Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

12 August 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

ABBVIE INC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,943,545 1.69% 3,942,304 0.67%
           
(2) Derivatives (other than
options): 2,104,714 0.36% 3,971,150 0.67%
           
(3) Options and agreements to
purchase/sell: 1,705,200 0.29% 1,422,900 0.24%
           
(4)
TOTAL: 13,753,459 2.34% 9,336,354 1.58%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 13 47.3050 GBP
ORD Purchase 21 47.1500 GBP
ORD Purchase 24 47.1350 GBP
ORD Purchase 40 47.4100 GBP
ORD Purchase 42 47.1200 GBP
ORD Purchase 42 47.3000 GBP
ORD Purchase 47 47.2850 GBP
ORD Purchase 53 47.2790 GBP
ORD Purchase 54 47.1490 GBP
ORD Purchase 57 47.1390 GBP
ORD Purchase 66 47.0350 GBP
ORD Purchase 66 47.0700 GBP
ORD Purchase 67 47.2590 GBP
ORD Purchase 73 47.1190 GBP
ORD Purchase 74 46.9800 GBP
ORD Purchase 77 47.2200 GBP
ORD Purchase 78 47.2300 GBP
ORD Purchase 82 47.0650 GBP
ORD Purchase 86 47.2000 GBP
ORD Purchase 93 46.7500 GBP
ORD Purchase 99 47.2050 GBP
ORD Purchase 119 47.1650 GBP
ORD Purchase 119 47.2400 GBP
ORD Purchase 135 47.1800 GBP
ORD Purchase 157 47.1400 GBP
ORD Purchase 160 47.1100 GBP
ORD Purchase 167 47.2900 GBP
ORD Purchase 183 47.1126 GBP
ORD Purchase 183 47.4200 GBP
ORD Purchase 189 46.7200 GBP
ORD Purchase 264 47.0800 GBP
ORD Purchase 282 47.2700 GBP
ORD Purchase 282 47.3200 GBP
ORD (traded as ADR) Purchase 300 238.8500 USD
ORD Purchase 328 47.0600 GBP
ORD Purchase 600 47.3239 GBP
ORD (traded as ADR) Purchase 600 238.3730 USD
ORD Purchase 785 47.1728 GBP
ORD Purchase 817 47.1079 GBP
ORD Purchase 823 47.1786 GBP
ORD Purchase 1,095 47.3500 GBP
ORD Purchase 1,199 47.1699 GBP
ORD Purchase 1,443 47.2146 GBP
ORD Purchase 1,581 47.0234 GBP
ORD Purchase 3,600 47.0542 GBP
ORD Purchase 3,736 46.8874 GBP
ORD Purchase 5,096 47.2556 GBP
ORD Purchase 5,300 47.1300 GBP
ORD Purchase 5,796 47.1074 GBP
ORD Purchase 6,200 47.2970 GBP
ORD Purchase 6,334 47.2500 GBP
ORD Purchase 6,728 47.1376 GBP
ORD Purchase 7,600 47.2223 GBP
ORD Purchase 21,887 47.1049 GBP
ORD Purchase 23,272 47.0900 GBP
ORD Purchase 23,272 47.1750 GBP
ORD Purchase 23,272 47.3800 GBP
ORD Purchase 52,579 47.0809 GBP
ORD Purchase 60,441 47.0621 GBP
ORD Purchase 88,566 47.1089 GBP
ORD Sale 13 47.3050 GBP
ORD Sale 21 47.1500 GBP
ORD Sale 24 47.1350 GBP
ORD Sale 40 47.4100 GBP
ORD Sale 42 47.1200 GBP
ORD Sale 42 47.3000 GBP
ORD Sale 47 47.2850 GBP
ORD Sale 53 47.2790 GBP
ORD Sale 54 47.1490 GBP
ORD Sale 57 47.1390 GBP
ORD Sale 66 47.0350 GBP
ORD Sale 66 47.0700 GBP
ORD Sale 67 47.2590 GBP
ORD Sale 73 47.1190 GBP
ORD Sale 74 46.9800 GBP
ORD Sale 77 47.2200 GBP
ORD Sale 78 47.2300 GBP
ORD Sale 82 47.0650 GBP
ORD Sale 86 47.2000 GBP
ORD Sale 90 47.0912 GBP
ORD Sale 93 46.7500 GBP
ORD Sale 99 47.2050 GBP
ORD Sale 119 47.1650 GBP
ORD Sale 119 47.2400 GBP
ORD Sale 157 47.1400 GBP
ORD Sale 160 47.1100 GBP
ORD Sale 167 47.2900 GBP
ORD Sale 172 47.3500 GBP
ORD Sale 183 47.4200 GBP
ORD Sale 189 46.7200 GBP
ORD Sale 203 47.3200 GBP
ORD Sale 264 47.0800 GBP
ORD Sale 270 47.1800 GBP
ORD Sale 282 47.2700 GBP
ORD Sale 291 47.1773 GBP
ORD (traded as ADR) Sale 300 238.8500 USD
ORD Sale 328 47.0600 GBP
ORD (traded as ADR) Sale 600 238.3730 USD
ORD Sale 610 47.1370 GBP
ORD Sale 777 47.0924 GBP
ORD Sale 944 47.1948 GBP
ORD Sale 1,912 47.1259 GBP
ORD Sale 2,221 47.0775 GBP
ORD Sale 2,780 47.1757 GBP
ORD Sale 3,274 47.2500 GBP
ORD Sale 3,577 46.8793 GBP
ORD Sale 3,631 47.0804 GBP
ORD Sale 6,396 47.1169 GBP
ORD Sale 6,794 47.1457 GBP
ORD Sale 7,611 47.2192 GBP
ORD Sale 7,806 47.0932 GBP
ORD Sale 8,110 47.1393 GBP
ORD Sale 8,720 47.2571 GBP
ORD Sale 9,863 47.1559 GBP
ORD Sale 18,399 47.1957 GBP
ORD Sale 20,062 47.0690 GBP
ORD Sale 22,535 47.1297 GBP
ORD (traded as ADR) Sale 30,000 238.3250 USD
ORD Sale 43,841 47.1410 GBP
ORD Sale 46,544 47.2100 GBP
ORD Sale 49,200 47.0735 GBP
ORD Sale 58,069 47.0602 GBP
ORD Sale 84,623 47.1051 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 944 47.1948 GBP
ORD SWAP Long 1,964 47.0912 GBP
ORD SWAP Long 3,340 47.0947 GBP
ORD CFD Long 4,190 47.2192 GBP
ORD CFD Long 9,863 47.1559 GBP
ORD CFD Long 6,396 47.1169 GBP
ORD CFD Long 32,241 47.1082 GBP
ORD CFD Short 183 47.1126 GBP
ORD SWAP Short 193 47.0718 GBP
ORD SWAP Short 700 47.2500 GBP
ORD SWAP Short 823 47.1785 GBP
ORD SWAP Short 1,973 47.1432 GBP
ORD SWAP Short 2,160 47.2556 GBP
ADR CFD Long 10,000 238.3250 USD
ORD CFD Short 5,900 47.1601 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 300 225 USD American 17 Jan 2015 30.5433 USD
ADR Call Options Selling 800 230 USD American 17 Jan 2015 26.4037 USD
ADR Call Options Selling 300 235 USD American 17 Jan 2015 23.8133 USD
ADR Call Options Selling 2,600 255 USD American 17 Jan 2015 12.3000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

13 Aug 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -3,400 235.0000 American 16 Aug 2014
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -5,400 250.0000 American 16 Aug 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -1,600 270.0000 American 16 Aug 2014
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 100 225.0000 American 16 Aug 2014
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 100 230.0000 American 16 Aug 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 400 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 4,900 240.0000 American 16 Aug 2014
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,600 215.0000 American 16 Aug 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 900 230.0000 American 16 Aug 2014
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 20,400 255.0000 American 16 Aug 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 126,300 260.0000 American 16 Aug 2014
ADR Call Options Purchased 3,500 260.0000 American 18 Oct 2014
ADR Call Options Purchased 13,500 260.0000 American 17 Jan 2015
ADR Call Options Purchased 1,600 265.0000 American 16 Aug 2014
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 8,000 265.0000 American 17 Jan 2015
ADR Call Options Purchased 318,900 270.0000 American 17 Jan 2015
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,300 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,400 230.0000 American 17 Jan 2015
ADR Call Options Written -4,800 235.0000 American 16 Aug 2014
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,700 235.0000 American 17 Jan 2015
ADR Call Options Written -15,000 240.0000 American 16 Aug 2014
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -1,200 240.0000 American 17 Jan 2015
ADR Call Options Written -800 245.0000 American 17 Jan 2015
ADR Call Options Written -3,500 250.0000 American 16 Aug 2014
ADR Call Options Written -14,100 250.0000 American 17 Jan 2015
ADR Call Options Written -318,800 255.0000 American 17 Jan 2015
ADR Call Options Written -6,000 265.0000 American 16 Aug 2014
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 428752
Time of Receipt (offset from UTC): 20140813T124919+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC