Form 8.3 - CARILLION PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

CARILLION PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect BALFOUR BEATTY PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 438,397 0.10% 3,928,803 0.91%
           
(2) Derivatives (other than
options): 3,684,642 0.86% 286,074 0.07%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,123,039 0.96% 4,214,877 0.98%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 118 3.2790 GBP
ORD Purchase 126 3.2860 GBP
ORD Purchase 826 3.2945 GBP
ORD Purchase 935 3.3150 GBP
ORD Purchase 1,138 3.2900 GBP
ORD Purchase 2,040 3.3010 GBP
ORD Purchase 2,090 3.3070 GBP
ORD Purchase 2,483 3.3000 GBP
ORD Purchase 2,779 3.2929 GBP
ORD Purchase 3,162 3.3020 GBP
ORD Purchase 15,104 3.2974 GBP
ORD Purchase 19,991 3.3065 GBP
ORD Purchase 24,768 3.2970 GBP
ORD Purchase 29,162 3.2964 GBP
ORD Purchase 35,447 3.2963 GBP
ORD Purchase 40,564 3.2989 GBP
ORD Purchase 76,465 3.3033 GBP
ORD Sale 118 3.2790 GBP
ORD Sale 126 3.2860 GBP
ORD Sale 826 3.2945 GBP
ORD Sale 935 3.3150 GBP
ORD Sale 1,045 3.3070 GBP
ORD Sale 1,138 3.2900 GBP
ORD Sale 2,040 3.3010 GBP
ORD Sale 2,483 3.3000 GBP
ORD Sale 2,775 3.2996 GBP
ORD Sale 3,162 3.3020 GBP
ORD Sale 4,057 3.3032 GBP
ORD Sale 5,177 3.3007 GBP
ORD Sale 7,349 3.2962 GBP
ORD Sale 12,987 3.3025 GBP
ORD Sale 18,110 3.2977 GBP
ORD Sale 31,097 3.2997 GBP
ORD Sale 32,917 3.2992 GBP
ORD Sale 40,430 3.2987 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 2,024 3.2869 GBP
ORD SWAP Long 14,510 3.3092 GBP
ORD SWAP Long 21,838 3.3029 GBP
ORD SWAP Long 70,370 3.2977 GBP
ORD SWAP Short 1,700 3.2926 GBP
ORD CFD Short 4,587 3.3095 GBP
ORD SWAP Short 6,279 3.2937 GBP
ORD SWAP Short 12,316 3.2895 GBP
ORD CFD Short 12,616 3.2977 GBP
ORD SWAP Short 12,616 3.2977 GBP
ORD CFD Short 30,363 3.2993 GBP
ORD CFD Short 63,705 3.3032 GBP
ORD SWAP Short 79,367 3.3026 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 5 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 427763
Time of Receipt (offset from UTC): 20140805T125803+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC