Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,903,921 1.68% 4,638,538 0.79%
           
(2) Derivatives (other than
options): 2,796,967 0.47% 3,701,570 0.63%
           
(3) Options and agreements to
purchase/sell: 1,446,000 0.25% 1,319,100 0.22%
           
 
TOTAL: 14,146,888 2.40% 9,659,208 1.64%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 2 49.2200 GBP
ORD Purchase 3 49.0150 GBP
ORD Purchase 14 49.0053 GBP
ORD Purchase 15 49.0050 GBP
ORD Purchase 17 48.9450 GBP
ORD Purchase 31 48.8700 GBP
ORD Purchase 31 49.2350 GBP
ORD Purchase 34 49.0650 GBP
ORD Purchase 34 49.2530 GBP
ORD Purchase 51 49.0350 GBP
ORD Purchase 57 49.0860 GBP
ORD Purchase 57 49.2610 GBP
ORD Purchase 57 49.2950 GBP
ORD Purchase 69 48.9100 GBP
ORD Purchase 69 48.9550 GBP
ORD Purchase 69 49.1710 GBP
ORD Purchase 71 49.0500 GBP
ORD Purchase 74 49.2400 GBP
ORD Purchase 76 49.3100 GBP
ORD Purchase 79 48.9900 GBP
ORD Purchase 79 49.3000 GBP
ORD Purchase 87 49.0110 GBP
ORD Purchase 97 49.0010 GBP
ORD Purchase 97 49.0300 GBP
ORD Purchase 107 49.2500 GBP
ORD Purchase 110 48.9500 GBP
ORD Purchase 129 49.2700 GBP
ORD Purchase 131 49.0100 GBP
ORD Purchase 169 49.0400 GBP
ORD Purchase 175 49.2600 GBP
ORD Purchase 181 48.9850 GBP
ORD Purchase 216 48.9800 GBP
ORD Purchase 240 48.9700 GBP
ORD Purchase 250 49.1000 GBP
ORD Purchase 260 49.0900 GBP
ORD Purchase 280 48.8900 GBP
ORD Purchase 282 49.1500 GBP
ORD Purchase 288 48.8600 GBP
ORD Purchase 352 49.1100 GBP
ORD Purchase 355 48.9843 GBP
ORD Purchase 373 49.0200 GBP
ORD Purchase 836 49.0800 GBP
ORD Purchase 856 49.0600 GBP
ORD Purchase 1,047 49.0000 GBP
ORD Purchase 2,276 49.2197 GBP
ORD Purchase 2,300 49.2030 GBP
ORD Purchase 2,500 49.0385 GBP
ORD Purchase 2,789 48.9600 GBP
ORD Purchase 3,250 49.0701 GBP
ORD Purchase 3,587 49.0532 GBP
ORD Purchase 5,199 49.0676 GBP
ORD (traded as ADR) Purchase 5,379 247.5289 USD
ORD Purchase 5,964 49.0700 GBP
ORD Purchase 6,886 49.0490 GBP
ORD Purchase 7,211 49.1912 GBP
ORD Purchase 9,325 49.0520 GBP
ORD Purchase 9,366 49.0625 GBP
ORD Purchase 16,435 49.0293 GBP
ORD Purchase 22,288 49.0305 GBP
ORD Purchase 23,282 49.0820 GBP
ORD Purchase 23,282 49.3400 GBP
ORD Purchase 38,516 49.0250 GBP
ORD Purchase 43,962 49.0391 GBP
ORD Purchase 49,752 49.0251 GBP
ORD Purchase 199,151 48.9968 GBP
ORD Sale 2 49.2200 GBP
ORD Sale 3 49.0150 GBP
ORD Sale 15 49.0050 GBP
ORD Sale 17 48.9450 GBP
ORD Sale 31 48.8700 GBP
ORD Sale 31 49.2350 GBP
ORD Sale 34 49.0650 GBP
ORD Sale 34 49.2530 GBP
ORD Sale 51 49.0350 GBP
ORD Sale 57 49.0860 GBP
ORD Sale 57 49.2500 GBP
ORD Sale 57 49.2610 GBP
ORD Sale 57 49.2950 GBP
ORD Sale 69 48.9100 GBP
ORD Sale 69 48.9550 GBP
ORD Sale 69 49.1710 GBP
ORD Sale 71 49.0500 GBP
ORD Sale 74 49.2400 GBP
ORD Sale 76 49.3100 GBP
ORD Sale 79 48.9900 GBP
ORD Sale 79 49.3000 GBP
ORD Sale 87 49.0110 GBP
ORD Sale 97 49.0010 GBP
ORD Sale 97 49.0300 GBP
ORD Sale 110 48.9500 GBP
ORD Sale 125 49.0736 GBP
ORD Sale 129 49.2700 GBP
ORD Sale 130 49.2050 GBP
ORD Sale 131 49.0100 GBP
ORD Sale 169 49.0400 GBP
ORD Sale 175 49.2600 GBP
ORD Sale 181 48.9850 GBP
ORD Sale 207 48.9650 GBP
ORD Sale 216 48.9800 GBP
ORD Sale 240 48.9700 GBP
ORD Sale 250 49.1000 GBP
ORD Sale 260 49.0900 GBP
ORD Sale 280 48.8900 GBP
ORD Sale 282 49.1500 GBP
ORD Sale 288 48.8600 GBP
ORD Sale 352 49.1100 GBP
ORD Sale 373 49.0200 GBP
ORD Sale 491 49.1073 GBP
ORD Sale 836 49.0800 GBP
ORD Sale 856 49.0600 GBP
ORD Sale 1,078 49.0257 GBP
ORD Sale 1,144 48.9812 GBP
ORD Sale 1,266 49.0408 GBP
ORD Sale 1,527 49.2057 GBP
ORD Sale 1,937 49.0000 GBP
ORD Sale 2,028 49.0881 GBP
ORD Sale 4,056 49.0598 GBP
ORD (traded as ADR) Sale 5,379 247.5289 USD
ORD Sale 5,681 49.0684 GBP
ORD Sale 5,964 49.0700 GBP
ORD Sale 6,306 48.9600 GBP
ORD Sale 7,195 49.1099 GBP
ORD Sale 7,348 49.0260 GBP
ORD Sale 7,720 49.0539 GBP
ORD Sale 8,783 49.0417 GBP
ORD Sale 11,442 49.0939 GBP
ORD Sale 13,541 49.0184 GBP
ORD Sale 15,360 49.0262 GBP
ORD Sale 18,870 49.0920 GBP
ORD Sale 25,149 49.0364 GBP
ORD Sale 27,603 49.0284 GBP
ORD Sale 37,078 49.0236 GBP
ORD Sale 47,576 49.0270 GBP
ORD Sale 192,148 48.9972 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,817 49.0177 GBP
ORD CFD Long 1,999 49.1117 GBP
ORD CFD Long 7,195 49.1099 GBP
ORD SWAP Long 18,664 49.0416 GBP
ORD CFD Long 10,203 49.1137 GBP
ORD SWAP Short 171 49.1519 GBP
ORD CFD Short 355 48.9843 GBP
ORD CFD Short 1,328 49.0696 GBP
ORD SWAP Short 1,824 48.9575 GBP
ORD SWAP Short 2,990 49.0690 GBP
ORD CFD Short 5,379 48.9644 GBP
ORD CFD Short 8,661 49.0414 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 2,400 235 USD American 17 Jan 2015 23.3000 USD
ADR Call Options Selling 1,000 255 USD American 17 Jan 2015 9.5000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 5 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -300 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,100 240.0000 American 16 Aug 2014
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -3,800 250.0000 American 16 Aug 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -1,600 270.0000 American 16 Aug 2014
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 100 225.0000 American 16 Aug 2014
ADR Put Options Written 200 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,600 215.0000 American 16 Aug 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 900 230.0000 American 16 Aug 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 1,600 250.0000 American 17 Jan 2015
ADR Call Options Purchased 20,000 255.0000 American 16 Aug 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 126,300 260.0000 American 16 Aug 2014
ADR Call Options Purchased 3,500 260.0000 American 18 Oct 2014
ADR Call Options Purchased 400 260.0000 American 17 Jan 2015
ADR Call Options Purchased 1,600 265.0000 American 16 Aug 2014
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 7,500 265.0000 American 17 Jan 2015
ADR Call Options Purchased 300,000 270.0000 American 17 Jan 2015
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -1,600 230.0000 American 18 Oct 2014
ADR Call Options Written -500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,400 235.0000 American 17 Jan 2015
ADR Call Options Written -81,000 240.0000 American 16 Aug 2014
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -200 240.0000 American 17 Jan 2015
ADR Call Options Written -300 245.0000 American 17 Jan 2015
ADR Call Options Written -3,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 255.0000 American 16 Aug 2014
ADR Call Options Written -309,500 255.0000 American 17 Jan 2015
ADR Call Options Written -6,000 265.0000 American 16 Aug 2014
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -1,900 270.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 427769
Time of Receipt (offset from UTC): 20140805T130419+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC