Form 8.3 - Shire plc Amendment

LONDON--()--

AMENDMENT

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)

  Identity of the person whose positions/dealings   Barclays PLC.

 

are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE plc
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 6,066,322 1.03% 2,729,169 0.46%
           
(2) Derivatives (other than
options): 751,445 0.13% 1,533,863 0.26%
           
(3) Options and agreements to
purchase/sell: 157,400 0.03% 327,738 0.06%
           
TOTAL:
6,975,167 1.19% 4,590,770 0.78%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 2 46.3950 GBP
ORD Purchase 6 46.1700 GBP
ORD Purchase 11 46.0750 GBP
ORD Purchase 13 45.9500 GBP
ORD Purchase 20 46.2050 GBP
ORD Purchase 21 46.2160 GBP
ORD Purchase 22 46.1800 GBP
ORD Purchase 25 45.8520 GBP
ORD Purchase 27 46.3790 GBP
ORD Purchase 33 45.9250 GBP
ORD Purchase 33 45.9450 GBP
ORD Purchase 33 46.0100 GBP
ORD Purchase 33 46.3800 GBP
ORD Purchase 33 46.4200 GBP
ORD Purchase 33 46.4400 GBP
ORD Purchase 33 46.5400 GBP
ORD Purchase 39 46.0400 GBP
ORD Purchase 42 45.8560 GBP
ORD Purchase 42 45.9350 GBP
ORD Purchase 47 46.2900 GBP
ORD Purchase 47 46.3310 GBP
ORD Purchase 50 46.1940 GBP
ORD Purchase 66 45.7960 GBP
ORD Purchase 66 45.8350 GBP
ORD Purchase 66 45.8600 GBP
ORD Purchase 66 45.9100 GBP
ORD Purchase 66 45.9300 GBP
ORD Purchase 66 46.0200 GBP
ORD Purchase 66 46.0800 GBP
ORD Purchase 66 46.0950 GBP
ORD Purchase 66 46.1050 GBP
ORD Purchase 67 46.1550 GBP
ORD Purchase 70 45.8390 GBP
ORD Purchase 71 46.2300 GBP
ORD Purchase 75 46.5750 GBP
ORD Purchase 77 46.2150 GBP
ORD Purchase 79 46.2550 GBP
ORD Purchase 85 46.2650 GBP
ORD Purchase 87 46.5850 GBP
ORD Purchase 89 46.5810 GBP
ORD Purchase 95 46.5100 GBP
ORD Purchase 98 46.4250 GBP
ORD Purchase 99 46.1000 GBP
ORD Purchase 100 45.8750 GBP
ORD Purchase 101 45.7700 GBP
ORD Purchase 104 45.9000 GBP
ORD Purchase 104 46.3100 GBP
ORD Purchase 112 46.1300 GBP
ORD Purchase 125 45.7950 GBP
ORD Purchase 125 45.7967 GBP
ORD Purchase 132 45.7850 GBP
ORD Purchase 132 45.8900 GBP
ORD Purchase 132 46.2950 GBP
ORD Purchase 135 45.8450 GBP
ORD Purchase 136 46.2700 GBP
ORD Purchase 137 45.7500 GBP
ORD Purchase 138 46.3150 GBP
ORD Purchase 147 45.7900 GBP
ORD Purchase 153 46.1150 GBP
ORD Purchase 155 46.2800 GBP
ORD Purchase 160 46.0700 GBP
ORD Purchase 160 46.3200 GBP
ORD Purchase 162 46.1600 GBP
ORD Purchase 169 46.2500 GBP
ORD Purchase 178 45.8050 GBP
ORD Purchase 178 46.3400 GBP
ORD Purchase 191 45.8400 GBP
ORD Purchase 199 46.2750 GBP
ORD Purchase 202 46.3250 GBP
ORD Purchase 204 46.3300 GBP
ORD Purchase 213 45.8500 GBP
ORD Purchase 219 46.4000 GBP
ORD Purchase 232 46.1750 GBP
ORD Purchase 232 46.2200 GBP
ORD Purchase 236 46.2100 GBP
ORD Purchase 259 45.8064 GBP
ORD Purchase 260 46.3600 GBP
ORD Purchase 266 45.8300 GBP
ORD Purchase 269 46.1603 GBP
ORD Purchase 276 45.7800 GBP
ORD Purchase 326 45.7543 GBP
ORD Purchase 351 46.3050 GBP
ORD Purchase 356 46.3900 GBP
ORD Purchase 396 45.8000 GBP
ORD Purchase 414 46.2600 GBP
ORD Purchase 416 45.7600 GBP
ORD Purchase 416 45.8150 GBP
ORD Purchase 416 46.3000 GBP
ORD Purchase 575 46.0900 GBP
ORD Purchase 651 46.3500 GBP
ORD Purchase 705 45.8200 GBP
ORD Purchase 761 46.3700 GBP
ORD Purchase 831 45.8206 GBP
ORD Purchase 867 45.8100 GBP
ORD Purchase 1,031 46.1502 GBP
ORD Purchase 1,664 46.0802 GBP
ORD Purchase 1,706 46.0780 GBP
ORD Purchase 5,375 46.0270 GBP
ORD Purchase 5,403 46.0621 GBP
ORD Purchase 10,169 45.9499 GBP
ORD Purchase 11,142 46.1124 GBP
ORD Purchase 12,075 45.8202 GBP
ORD Purchase 23,270 45.9400 GBP
ORD Purchase 25,000 45.8178 GBP
ORD Purchase 28,201 46.1380 GBP
ORD Purchase 32,689 46.1102 GBP
ORD Purchase 38,252 46.0847 GBP
ORD Purchase 44,260 46.1629 GBP
ORD Purchase 70,000 46.1840 GBP
ORD Sale 2 46.3950 GBP
ORD Sale 6 46.1700 GBP
ORD Sale 8 45.8300 GBP
ORD Sale 9 46.4100 GBP
ORD Sale 11 46.0750 GBP
ORD Sale 13 45.9500 GBP
ORD Sale 20 46.2050 GBP
ORD Sale 21 46.2160 GBP
ORD Sale 22 46.1800 GBP
ORD Sale 25 45.8520 GBP
ORD Sale 27 46.3790 GBP
ORD Sale 33 45.9250 GBP
ORD Sale 33 45.9450 GBP
ORD Sale 33 46.0100 GBP
ORD Sale 33 46.3800 GBP
ORD Sale 33 46.4200 GBP
ORD Sale 33 46.4400 GBP
ORD Sale 33 46.5400 GBP
ORD Sale 39 46.0400 GBP
ORD Sale 42 45.8560 GBP
ORD Sale 42 45.9350 GBP
ORD Sale 47 46.2900 GBP
ORD Sale 47 46.3310 GBP
ORD Sale 50 46.1940 GBP
ORD Sale 66 45.7960 GBP
ORD Sale 66 45.8350 GBP
ORD Sale 66 45.8600 GBP
ORD Sale 66 45.9100 GBP
ORD Sale 66 45.9300 GBP
ORD Sale 66 46.0200 GBP
ORD Sale 66 46.0800 GBP
ORD Sale 66 46.0950 GBP
ORD Sale 66 46.1050 GBP
ORD Sale 66 46.2500 GBP
ORD Sale 67 46.1550 GBP
ORD Sale 70 45.8390 GBP
ORD Sale 71 46.2300 GBP
ORD Sale 75 46.5750 GBP
ORD Sale 77 46.2150 GBP
ORD Sale 79 46.2550 GBP
ORD Sale 85 46.2650 GBP
ORD Sale 87 46.5850 GBP
ORD Sale 89 46.5810 GBP
ORD Sale 95 46.5100 GBP
ORD Sale 98 46.4250 GBP
ORD Sale 99 46.1000 GBP
ORD Sale 101 45.7700 GBP
ORD Sale 104 45.9000 GBP
ORD Sale 104 46.3100 GBP
ORD Sale 112 46.1300 GBP
ORD Sale 125 45.7950 GBP
ORD Sale 132 45.7850 GBP
ORD Sale 132 45.8900 GBP
ORD Sale 132 46.2950 GBP
ORD Sale 135 45.8450 GBP
ORD Sale 136 46.2700 GBP
ORD Sale 138 46.3150 GBP
ORD Sale 147 45.7900 GBP
ORD Sale 153 46.1150 GBP
ORD Sale 154 46.1714 GBP
ORD Sale 155 46.2800 GBP
ORD Sale 160 46.0700 GBP
ORD Sale 160 46.3200 GBP
ORD Sale 162 46.1600 GBP
ORD Sale 178 45.8050 GBP
ORD Sale 178 46.3400 GBP
ORD Sale 191 45.8400 GBP
ORD Sale 199 46.2750 GBP
ORD Sale 202 46.3250 GBP
ORD Sale 204 46.3300 GBP
ORD Sale 213 45.8500 GBP
ORD Sale 221 46.4000 GBP
ORD Sale 232 46.1750 GBP
ORD Sale 232 46.2200 GBP
ORD Sale 236 46.2100 GBP
ORD Sale 248 45.9430 GBP
ORD Sale 260 46.3600 GBP
ORD Sale 276 45.7800 GBP
ORD Sale 300 46.0346 GBP
ORD Sale 322 46.3000 GBP
ORD Sale 351 46.3050 GBP
ORD Sale 356 46.3900 GBP
ORD Sale 396 45.8000 GBP
ORD Sale 414 46.2600 GBP
ORD Sale 416 45.7600 GBP
ORD Sale 416 45.8150 GBP
ORD Sale 486 45.8138 GBP
ORD Sale 575 46.0900 GBP
ORD Sale 705 45.8200 GBP
ORD Sale 761 46.3700 GBP
ORD Sale 867 45.8100 GBP
ORD Sale 891 46.3447 GBP
ORD Sale 1,044 45.8554 GBP
ORD Sale 1,755 46.0776 GBP
ORD Sale 1,899 46.0969 GBP
ORD Sale 2,048 45.9041 GBP
ORD Sale 2,462 46.1527 GBP
ORD Sale 2,578 46.2195 GBP
ORD Sale 3,741 46.2400 GBP
ORD Sale 3,810 45.9555 GBP
ORD Sale 4,660 46.3500 GBP
ORD Sale 5,383 46.0795 GBP
ORD Sale 10,679 46.1026 GBP
ORD Sale 13,978 46.2217 GBP
ORD Sale 19,201 46.0459 GBP
ORD Sale 20,874 46.3170 GBP
ORD Sale 52,062 46.1983 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 891 46.3447 GBP
ORD SWAP Long 1,899 46.0969 GBP
ORD SWAP Long 1,919 45.9311 GBP
ORD CFD Long 4,983 45.9169 GBP
ORD SWAP Short 326 45.7543 GBP
ORD CFD Short 1,665 46.0296 GBP
ORD SWAP Short 1,853 45.9511 GBP
ORD SWAP Short 1,918 46.3027 GBP
ORD SWAP Short 2,603 45.9668 GBP
ORD SWAP Short 12,075 45.8202 GBP
ORD CFD Short 11,142 46.1124 GBP
ORD SWAP Short 25,000 45.8178 GBP
ORD SWAP Short 44,260 46.1629 GBP
ORD CFD Short 27,470 46.1435 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 2,000 3700.0000 GBP European 18 Jul 2014
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -900 195.0000 American 19 Jul 2014
ADR Put Options Purchased -1,100 205.0000 American 19 Jul 2014
ADR Put Options Purchased -300 210.0000 American 19 Jul 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -473 220.0000 American 18 Jul 2014
ADR Put Options Purchased -1,400 220.0000 American 19 Jul 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -400 225.0000 American 16 Aug 2014
ADR Put Options Purchased -100 230.0000 American 19 Jul 2014
ADR Put Options Purchased -500 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Written 400 110.0000 American 19 Jul 2014
ADR Put Options Written 500 130.0000 American 19 Jul 2014
ADR Put Options Written 400 140.0000 American 19 Jul 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 100 150.0000 American 19 Jul 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,300 165.0000 American 19 Jul 2014
ADR Put Options Written 600 165.0000 American 18 Oct 2014
ADR Put Options Written 300 170.0000 American 19 Jul 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,700 175.0000 American 19 Jul 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 200 185.0000 American 19 Jul 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 2,200 200.0000 American 19 Jul 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 1,500 215.0000 American 19 Jul 2014
ADR Call Options Purchased 200 130.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,100 175.0000 American 19 Jul 2014
ADR Call Options Purchased 100 185.0000 American 19 Jul 2014
ADR Call Options Purchased 1,000 195.0000 American 19 Jul 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 5,900 250.0000 American 19 Jul 2014
ADR Call Options Purchased 17,700 255.0000 American 19 Jul 2014
ADR Call Options Purchased 7,100 260.0000 American 19 Jul 2014
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Written -300 150.0000 American 19 Jul 2014
ADR Call Options Written -1,400 155.0000 American 19 Jul 2014
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -200 165.0000 American 19 Jul 2014
ADR Call Options Written -5,200 170.0000 American 19 Jul 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -900 180.0000 American 19 Jul 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,600 190.0000 American 19 Jul 2014
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -1,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 200.0000 American 19 Jul 2014
ADR Call Options Written -1,700 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -473 220.0000 American 18 Jul 2014
ADR Call Options Written -900 220.0000 American 19 Jul 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -2,900 230.0000 American 19 Jul 2014
ADR Call Options Written -100 230.0000 American 16 Aug 2014
ADR Call Options Written -600 230.0000 American 18 Oct 2014
ADR Call Options Written -17,500 235.0000 American 19 Jul 2014
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -3,600 240.0000 American 19 Jul 2014
ADR Call Options Written -20,000 240.0000 American 16 Aug 2014
ADR Call Options Written -1,000 240.0000 American 18 Oct 2014
ADR Call Options Written -5,000 245.0000 American 19 Jul 2014
ADR Call Options Written -600 245.0000 American 17 Jan 2015
ADR Call Options Written -18,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 260.0000 American 16 Aug 2014
ADR Call Options Written -1,000 265.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 424408
Time of Receipt (offset from UTC): 20140711T173031+0100

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