Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 12 August 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,242,756 1.01% 2,915,042 0.26%
           
(2) Derivatives (other than
options): 899,710 0.08% 7,733,416 0.69%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 12,142,466 1.09% 10,648,458 0.95%
           
Class of relevant security:   Convertible Bond XS0503743949      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,500,000 1.38% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 5,500,000 1.38% 0 0.00%
           
Class of relevant security:   Convertible Bond XS0455660216      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.37% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,300,000 0.37% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 50 3.6000 GBP
ORD Purchase 167 3.5900 GBP
ORD Purchase 1,046 3.6046 GBP
ORD Purchase 1,616 3.5980 GBP
ORD Purchase 1,890 3.6148 GBP
ORD Purchase 4,888 3.6042 GBP
ORD Purchase 6,116 3.6116 GBP
ORD Purchase 7,010 3.6258 GBP
ORD Purchase 10,790 3.6235 GBP
ORD Purchase 12,422 3.6006 GBP
ORD Purchase 19,918 3.6190 GBP
ORD Purchase 19,918 3.6290 GBP
ORD Purchase 19,918 3.6400 GBP
ORD Purchase 25,548 3.6198 GBP
ORD Sale 600 3.6130 GBP
ORD Sale 1,616 3.5980 GBP
ORD Sale 1,706 3.6042 GBP
ORD Sale 2,285 3.6220 GBP
ORD Sale 2,768 3.6030 GBP
ORD Sale 2,960 3.6278 GBP
ORD Sale 7,054 3.6317 GBP
ORD Sale 30,873 3.6281 GBP
ORD Sale 39,835 3.6230 GBP
ORD Sale 45,227 3.6252 GBP
ORD Sale 50,211 3.6303 GBP
ORD Sale 72,009 3.6343 GBP
ORD Sale 107,488 3.6348 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 537 3.6208 GBP
ORD CFD Long 2,193 3.6436 GBP
ORD CFD Long 2,780 3.6284 GBP
ORD SWAP Long 80,222 3.6336 GBP
ORD CFD Long 49,179 3.6296 GBP
ORD SWAP Long 107,488 3.6348 GBP
ORD CFD Short 20,595 3.6055 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 13 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 428725
Time of Receipt (offset from UTC): 20140813T111757+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC