Form 8.3 - SHIRE PLC - Amendment

LONDON--()--

FORM 8.3 - Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

2 July 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

ABBVIE INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,963,366 1.01% 2,386,343 0.40%
           
(2) Derivatives (other than
options): 800,036 0.14% 1,447,381 0.25%
           
(3) Options and agreements to
purchase/sell: 155,090 0.03% 315,438 0.05%
           
(4) TOTAL:
6,918,492 1.18% 4,149,162 0.70%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 9 45.1100 GBP
ORD Purchase 10 45.3040 GBP
ORD Purchase 10 45.3150 GBP
ORD Purchase 16 45.2990 GBP
ORD Purchase 33 45.4660 GBP
ORD Purchase 37 45.1690 GBP
ORD (traded as ADR) Purchase 42 233.4200 USD
ORD Purchase 48 45.1500 GBP
ORD Purchase 49 45.2150 GBP
ORD Purchase 57 45.1750 GBP
ORD Purchase 57 45.1840 GBP
ORD Purchase 57 45.1880 GBP
ORD Purchase 57 45.2040 GBP
ORD Purchase 57 45.2140 GBP
ORD Purchase 57 45.2950 GBP
ORD Purchase 63 45.1200 GBP
ORD Purchase 63 45.1450 GBP
ORD Purchase 63 45.1490 GBP
ORD Purchase 65 45.2240 GBP
ORD Purchase 66 45.1300 GBP
ORD Purchase 66 45.1400 GBP
ORD Purchase 66 45.2520 GBP
ORD Purchase 66 45.4000 GBP
ORD Purchase 66 45.4310 GBP
ORD Purchase 73 45.1150 GBP
ORD Purchase 78 45.4300 GBP
ORD Purchase 79 45.4250 GBP
ORD Purchase 95 45.3100 GBP
ORD Purchase 114 45.4200 GBP
ORD Purchase 118 45.1650 GBP
ORD Purchase 123 45.1990 GBP
ORD Purchase 123 45.2250 GBP
ORD Purchase 131 45.1350 GBP
ORD Purchase 132 45.2560 GBP
ORD Purchase 132 45.4450 GBP
ORD Purchase 134 45.2600 GBP
ORD Purchase 186 45.3900 GBP
ORD Purchase 190 45.1900 GBP
ORD Purchase 197 45.1600 GBP
ORD Purchase 205 45.4400 GBP
ORD Purchase 205 45.4900 GBP
ORD Purchase 209 45.3400 GBP
ORD Purchase 215 45.3200 GBP
ORD (traded as ADR) Purchase 237 237.2700 USD
ORD Purchase 245 45.2900 GBP
ORD Purchase 255 45.2400 GBP
ORD (traded as ADR) Purchase 261 237.2497 USD
ORD Purchase 263 45.2700 GBP
ORD Purchase 271 45.1800 GBP
ORD (traded as ADR) Purchase 300 234.1300 USD
ORD Purchase 339 45.3500 GBP
ORD Purchase 351 45.2050 GBP
ORD Purchase 352 45.1700 GBP
ORD Purchase 358 45.4700 GBP
ORD Purchase 433 45.4350 GBP
ORD Purchase 451 45.3600 GBP
ORD (traded as ADR) Purchase 600 233.0800 USD
ORD (traded as ADR) Purchase 600 233.4150 USD
ORD (traded as ADR) Purchase 600 236.3700 USD
ORD (traded as ADR) Purchase 600 236.6800 USD
ORD (traded as ADR) Purchase 600 237.2769 USD
ORD (traded as ADR) Purchase 600 237.3900 USD
ORD (traded as ADR) Purchase 600 237.5050 USD
ORD Purchase 607 45.2190 GBP
ORD Purchase 613 45.2300 GBP
ORD Purchase 620 45.5000 GBP
ORD Purchase 712 45.4282 GBP
ORD Purchase 732 45.2100 GBP
ORD Purchase 773 45.2000 GBP
ORD Purchase 802 45.4100 GBP
ORD (traded as ADR) Purchase 852 237.0000 USD
ORD Purchase 915 45.2500 GBP
ORD Purchase 955 45.3151 GBP
ORD Purchase 967 45.4600 GBP
ORD Purchase 978 45.2200 GBP
ORD Purchase 986 45.3919 GBP
ORD Purchase 1,169 45.3000 GBP
ORD (traded as ADR) Purchase 1,200 235.8148 USD
ORD Purchase 1,313 45.4800 GBP
ORD Purchase 1,401 45.4618 GBP
ORD (traded as ADR) Purchase 1,494 236.6283 USD
ORD (traded as ADR) Purchase 1,500 236.1548 USD
ORD Purchase 1,723 45.3300 GBP
ORD (traded as ADR) Purchase 1,800 237.2166 USD
ORD (traded as ADR) Purchase 1,800 237.2183 USD
ORD Purchase 1,873 45.2505 GBP
ORD Purchase 2,005 45.1560 GBP
ORD Purchase 2,104 45.3698 GBP
ORD Purchase 2,118 45.2540 GBP
ORD Purchase 2,458 45.4148 GBP
ORD (traded as ADR) Purchase 2,511 237.0196 USD
ORD (traded as ADR) Purchase 2,700 235.8866 USD
ORD Purchase 3,015 45.1582 GBP
ORD Purchase 3,389 45.3702 GBP
ORD (traded as ADR) Purchase 3,900 236.2184 USD
ORD (traded as ADR) Purchase 4,500 233.1560 USD
ORD Purchase 4,817 45.3128 GBP
ORD (traded as ADR) Purchase 5,100 236.7877 USD
ORD (traded as ADR) Purchase 5,100 236.9819 USD
ORD (traded as ADR) Purchase 5,700 233.6608 USD
ORD (traded as ADR) Purchase 5,700 234.5031 USD
ORD Purchase 7,132 45.3790 GBP
ORD Purchase 7,424 45.2847 GBP
ORD (traded as ADR) Purchase 8,259 234.1387 USD
ORD (traded as ADR) Purchase 9,300 236.2876 USD
ORD (traded as ADR) Purchase 9,600 236.7234 USD
ORD (traded as ADR) Purchase 10,500 232.4142 USD
ORD (traded as ADR) Purchase 11,922 233.9558 USD
ORD (traded as ADR) Purchase 12,000 235.8095 USD
ORD Purchase 12,568 45.3862 GBP
ORD (traded as ADR) Purchase 12,600 234.4701 USD
ORD (traded as ADR) Purchase 14,100 233.8164 USD
ORD Purchase 15,151 45.4500 GBP
ORD (traded as ADR) Purchase 15,468 236.7017 USD
ORD Purchase 17,264 45.2408 GBP
ORD (traded as ADR) Purchase 20,100 234.7187 USD
ORD Purchase 32,000 45.2418 GBP
ORD Purchase 32,023 45.2332 GBP
ORD Purchase 33,271 45.2170 GBP
ORD Purchase 39,964 45.3487 GBP
ORD Purchase 45,902 45.2983 GBP
ORD Purchase 123,365 45.2563 GBP
ORD (traded as ADR) Sale 6 237.4150 USD
ORD Sale 9 45.1100 GBP
ORD Sale 10 45.3040 GBP
ORD Sale 10 45.3150 GBP
ORD (traded as ADR) Sale 12 236.8400 USD
ORD Sale 16 45.2990 GBP
ORD Sale 33 45.4660 GBP
ORD Sale 37 45.1690 GBP
ORD Sale 48 45.1500 GBP
ORD Sale 49 45.2150 GBP
ORD Sale 57 45.1750 GBP
ORD Sale 57 45.1840 GBP
ORD Sale 57 45.1880 GBP
ORD Sale 57 45.2040 GBP
ORD Sale 57 45.2140 GBP
ORD Sale 57 45.2950 GBP
ORD Sale 63 45.1200 GBP
ORD Sale 63 45.1450 GBP
ORD Sale 63 45.1490 GBP
ORD Sale 65 45.2240 GBP
ORD Sale 66 45.1300 GBP
ORD Sale 66 45.1400 GBP
ORD Sale 66 45.2520 GBP
ORD Sale 66 45.4000 GBP
ORD Sale 66 45.4310 GBP
ORD Sale 73 45.1150 GBP
ORD Sale 78 45.4300 GBP
ORD Sale 79 45.4250 GBP
ORD Sale 95 45.3100 GBP
ORD Sale 114 45.4200 GBP
ORD Sale 118 45.1650 GBP
ORD Sale 123 45.1990 GBP
ORD Sale 123 45.2250 GBP
ORD Sale 131 45.1350 GBP
ORD Sale 132 45.2560 GBP
ORD Sale 134 45.2600 GBP
ORD Sale 186 45.3900 GBP
ORD Sale 190 45.1900 GBP
ORD Sale 197 45.1600 GBP
ORD Sale 199 45.2777 GBP
ORD Sale 202 45.4100 GBP
ORD Sale 205 45.4400 GBP
ORD Sale 205 45.4900 GBP
ORD Sale 209 45.3400 GBP
ORD Sale 215 45.3200 GBP
ORD Sale 245 45.2900 GBP
ORD Sale 255 45.2400 GBP
ORD Sale 263 45.2700 GBP
ORD Sale 271 45.1800 GBP
ORD (traded as ADR) Sale 300 235.8300 USD
ORD (traded as ADR) Sale 300 236.0740 USD
ORD (traded as ADR) Sale 300 236.3100 USD
ORD (traded as ADR) Sale 300 237.3400 USD
ORD Sale 331 45.2840 GBP
ORD Sale 339 45.3500 GBP
ORD Sale 351 45.2050 GBP
ORD Sale 352 45.1700 GBP
ORD Sale 358 45.4700 GBP
ORD Sale 421 45.2725 GBP
ORD Sale 433 45.4350 GBP
ORD Sale 451 45.3600 GBP
ORD Sale 502 45.4525 GBP
ORD Sale 523 45.3300 GBP
ORD (traded as ADR) Sale 600 235.3500 USD
ORD (traded as ADR) Sale 600 235.9250 USD
ORD (traded as ADR) Sale 600 236.8850 USD
ORD (traded as ADR) Sale 672 235.8200 USD
ORD Sale 742 45.3831 GBP
ORD Sale 773 45.2000 GBP
ORD Sale 798 45.2100 GBP
ORD (traded as ADR) Sale 861 237.4058 USD
ORD Sale 862 45.4130 GBP
ORD Sale 885 45.3000 GBP
ORD (traded as ADR) Sale 900 233.4273 USD
ORD (traded as ADR) Sale 900 235.2033 USD
ORD (traded as ADR) Sale 900 236.1300 USD
ORD Sale 915 45.2500 GBP
ORD Sale 925 45.1166 GBP
ORD Sale 932 45.4600 GBP
ORD Sale 978 45.2200 GBP
ORD Sale 1,091 45.3970 GBP
ORD Sale 1,137 45.2278 GBP
ORD Sale 1,313 45.4800 GBP
ORD Sale 1,362 45.2491 GBP
ORD (traded as ADR) Sale 1,500 235.7056 USD
ORD (traded as ADR) Sale 1,500 236.8660 USD
ORD (traded as ADR) Sale 1,539 237.4122 USD
ORD Sale 1,687 45.2956 GBP
ORD (traded as ADR) Sale 2,100 233.9542 USD
ORD (traded as ADR) Sale 2,100 237.0414 USD
ORD (traded as ADR) Sale 2,133 234.2827 USD
ORD (traded as ADR) Sale 2,400 236.6887 USD
ORD Sale 2,581 45.4500 GBP
ORD (traded as ADR) Sale 2,895 236.4189 USD
ORD (traded as ADR) Sale 3,000 233.5000 USD
ORD (traded as ADR) Sale 3,177 236.5203 USD
ORD (traded as ADR) Sale 3,423 236.2900 USD
ORD (traded as ADR) Sale 3,546 236.6826 USD
ORD (traded as ADR) Sale 3,861 233.9566 USD
ORD Sale 3,909 45.3039 GBP
ORD Sale 4,138 45.3084 GBP
ORD (traded as ADR) Sale 4,800 237.1745 USD
ORD (traded as ADR) Sale 5,961 233.9558 USD
ORD (traded as ADR) Sale 7,500 233.4000 USD
ORD Sale 7,703 45.2636 GBP
ORD Sale 8,222 45.2678 GBP
ORD (traded as ADR) Sale 8,700 233.7498 USD
ORD Sale 9,913 45.2365 GBP
ORD Sale 10,572 45.2058 GBP
ORD (traded as ADR) Sale 11,100 234.3092 USD
ORD (traded as ADR) Sale 11,259 234.3436 USD
ORD Sale 11,721 45.2455 GBP
ORD (traded as ADR) Sale 12,000 235.8095 USD
ORD (traded as ADR) Sale 12,237 232.9062 USD
ORD Sale 15,000 45.4372 GBP
ORD (traded as ADR) Sale 16,200 233.9881 USD
ORD Sale 18,450 45.4512 GBP
ORD Sale 20,696 45.2918 GBP
ORD Sale 30,662 45.2300 GBP
ORD Sale 31,670 45.2144 GBP
ORD Sale 35,573 45.2965 GBP
ORD Sale 52,200 45.4506 GBP
ORD Sale 61,803 45.2223 GBP
ORD Sale 69,995 45.3719 GBP
ORD Sale 344,548 45.5000 GBP
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 925 45.1165 GBP
ORD SWAP Long 1,625 45.2333 GBP
ORD CFD Long 2,412 45.3491 GBP
ORD SWAP Long 15,000 45.4372 GBP
ORD SWAP Short 712 45.4282 GBP
ORD SWAP Short 1,177 45.2045 GBP
ORD SWAP Short 1,623 45.2560 GBP
ORD CFD Short 2,432 45.3132 GBP
ORD CFD Short 2,118 45.2540 GBP
ORD CFD Short 5,961 45.4540 GBP
ORD CFD Short 7,424 45.2847 GBP
ORD CFD Short 7,708 45.2461 GBP
ORD SWAP Short 35,200 45.2418 GBP
ORD CFD Short 41,207 45.2981 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 17,700 255 USD American 19 Jul 2014 3.0770 USD
ADR Call Options Selling 1,500 200 USD American 18 Oct 2014 39.0066 USD
ADR Call Options Selling 800 220 USD American 18 Oct 2014 26.8000 USD
ADR Call Options Selling 17,500 235 USD American 19 Jul 2014 10.8852 USD
ADR Call Options Selling 2,500 245 USD American 19 Jul 2014 7.3000 USD
ADR Put Options Purchasing 100 215 USD American 16 Aug 2014 5.4300 USD
ADR Put Options Purchasing 100 225 USD American 19 Jul 2014 5.2000 USD
ADR Put Options Selling 100 210 USD American 16 Aug 2014 4.0800 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:  

11 July 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 2,000 3700.0000 GBP European 18 Jul 2014
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -900 195.0000 American 19 Jul 2014
ADR Put Options Purchased -1,100 205.0000 American 19 Jul 2014
ADR Put Options Purchased -300 210.0000 American 19 Jul 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -473 220.0000 American 18 Jul 2014
ADR Put Options Purchased -1,400 220.0000 American 19 Jul 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -400 225.0000 American 16 Aug 2014
ADR Put Options Purchased -100 230.0000 American 19 Jul 2014
ADR Put Options Purchased -500 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Written 400 110.0000 American 19 Jul 2014
ADR Put Options Written 500 130.0000 American 19 Jul 2014
ADR Put Options Written 400 140.0000 American 19 Jul 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 100 150.0000 American 19 Jul 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,300 165.0000 American 19 Jul 2014
ADR Put Options Written 600 165.0000 American 18 Oct 2014
ADR Put Options Written 300 170.0000 American 19 Jul 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,700 175.0000 American 19 Jul 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 200 185.0000 American 19 Jul 2014
ADR Put Options Written 200 195.0000 American 18 Oct 2014
ADR Put Options Written 2,200 200.0000 American 19 Jul 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 1,500 215.0000 American 19 Jul 2014
ADR Call Options Purchased 200 130.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,100 175.0000 American 19 Jul 2014
ADR Call Options Purchased 100 185.0000 American 19 Jul 2014
ADR Call Options Purchased 1,000 195.0000 American 19 Jul 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 5,900 250.0000 American 19 Jul 2014
ADR Call Options Purchased 17,700 255.0000 American 19 Jul 2014
ADR Call Options Purchased 7,100 260.0000 American 19 Jul 2014
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Written -300 150.0000 American 19 Jul 2014
ADR Call Options Written -1,400 155.0000 American 19 Jul 2014
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -200 165.0000 American 19 Jul 2014
ADR Call Options Written -5,200 170.0000 American 19 Jul 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -900 180.0000 American 19 Jul 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,600 190.0000 American 19 Jul 2014
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -1,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 200.0000 American 19 Jul 2014
ADR Call Options Written -1,700 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -473 220.0000 American 18 Jul 2014
ADR Call Options Written -900 220.0000 American 19 Jul 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -2,900 230.0000 American 19 Jul 2014
ADR Call Options Written -100 230.0000 American 16 Aug 2014
ADR Call Options Written -600 230.0000 American 18 Oct 2014
ADR Call Options Written -17,500 235.0000 American 19 Jul 2014
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -3,600 240.0000 American 19 Jul 2014
ADR Call Options Written -20,000 240.0000 American 16 Aug 2014
ADR Call Options Written -2,500 245.0000 American 19 Jul 2014
ADR Call Options Written -18,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 260.0000 American 16 Aug 2014
ADR Call Options Written -1,000 265.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 424394
Time of Receipt (offset from UTC): 20140711T171205+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC