Form 8.5 (EPT/NON-RI) AMENDMENT - TUI AG - Replacement

LONDON--()--

The following amendment should be made to the BARCLAYS PLC Form 8.5 (EPT/NON-RI) AMENDMENT - TUI AG announcement released at 15:59 BST today.

Figures have been added to Section 2(a).

All other details remain unchanged.

The full corrected version is shown below.

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI AG
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 31 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI TRAVEL PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 740,244

0.26%

356,927 0.13%
           
(2) Derivatives (other than
options): 349,622 0.13% 644,500 0.23%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,084,419 0.39% 1,001,427 0.36%
           
Class of relevant security:   Convertible Bond DE000TUAG158
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
  TOTAL: 2,868 0.00% 0 0.00%
           
Class of relevant security:   Convertible Bond DE000TUAG117
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 214 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
214 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 33 10.6900 EUR
ORD Purchase 79 10.6925 EUR
ORD Purchase 174 10.7450 EUR
ORD Purchase 281 10.7225 EUR
ORD Purchase 2,274 10.6276 EUR
ORD Purchase 2,556 10.6678 EUR
ORD Purchase 2,718 10.6431 EUR
ORD Purchase 3,333 10.6445 EUR
ORD Purchase 3,405 10.6968 EUR
ORD Purchase 5,000 10.7260 EUR
ORD Purchase 5,022 10.6263 EUR
ORD Purchase 6,000 10.6277 EUR
ORD Purchase 6,467 10.6634 EUR
ORD Purchase 9,284 10.6250 EUR
ORD Purchase 15,998 10.6493 EUR
ORD Purchase 72,432 10.6726 EUR
ORD Sale 33 10.6900 EUR
ORD Sale 79 10.6925 EUR
ORD Sale 160 10.6328 EUR
ORD Sale 174 10.7450 EUR
ORD Sale 281 10.7225 EUR
ORD Sale 314 10.7550 EUR
ORD Sale 898 10.6800 EUR
ORD Sale 1,127 10.7257 EUR
ORD Sale 1,614 10.6835 EUR
ORD Sale 1,707 10.7527 EUR
ORD Sale 2,178 10.7064 EUR
ORD Sale 2,400 10.7024 EUR
ORD Sale 3,020 10.6050 EUR
ORD Sale 6,612 10.6406 EUR
ORD Sale 32,980 10.6507 EUR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 160 10.6328 EUR
ORD SWAP Long 2,400 10.7024 EUR
ORD CFD Short 2,274 10.6276 EUR
ORD SWAP Short 3,333 10.6445 EUR
ORD SWAP Short 6,000 10.6277 EUR
ORD CFD Short 72,432 10.6726 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 4 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 427670
Time of Receipt (offset from UTC): 20140804T170928+0100

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