Form 8.3 - Shire Plc Amendment

LONDON--()--

AMENDMENT

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 5,948,827 1.01% 2,742,855 0.47%
           
(2) Derivatives (other than
options): 792,659 0.13% 1,456,457 0.25%
           
(3) Options and agreements to
purchase/sell: 157,400 0.03% 327,738 0.06%
           
(4) TOTAL:
6,898,886 1.17% 4,527,050 0.78%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 2 45.7450 GBP
ORD Purchase 2 45.9690 GBP
ORD Purchase 3 45.8700 GBP
ORD (traded as ADR) Purchase 24 235.7800 USD
ORD Purchase 26 45.6870 GBP
ORD Purchase 26 45.9650 GBP
ORD Purchase 29 45.7740 GBP
ORD Purchase 29 45.8750 GBP
ORD Purchase 33 45.7750 GBP
ORD Purchase 33 45.8550 GBP
ORD Purchase 33 45.8650 GBP
ORD (traded as ADR) Purchase 36 235.6400 USD
ORD Purchase 37 45.8350 GBP
ORD Purchase 39 45.6540 GBP
ORD Purchase 63 45.7950 GBP
ORD Purchase 65 45.8140 GBP
ORD Purchase 65 45.9600 GBP
ORD Purchase 67 45.7400 GBP
ORD Purchase 67 45.7990 GBP
ORD Purchase 67 45.8900 GBP
ORD Purchase 67 45.8990 GBP
ORD Purchase 72 45.7590 GBP
ORD Purchase 79 45.7300 GBP
ORD Purchase 92 45.9850 GBP
ORD Purchase 99 45.9700 GBP
ORD Purchase 100 45.7500 GBP
ORD Purchase 105 45.7200 GBP
ORD Purchase 131 45.8050 GBP
ORD Purchase 132 45.7550 GBP
ORD Purchase 132 45.9100 GBP
ORD Purchase 145 45.8600 GBP
ORD Purchase 166 45.9400 GBP
ORD Purchase 198 45.7700 GBP
ORD Purchase 281 45.9000 GBP
ORD Purchase 283 45.8200 GBP
ORD (traded as ADR) Purchase 300 235.5200 USD
ORD (traded as ADR) Purchase 300 237.2300 USD
ORD Purchase 311 45.9300 GBP
ORD Purchase 378 45.8329 GBP
ORD Purchase 392 45.7905 GBP
ORD Purchase 403 45.9575 GBP
ORD Purchase 416 45.7900 GBP
ORD Purchase 416 45.8500 GBP
ORD Purchase 416 45.8800 GBP
ORD Purchase 485 45.8300 GBP
ORD Purchase 512 45.8000 GBP
ORD (traded as ADR) Purchase 600 235.5600 USD
ORD Purchase 640 45.8370 GBP
ORD Purchase 661 45.8100 GBP
ORD Purchase 695 45.7600 GBP
ORD Purchase 880 45.8821 GBP
ORD (traded as ADR) Purchase 900 236.0033 USD
ORD (traded as ADR) Purchase 900 236.0133 USD
ORD (traded as ADR) Purchase 1,200 235.5775 USD
ORD (traded as ADR) Purchase 1,200 235.8775 USD
ORD Purchase 1,408 45.8007 GBP
ORD Purchase 1,500 45.7720 GBP
ORD (traded as ADR) Purchase 1,500 235.9397 USD
ORD Purchase 1,581 45.8823 GBP
ORD (traded as ADR) Purchase 2,100 236.2891 USD
ORD (traded as ADR) Purchase 2,100 236.7646 USD
ORD Purchase 2,203 45.8193 GBP
ORD (traded as ADR) Purchase 2,400 235.6600 USD
ORD (traded as ADR) Purchase 3,000 235.8437 USD
ORD (traded as ADR) Purchase 3,150 236.1133 USD
ORD Purchase 3,381 45.8250 GBP
ORD Purchase 4,258 45.9263 GBP
ORD Purchase 5,154 45.8014 GBP
ORD (traded as ADR) Purchase 6,000 237.3500 USD
ORD Purchase 6,008 45.8154 GBP
ORD (traded as ADR) Purchase 6,300 235.7312 USD
ORD Purchase 6,455 45.7487 GBP
ORD (traded as ADR) Purchase 6,600 236.4145 USD
ORD Purchase 8,066 45.8217 GBP
ORD (traded as ADR) Purchase 10,080 236.5400 USD
ORD Purchase 10,283 45.8615 GBP
ORD Purchase 10,903 45.8482 GBP
ORD (traded as ADR) Purchase 21,078 236.4551 USD
ORD (traded as ADR) Purchase 23,640 237.1741 USD
ORD Purchase 29,157 45.8417 GBP
ORD Purchase 38,252 45.8333 GBP
ORD Purchase 38,680 45.8717 GBP
ORD Purchase 51,059 45.8340 GBP
ORD Purchase 54,151 45.7800 GBP
ORD Purchase 75,372 45.8343 GBP
ORD Purchase 119,275 45.8507 GBP
ORD Sale 2 45.7450 GBP
ORD Sale 2 45.9690 GBP
ORD Sale 3 45.8700 GBP
ORD (traded as ADR) Sale 18 235.6400 USD
ORD Sale 26 45.6870 GBP
ORD Sale 26 45.9650 GBP
ORD Sale 29 45.7740 GBP
ORD Sale 29 45.8750 GBP
ORD Sale 33 45.7750 GBP
ORD Sale 33 45.8550 GBP
ORD Sale 33 45.8650 GBP
ORD Sale 37 45.8350 GBP
ORD Sale 39 45.6540 GBP
ORD Sale 63 45.7950 GBP
ORD Sale 65 45.8140 GBP
ORD Sale 65 45.9600 GBP
ORD Sale 67 45.7400 GBP
ORD Sale 67 45.7990 GBP
ORD Sale 67 45.8900 GBP
ORD Sale 67 45.8990 GBP
ORD Sale 72 45.7590 GBP
ORD Sale 79 45.7300 GBP
ORD Sale 91 45.8250 GBP
ORD Sale 92 45.9850 GBP
ORD Sale 99 45.9700 GBP
ORD Sale 105 45.7200 GBP
ORD Sale 131 45.8050 GBP
ORD Sale 132 45.7550 GBP
ORD Sale 132 45.9100 GBP
ORD Sale 145 45.8600 GBP
ORD Sale 166 45.9400 GBP
ORD Sale 196 45.8526 GBP
ORD Sale 198 45.7700 GBP
ORD Sale 208 45.8425 GBP
ORD Sale 234 45.7500 GBP
ORD Sale 281 45.9000 GBP
ORD Sale 283 45.8200 GBP
ORD Sale 290 45.8420 GBP
ORD Sale 294 45.7524 GBP
ORD (traded as ADR) Sale 300 235.5200 USD
ORD (traded as ADR) Sale 300 236.5800 USD
ORD (traded as ADR) Sale 300 237.2300 USD
ORD Sale 311 45.9300 GBP
ORD Sale 362 45.8129 GBP
ORD Sale 364 45.7900 GBP
ORD Sale 416 45.8500 GBP
ORD Sale 416 45.8800 GBP
ORD Sale 450 45.7600 GBP
ORD Sale 485 45.8300 GBP
ORD Sale 512 45.8000 GBP
ORD Sale 545 45.7881 GBP
ORD (traded as ADR) Sale 600 235.5600 USD
ORD (traded as ADR) Sale 600 236.0240 USD
ORD (traded as ADR) Sale 600 236.2550 USD
ORD Sale 661 45.8100 GBP
ORD Sale 1,069 45.7673 GBP
ORD (traded as ADR) Sale 1,140 237.3131 USD
ORD Sale 1,151 45.7800 GBP
ORD (traded as ADR) Sale 1,800 235.6283 USD
ORD (traded as ADR) Sale 1,800 236.4800 USD
ORD (traded as ADR) Sale 2,250 236.4540 USD
ORD (traded as ADR) Sale 2,700 235.5973 USD
ORD (traded as ADR) Sale 2,700 235.9120 USD
ORD Sale 2,917 46.0100 GBP
ORD Sale 3,429 45.8144 GBP
ORD (traded as ADR) Sale 3,450 236.0600 USD
ORD (traded as ADR) Sale 3,600 235.8317 USD
ORD Sale 3,707 45.8327 GBP
ORD (traded as ADR) Sale 4,800 235.7293 USD
ORD (traded as ADR) Sale 6,489 236.4487 USD
ORD (traded as ADR) Sale 6,600 236.4145 USD
ORD Sale 6,783 45.8249 GBP
ORD Sale 8,411 45.6466 GBP
ORD Sale 8,572 45.8443 GBP
ORD Sale 8,903 45.8027 GBP
ORD (traded as ADR) Sale 10,080 236.5400 USD
ORD Sale 10,241 45.8103 GBP
ORD (traded as ADR) Sale 10,539 236.4551 USD
ORD Sale 13,660 45.8255 GBP
ORD Sale 18,179 46.0070 GBP
ORD Sale 19,000 45.7789 GBP
ORD (traded as ADR) Sale 22,518 237.1658 USD
ORD Sale 34,420 45.8362 GBP
ORD Sale 40,147 45.7899 GBP
ORD Sale 41,778 45.7872 GBP
ORD Sale 49,884 45.8349 GBP
ORD Sale 57,247 45.9113 GBP
ORD Sale 72,316 45.8341 GBP
ORD Sale 103,757 45.8401 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 196 45.8525 GBP
ORD CFD Long 300 45.7931 GBP
ORD CFD Long 294 45.7524 GBP
ORD SWAP Long 2,116 45.8781 GBP
ORD SWAP Long 2,900 46.0100 GBP
ORD CFD Long 2,458 45.7409 GBP
ORD CFD Long 4,985 45.7205 GBP
ORD CFD Long 2,822 45.6151 GBP
ORD SWAP Long 8,411 45.6466 GBP
ORD SWAP Long 13,660 45.8255 GBP
ORD SWAP Long 14,835 45.8937 GBP
ORD SWAP Short 18 45.7554 GBP
ORD SWAP Short 360 45.8368 GBP
ORD CFD Short 403 45.9575 GBP
ORD SWAP Short 1,004 45.7883 GBP
ORD CFD Short 1,338 45.7708 GBP
ORD SWAP Short 1,965 45.8777 GBP
ORD SWAP Short 2,073 45.7953 GBP
ORD SWAP Short 2,900 46.0100 GBP
ORD CFD Short 1,581 45.8823 GBP
ORD SWAP Short 4,258 45.9263 GBP
ORD CFD Short 2,419 45.9163 GBP
ORD CFD Short 5,499 46.0141 GBP
ORD CFD Short 7,782 45.8882 GBP
ORD CFD Short 38,680 45.8717 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 1,000 240 USD American 18 Oct 2014 15.4000 USD
ADR Call Options Selling 2,500 245 USD American 19 Jul 2014 6.8000 USD
ADR Call Options Selling 600 245 USD American 17 Jan 2015 15.0000 USD
ADR Put Options Selling 500 195 USD American 18 Oct 2014 3.6000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 2,000 3700.0000 GBP European 18 Jul 2014
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -900 195.0000 American 19 Jul 2014
ADR Put Options Purchased -1,100 205.0000 American 19 Jul 2014
ADR Put Options Purchased -300 210.0000 American 19 Jul 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -473 220.0000 American 18 Jul 2014
ADR Put Options Purchased -1,400 220.0000 American 19 Jul 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -400 225.0000 American 16 Aug 2014
ADR Put Options Purchased -100 230.0000 American 19 Jul 2014
ADR Put Options Purchased -500 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Written 400 110.0000 American 19 Jul 2014
ADR Put Options Written 500 130.0000 American 19 Jul 2014
ADR Put Options Written 400 140.0000 American 19 Jul 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 100 150.0000 American 19 Jul 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,300 165.0000 American 19 Jul 2014
ADR Put Options Written 600 165.0000 American 18 Oct 2014
ADR Put Options Written 300 170.0000 American 19 Jul 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,700 175.0000 American 19 Jul 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 200 185.0000 American 19 Jul 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 2,200 200.0000 American 19 Jul 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 1,500 215.0000 American 19 Jul 2014
ADR Call Options Purchased 200 130.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,100 175.0000 American 19 Jul 2014
ADR Call Options Purchased 100 185.0000 American 19 Jul 2014
ADR Call Options Purchased 1,000 195.0000 American 19 Jul 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 5,900 250.0000 American 19 Jul 2014
ADR Call Options Purchased 17,700 255.0000 American 19 Jul 2014
ADR Call Options Purchased 7,100 260.0000 American 19 Jul 2014
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Written -300 150.0000 American 19 Jul 2014
ADR Call Options Written -1,400 155.0000 American 19 Jul 2014
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -200 165.0000 American 19 Jul 2014
ADR Call Options Written -5,200 170.0000 American 19 Jul 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -900 180.0000 American 19 Jul 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,600 190.0000 American 19 Jul 2014
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -1,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 200.0000 American 19 Jul 2014
ADR Call Options Written -1,700 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -473 220.0000 American 18 Jul 2014
ADR Call Options Written -900 220.0000 American 19 Jul 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -2,900 230.0000 American 19 Jul 2014
ADR Call Options Written -100 230.0000 American 16 Aug 2014
ADR Call Options Written -600 230.0000 American 18 Oct 2014
ADR Call Options Written -17,500 235.0000 American 19 Jul 2014
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -3,600 240.0000 American 19 Jul 2014
ADR Call Options Written -20,000 240.0000 American 16 Aug 2014
ADR Call Options Written -1,000 240.0000 American 18 Oct 2014
ADR Call Options Written -5,000 245.0000 American 19 Jul 2014
ADR Call Options Written -600 245.0000 American 17 Jan 2015
ADR Call Options Written -18,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 260.0000 American 16 Aug 2014
ADR Call Options Written -1,000 265.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 424406
Time of Receipt (offset from UTC): 20140711T165903+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC