 | 58.3556 USD | ||||
ORD | Purchase | 11,570 | 58.6188 USD | ||||
ORD | Purchase | 11,800 | 58.3487 USD | ||||
ORD | Purchase | 12,241 | 58.0635 USD | ||||
ORD | Purchase | 12,478 | 58.2225 USD | ||||
ORD | Purchase | 16,048 | 58.3392 USD | ||||
ORD | Purchase | 16,200 | 58.3973 USD | ||||
ORD | Purchase | 16,500 | 57.9717 USD | ||||
ORD | Purchase | 18,197 | 58.2533 USD | ||||
ORD | Purchase | 19,800 | 58.5416 USD | ||||
ORD | Purchase | 20,190 | 58.0468 USD | ||||
ORD | Purchase | 26,852 | 57.8934 USD | ||||
ORD | Purchase | 28,508 | 58.5953 USD | ||||
ORD | Purchase | 42,700 | 58.3408 USD | ||||
ORD | Purchase | 45,574 | 58.2057 USD | ||||
ORD | Purchase | 47,297 | 58.3176 USD | ||||
ORD | Purchase | 65,020 | 58.5175 USD | ||||
ORD | Purchase | 65,516 | 58.0622 USD | ||||
ORD | Purchase | 71,401 | 58.4317 USD | ||||
ORD | Purchase | 71,500 | 58.2169 USD | ||||
ORD | Purchase | 72,725 | 58.0489 USD | ||||
ORD | Purchase | 90,891 | 58.3000 USD | ||||
ORD | Purchase | 93,341 | 58.3853 USD | ||||
ORD | Purchase | 95,844 | 58.2839 USD | ||||
ORD | Purchase | 129,974 | 58.3838 USD | ||||
ORD | Purchase | 2,336,715 | 57.7600 USD | ||||
ORD | Sale | 3 | 58.0000 USD | ||||
ORD | Sale | 6 | 57.9700 USD | ||||
ORD | Sale | 43 | 58.2997 USD | ||||
ORD | Sale | 45 | 57.9000 USD | ||||
ORD | Sale | 61 | 57.7400 USD | ||||
ORD | Sale | 100 | 57.8100 USD | ||||
ORD | Sale | 100 | 57.8800 USD | ||||
ORD | Sale | 100 | 58.0650 USD | ||||
ORD | Sale | 100 | 58.3600 USD | ||||
ORD | Sale | 100 | 58.4850 USD | ||||
ORD | Sale | 100 | 58.5300 USD | ||||
ORD | Sale | 139 | 57.9259 USD | ||||
ORD | Sale | 200 | 57.9150 USD | ||||
ORD | Sale | 200 | 57.9900 USD | ||||
ORD | Sale | 200 | 58.0025 USD | ||||
ORD | Sale | 200 | 58.0200 USD | ||||
ORD | Sale | 246 | 57.9386 USD | ||||
ORD | Sale | 281 | 57.9664 USD | ||||
ORD | Sale | 300 | 57.9766 USD | ||||
ORD | Sale | 300 | 58.0016 USD | ||||
ORD | Sale | 335 | 58.4593 USD | ||||
ORD | Sale | 369 | 57.9622 USD | ||||
ORD | Sale | 400 | 58.3075 USD | ||||
ORD | Sale | 453 | 58.6600 USD | ||||
ORD | Sale | 500 | 57.9630 USD | ||||
ORD | Sale | 500 | 58.2220 USD | ||||
ORD | Sale | 501 | 58.3814 USD | ||||
ORD | Sale | 600 | 57.9650 USD | ||||
ORD | Sale | 625 | 58.4000 USD | ||||
ORD | Sale | 662 | 58.2320 USD | ||||
ORD | Sale | 700 | 57.9210 USD | ||||
ORD | Sale | 700 | 58.0214 USD | ||||
ORD | Sale | 700 | 58.1642 USD | ||||
ORD | Sale | 773 | 58.4620 USD | ||||
ORD | Sale | 786 | 57.9588 USD | ||||
ORD | Sale | 800 | 57.9975 USD | ||||
ORD | Sale | 800 | 58.4087 USD | ||||
ORD | Sale | 900 | 57.9206 USD | ||||
ORD | Sale | 1,076 | 58.4800 USD | ||||
ORD | Sale | 1,133 | 58.4503 USD | ||||
ORD | Sale | 1,200 | 58.1241 USD | ||||
ORD | Sale | 1,400 | 58.1142 USD | ||||
ORD | Sale | 1,413 | 58.1712 USD | ||||
ORD | Sale | 1,496 | 58.1753 USD | ||||
ORD | Sale | 1,500 | 58.0170 USD | ||||
ORD | Sale | 1,502 | 58.2656 USD | ||||
ORD | Sale | 1,700 | 58.2824 USD | ||||
ORD | Sale | 1,822 | 57.8826 USD | ||||
ORD | Sale | 1,830 | 58.1480 USD | ||||
ORD | Sale | 1,835 | 57.8510 USD | ||||
ORD | Sale | 1,845 | 58.2765 USD | ||||
ORD | Sale | 2,000 | 57.8411 USD | ||||
ORD | Sale | 2,023 | 57.8862 USD | ||||
ORD | Sale | 2,300 | 57.9867 USD | ||||
ORD | Sale | 2,400 | 58.1025 USD | ||||
ORD | Sale | 2,500 | 57.9509 USD | ||||
ORD | Sale | 2,500 | 57.9788 USD | ||||
ORD | Sale | 2,517 | 58.7514 USD | ||||
ORD | Sale | 3,100 | 58.3216 USD | ||||
ORD | Sale | 3,251 | 58.1082 USD | ||||
ORD | Sale | 3,497 | 57.9263 USD | ||||
ORD | Sale | 3,500 | 57.8765 USD | ||||
ORD | Sale | 3,801 | 57.8784 USD | ||||
ORD | Sale | 3,898 | 58.1270 USD | ||||
ORD | Sale | 6,066 | 58.2787 USD | ||||
ORD | Sale | 6,210 | 58.1529 USD | ||||
ORD | Sale | 6,799 | 58.2237 USD | ||||
ORD | Sale | 6,800 | 57.9391 USD | ||||
ORD | Sale | 7,202 | 58.1610 USD | ||||
ORD | Sale | 8,655 | 58.1051 USD | ||||
ORD | Sale | 9,903 | 57.9892 USD | ||||
ORD | Sale | 12,926 | 58.1388 USD | ||||
ORD | Sale | 14,200 | 57.9693 USD | ||||
ORD | Sale | 14,271 | 58.2379 USD | ||||
ORD | Sale | 16,802 | 58.2142 USD | ||||
ORD | Sale | 17,296 | 58.0875 USD | ||||
ORD | Sale | 19,402 | 58.2389 USD | ||||
ORD | Sale | 19,500 | 58.3858 USD | ||||
ORD | Sale | 31,800 | 58.2950 USD | ||||
ORD | Sale | 95,679 | 58.2829 USD | ||||
ORD | Sale | 129,974 | 58.3838 USD | ||||
ORD | Sale | 224,985 | 58.0862 USD | ||||
ORD | Sale | 341,004 | 58.3671 USD | ||||
ORD | Sale | 2,451,334 | 57.7600 USD |
(b) Derivatives transactions (other than options)
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Call Options | Purchasing | 700 | 62.5 USD | American | 22 Nov 2014 | 0.7000 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 65 USD | American | 17 Jan 2015 | 0.7200 USD | ||||||||
ORD | Call Options | Selling | 500 | 50 USD | American | 22 Nov 2014 | 8.0000 USD | ||||||||
ORD | Call Options | Selling | 4,000 | 55 USD | American | 20 Feb 2015 | 5.0000 USD | ||||||||
ORD | Call Options | Selling | 100 | 60 USD | American | 17 Jan 2015 | 2.0200 USD | ||||||||
ORD | Call Options | Selling | 5,000 | 60 USD | American | 20 Feb 2015 | 2.6000 USD | ||||||||
ORD | Call Options | Selling | 200 | 62.5 USD | American | 22 Nov 2014 | 0.7000 USD | ||||||||
ORD | Put Options | Purchasing | 4,200 | 55 USD | American | 22 Nov 2014 | 1.0500 USD | ||||||||
ORD | Put Options | Purchasing | 700 | 55 USD | American | 22 Nov 2014 | 1.2142 USD | ||||||||
ORD | Put Options | Selling | 5,000 | 57.5 USD | American | 18 Oct 2014 | 1.1500 USD |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option |
Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 1 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -792,300 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -8,100 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 26,100 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 169,900 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,700 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 433,800 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 21,100 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 10,800 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,400 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 14,100 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -26,800 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -120,300 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -116,400 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,300 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.