Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 27 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,737,409 1.65% 3,796,053 0.64%
           
(2) Derivatives (other than
options): 2,107,310 0.36% 3,874,367 0.66%
           
(3) Options and agreements to
purchase/sell: 1,293,000 0.22% 1,356,000 0.23%
           
 
TOTAL: 13,137,719 2.23% 9,026,420 1.53%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 20 49.1400 GBP
ORD (traded as ADR) Purchase 27 243.3600 USD
ORD Purchase 28 49.1000 GBP
ORD (traded as ADR) Purchase 36 242.7400 USD
ORD (traded as ADR) Purchase 39 243.3715 USD
ORD Purchase 47 49.0400 GBP
ORD Purchase 48 49.1100 GBP
ORD Purchase 49 48.9050 GBP
ORD Purchase 55 49.0800 GBP
ORD Purchase 85 49.0050 GBP
ORD Purchase 151 49.1011 GBP
ORD (traded as ADR) Purchase 222 242.6600 USD
ORD Purchase 235 49.0918 GBP
ORD (traded as ADR) Purchase 300 243.0902 USD
ORD (traded as ADR) Purchase 300 243.2900 USD
ORD (traded as ADR) Purchase 300 243.4200 USD
ORD (traded as ADR) Purchase 300 243.4500 USD
ORD (traded as ADR) Purchase 303 243.5098 USD
ORD Purchase 491 49.0000 GBP
ORD (traded as ADR) Purchase 600 243.2300 USD
ORD (traded as ADR) Purchase 600 243.2700 USD
ORD (traded as ADR) Purchase 690 242.7700 USD
ORD (traded as ADR) Purchase 900 243.3925 USD
ORD (traded as ADR) Purchase 900 243.7273 USD
ORD (traded as ADR) Purchase 900 243.8037 USD
ORD Purchase 1,021 49.0752 GBP
ORD (traded as ADR) Purchase 1,200 243.4470 USD
ORD (traded as ADR) Purchase 1,434 243.5634 USD
ORD Purchase 1,466 48.9400 GBP
ORD (traded as ADR) Purchase 1,500 243.4122 USD
ORD (traded as ADR) Purchase 1,500 243.4472 USD
ORD (traded as ADR) Purchase 1,836 243.5000 USD
ORD (traded as ADR) Purchase 2,100 243.4337 USD
ORD (traded as ADR) Purchase 2,100 243.4499 USD
ORD (traded as ADR) Purchase 2,100 243.6197 USD
ORD (traded as ADR) Purchase 2,343 243.2937 USD
ORD Purchase 2,639 48.7511 GBP
ORD (traded as ADR) Purchase 2,700 243.2355 USD
ORD Purchase 2,800 48.9042 GBP
ORD (traded as ADR) Purchase 3,000 243.3950 USD
ORD Purchase 3,194 48.9280 GBP
ORD (traded as ADR) Purchase 3,900 243.6236 USD
ORD (traded as ADR) Purchase 4,200 243.4000 USD
ORD (traded as ADR) Purchase 4,500 243.3786 USD
ORD (traded as ADR) Purchase 5,100 243.0576 USD
ORD Purchase 5,838 49.0009 GBP
ORD (traded as ADR) Purchase 6,000 243.3858 USD
ORD Purchase 7,125 49.0465 GBP
ORD Purchase 7,450 48.8886 GBP
ORD (traded as ADR) Purchase 7,800 243.5131 USD
ORD Purchase 11,592 48.9405 GBP
ORD Purchase 14,800 49.0288 GBP
ORD (traded as ADR) Purchase 16,596 243.6012 USD
ORD Purchase 17,550 49.0160 GBP
ORD Purchase 21,859 48.9221 GBP
ORD (traded as ADR) Purchase 29,802 243.1203 USD
ORD Purchase 38,194 49.0253 GBP
ORD Purchase 53,160 49.0021 GBP
ORD Purchase 58,232 48.9581 GBP
ORD Purchase 150,000 48.7967 GBP
ORD (traded as ADR) Purchase 386,406 243.2500 USD
ORD Sale 20 49.1400 GBP
ORD Sale 28 49.1000 GBP
ORD Sale 47 49.0400 GBP
ORD Sale 48 49.1100 GBP
ORD Sale 49 48.9050 GBP
ORD Sale 55 49.0800 GBP
ORD Sale 75 49.0312 GBP
ORD Sale 85 49.0050 GBP
ORD (traded as ADR) Sale 129 243.1501 USD
ORD Sale 182 48.8940 GBP
ORD (traded as ADR) Sale 222 242.6600 USD
ORD Sale 247 49.0506 GBP
ORD (traded as ADR) Sale 279 243.3496 USD
ORD Sale 290 48.9900 GBP
ORD (traded as ADR) Sale 300 243.3340 USD
ORD (traded as ADR) Sale 300 243.3450 USD
ORD (traded as ADR) Sale 300 243.4100 USD
ORD Sale 490 49.0000 GBP
ORD (traded as ADR) Sale 600 243.4050 USD
ORD (traded as ADR) Sale 600 243.4500 USD
ORD (traded as ADR) Sale 600 243.4650 USD
ORD (traded as ADR) Sale 600 243.4900 USD
ORD Sale 610 48.9301 GBP
ORD (traded as ADR) Sale 900 242.6300 USD
ORD (traded as ADR) Sale 900 243.5693 USD
ORD Sale 976 48.8660 GBP
ORD (traded as ADR) Sale 1,200 243.3320 USD
ORD (traded as ADR) Sale 1,200 243.4290 USD
ORD Sale 1,210 48.9865 GBP
ORD (traded as ADR) Sale 1,800 243.4216 USD
ORD (traded as ADR) Sale 2,043 243.2306 USD
ORD (traded as ADR) Sale 2,400 243.1975 USD
ORD (traded as ADR) Sale 2,400 243.3818 USD
ORD (traded as ADR) Sale 2,700 243.1188 USD
ORD (traded as ADR) Sale 3,000 243.3858 USD
ORD (traded as ADR) Sale 3,300 243.5569 USD
ORD Sale 4,049 48.9118 GBP
ORD Sale 5,069 48.9512 GBP
ORD Sale 5,503 48.9529 GBP
ORD Sale 6,186 48.8911 GBP
ORD (traded as ADR) Sale 6,300 243.1671 USD
ORD Sale 6,448 48.9924 GBP
ORD Sale 6,900 48.9282 GBP
ORD (traded as ADR) Sale 7,239 243.1132 USD
ORD (traded as ADR) Sale 7,620 243.0638 USD
ORD (traded as ADR) Sale 7,800 243.6236 USD
ORD (traded as ADR) Sale 9,300 243.3384 USD
ORD Sale 10,172 49.0239 GBP
ORD Sale 14,914 48.9590 GBP
ORD Sale 16,584 49.0145 GBP
ORD Sale 17,454 48.9200 GBP
ORD Sale 26,367 49.0281 GBP
ORD Sale 36,107 48.9316 GBP
ORD (traded as ADR) Sale 37,122 243.4552 USD
ORD Sale 62,761 49.0231 GBP
ORD (traded as ADR) Sale 191,553 243.2500 USD
ORD (traded as ADR) Sale 199,653 243.2560 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 73 49.0894 GBP
ORD CFD Long 182 48.8940 GBP
ORD SWAP Long 226 48.8950 GBP
ORD CFD Long 316 48.9068 GBP
ORD SWAP Long 718 49.0635 GBP
ORD CFD Long 894 49.0147 GBP
ORD CFD Long 976 48.8660 GBP
ORD CFD Long 5,503 48.9529 GBP
ORD CFD Long 11,849 48.8599 GBP
ORD SWAP Short 726 49.0567 GBP
ORD CFD Short 1,200 48.9444 GBP
ORD CFD Short 1,021 49.0752 GBP
ORD SWAP Short 7,318 49.0329 GBP
ORD CFD Short 8,178 49.0361 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 1,900 255 USD American 17 Jan 2015 11.6000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 28 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 185.0000 American 20 Sep 2014
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,000 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 400 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,700 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 8,000 265.0000 American 17 Jan 2015
ADR Call Options Purchased 321,300 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -1,200 240.0000 American 17 Jan 2015
ADR Call Options Written -1,800 245.0000 American 17 Jan 2015
ADR Call Options Written -20,600 250.0000 American 17 Jan 2015
ADR Call Options Written -321,500 255.0000 American 17 Jan 2015
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 430790
Time of Receipt (offset from UTC): 20140828T150321+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC