Form 8.3 - CHIQUITA BRANDS INTERNATIONAL INC

LONDON--()--

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

    Name of person dealing (Note 1)   Barclays PLC.
  Company dealt in CHIQUITA BRANDS INTERNATIONAL INC
  Class of relevant security to which the $0.01 common shares
  dealings being disclosed relate (Note 2)  
  Date of dealing 5 September 2014

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:       $0.01 common shares            
Long Short
    Number (%) Number (%)
(1) Relevant securities
593,093 1.26% 840 0.00%
           
(2) Derivatives (other than options):
0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 12,400 0.03% 8,100 0.02%
           
TOTAL:
605,493 1.29% 8,940 0.02%
           
Class of relevant security:   4.25% convertible senior notes due 2016      
Long Short
    Number (%) Number (%)
(1) Relevant securities
2,000 0.00% 7,000 0.01%
           
(2) Derivatives (other than options):
0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
2,000 0.00% 7,000 0.01%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:   Long   Short
    Number (%)   Number (%)

(1) Relevant securities

       

(2) Derivatives (other than options)

       

(3) Options and agreements to purchase/sell

       

Total

       

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale   Number of relevant securities   Price per unit
Purchase 22 13.7200 USD
Purchase 22 13.7201 USD
Purchase 200 13.7400 USD
Purchase 300 13.7366 USD
Purchase 303 13.7864 USD
Purchase 400 13.7500 USD
Purchase 474 13.7957 USD
Purchase 500 13.7380 USD
Purchase 550 13.7927 USD
Purchase 600 13.8033 USD
Purchase 700 13.8171 USD
Purchase 1,000 13.7595 USD
Purchase 1,001 13.7929 USD
Purchase 1,399 13.8050 USD
Purchase 1,400 13.8000 USD
Purchase 1,600 13.7771 USD
Purchase 2,000 13.7645 USD
Purchase 2,168 13.7620 USD
Purchase 2,332 13.7709 USD
Purchase 2,837 13.7763 USD
Purchase 3,600 13.8100 USD
Purchase 3,690 13.7617 USD
Purchase 5,862 13.7752 USD
Purchase 6,100 13.7757 USD
Purchase 14,577 13.7845 USD
Purchase 16,610 13.7746 USD
Sale 10 13.7202 USD
Sale 34 13.7200 USD
Sale 36 13.7600 USD
Sale 100 13.7100 USD
Sale 300 13.7900 USD
Sale 400 13.7350 USD
Sale 400 13.7450 USD
Sale 1,000 13.8000 USD
Sale 1,100 13.8027 USD
Sale 1,716 13.7500 USD
Sale 30,800 13.7870 USD
Sale 36,000 13.7714 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD  

Nature of transaction

 

(Note 6)

 

Number of relevant securities

 

(Note 7)

 

Price per unit

 

(Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option   Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc. Expiry date   Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option   Number of securities   Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

  Details   Price per unit

(if applicable) (Note 5)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  
Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name   Written or   Number of   Exercise   Type   Expiry
purchased relevant securities price date
to which the option
or derivative
    relates      
Call Options Purchased 10,700 14.0000 American 22 Nov 2014
Call Options Purchased 100 14.0000 American 20 Feb 2015
Call Options Purchased 100 15.0000 American 20 Feb 2015
Call Options Purchased 100 17.0000 American 20 Feb 2015
Call Options Written -2,500 11.0000 American 22 Nov 2014
Put Options Purchased -400 12.0000 American 20 Feb 2015
Put Options Purchased -2,700 13.0000 American 22 Nov 2014
Put Options Purchased -2,000 13.0000 American 20 Feb 2015
Put Options Purchased -500 14.0000 American 22 Nov 2014
Put Options Written 1,400 13.0000 American 18 Oct 2014

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 431868
Time of Receipt (offset from UTC): 20140908T113853+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC