Form 8.3 - Shire Plc - Amendment

LONDON--()--

FORM 8.3 Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

1 July 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

ABBVIE INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,954,925 0.84% 1,412,070 0.24%
           
(2) Derivatives (other than
options): 871,745 0.15% 1,423,690 0.24%
           
(3) Options and agreements to
purchase/sell: 102,800 0.02% 248,238 0.04%
           
(4) TOTAL:
5,929,470 1.01% 3,083,998 0.52%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD (traded as ADR) Purchase 3 233.5800 USD
ORD Purchase 22 45.5800 GBP
ORD Purchase 25 45.5880 GBP
ORD Purchase 33 45.5290 GBP
ORD Purchase 37 45.5090 GBP
ORD Purchase 40 45.3550 GBP
ORD Purchase 42 45.6050 GBP
ORD Purchase 47 45.5150 GBP
ORD Purchase 53 45.3100 GBP
ORD Purchase 54 45.5811 GBP
ORD Purchase 57 45.5040 GBP
ORD Purchase 57 45.5190 GBP
ORD Purchase 63 45.5240 GBP
ORD Purchase 63 45.5250 GBP
ORD Purchase 66 45.3050 GBP
ORD Purchase 66 45.4450 GBP
ORD Purchase 66 45.4550 GBP
ORD Purchase 66 45.5550 GBP
ORD Purchase 66 45.5690 GBP
ORD Purchase 75 45.4900 GBP
ORD Purchase 78 45.5500 GBP
ORD Purchase 96 45.3200 GBP
ORD Purchase 106 45.3450 GBP
ORD Purchase 116 45.2450 GBP
ORD Purchase 120 45.4590 GBP
ORD Purchase 142 45.5700 GBP
ORD Purchase 158 45.2350 GBP
ORD Purchase 162 45.5400 GBP
ORD Purchase 199 45.5200 GBP
ORD Purchase 202 45.3950 GBP
ORD Purchase 204 45.4300 GBP
ORD Purchase 211 45.4600 GBP
ORD Purchase 220 45.5228 GBP
ORD Purchase 244 45.3850 GBP
ORD Purchase 250 45.5572 GBP
ORD Purchase 251 45.3400 GBP
ORD Purchase 253 45.4490 GBP
ORD Purchase 258 45.6000 GBP
ORD Purchase 261 45.5900 GBP
ORD Purchase 274 45.3650 GBP
ORD Purchase 279 45.5050 GBP
ORD (traded as ADR) Purchase 300 233.0500 USD
ORD (traded as ADR) Purchase 300 233.7800 USD
ORD (traded as ADR) Purchase 300 235.0440 USD
ORD (traded as ADR) Purchase 300 235.5000 USD
ORD Purchase 306 45.3750 GBP
ORD Purchase 338 45.4800 GBP
ORD Purchase 419 45.3300 GBP
ORD Purchase 422 45.3600 GBP
ORD Purchase 435 45.4500 GBP
ORD Purchase 442 45.6300 GBP
ORD (traded as ADR) Purchase 480 233.2736 USD
ORD Purchase 485 45.3700 GBP
ORD Purchase 495 45.5080 GBP
ORD Purchase 501 45.4267 GBP
ORD Purchase 562 45.2400 GBP
ORD Purchase 625 45.5100 GBP
ORD Purchase 654 45.4200 GBP
ORD (traded as ADR) Purchase 711 235.2394 USD
ORD Purchase 731 45.4350 GBP
ORD Purchase 737 45.4995 GBP
ORD Purchase 760 45.4100 GBP
ORD Purchase 867 45.2679 GBP
ORD (traded as ADR) Purchase 897 235.2193 USD
ORD Purchase 900 45.4333 GBP
ORD Purchase 928 45.5367 GBP
ORD Purchase 942 45.4250 GBP
ORD Purchase 988 45.5000 GBP
ORD (traded as ADR) Purchase 1,200 234.7575 USD
ORD Purchase 1,275 45.2500 GBP
ORD Purchase 1,325 45.3894 GBP
ORD Purchase 1,411 45.4400 GBP
ORD Purchase 1,772 45.4109 GBP
ORD Purchase 1,781 45.3800 GBP
ORD (traded as ADR) Purchase 1,800 235.3371 USD
ORD (traded as ADR) Purchase 2,400 232.2752 USD
ORD (traded as ADR) Purchase 2,400 232.3600 USD
ORD Purchase 2,491 45.3437 GBP
ORD Purchase 2,608 45.3900 GBP
ORD Purchase 3,128 45.4125 GBP
ORD (traded as ADR) Purchase 3,495 234.0961 USD
ORD Purchase 3,567 45.4223 GBP
ORD (traded as ADR) Purchase 3,600 235.2162 USD
ORD Purchase 3,874 45.4739 GBP
ORD (traded as ADR) Purchase 3,900 233.1987 USD
ORD (traded as ADR) Purchase 4,200 234.4810 USD
ORD (traded as ADR) Purchase 4,500 233.6706 USD
ORD (traded as ADR) Purchase 4,800 233.7462 USD
ORD Purchase 5,176 45.4161 GBP
ORD Purchase 5,464 45.4058 GBP
ORD (traded as ADR) Purchase 6,603 233.6476 USD
ORD Purchase 8,294 45.4468 GBP
ORD (traded as ADR) Purchase 8,400 234.2037 USD
ORD Purchase 8,641 45.3605 GBP
ORD Purchase 9,033 45.4243 GBP
ORD Purchase 9,203 45.4150 GBP
ORD (traded as ADR) Purchase 11,400 234.2166 USD
ORD Purchase 11,685 45.3794 GBP
ORD Purchase 13,000 45.5654 GBP
ORD Purchase 22,793 45.3618 GBP
ORD Purchase 28,731 45.3928 GBP
ORD Purchase 30,601 45.3589 GBP
ORD Purchase 50,000 45.3874 GBP
ORD (traded as ADR) Purchase 60,000 233.3125 USD
ORD Purchase 94,357 45.3065 GBP
ORD Purchase 100,000 45.4227 GBP
ORD Purchase 108,447 45.5300 GBP
ORD Purchase 163,430 45.2968 GBP
ORD Purchase 228,825 45.4000 GBP
ORD Purchase 1,046,334 45.1000 GBP
ORD Sale 25 45.5880 GBP
ORD Sale 33 45.5290 GBP
ORD Sale 37 45.5090 GBP
ORD Sale 40 45.3550 GBP
ORD Sale 42 45.6050 GBP
ORD Sale 47 45.5150 GBP
ORD (traded as ADR) Sale 48 235.1500 USD
ORD Sale 53 45.3100 GBP
ORD Sale 55 45.5800 GBP
ORD Sale 57 45.5040 GBP
ORD Sale 57 45.5190 GBP
ORD Sale 63 45.5240 GBP
ORD Sale 63 45.5250 GBP
ORD Sale 66 45.3050 GBP
ORD Sale 66 45.4450 GBP
ORD Sale 66 45.4550 GBP
ORD Sale 66 45.5550 GBP
ORD Sale 66 45.5690 GBP
ORD Sale 75 45.4900 GBP
ORD Sale 78 45.4600 GBP
ORD Sale 78 45.5500 GBP
ORD (traded as ADR) Sale 90 232.3800 USD
ORD Sale 96 45.3200 GBP
ORD Sale 106 45.3450 GBP
ORD Sale 116 45.2450 GBP
ORD Sale 120 45.4590 GBP
ORD Sale 131 45.4350 GBP
ORD Sale 132 45.5300 GBP
ORD Sale 142 45.5700 GBP
ORD Sale 150 45.4403 GBP
ORD Sale 158 45.2350 GBP
ORD Sale 162 45.5400 GBP
ORD Sale 199 45.5200 GBP
ORD Sale 202 45.3950 GBP
ORD Sale 204 45.4300 GBP
ORD (traded as ADR) Sale 210 232.3100 USD
ORD Sale 241 45.4187 GBP
ORD Sale 244 45.3850 GBP
ORD Sale 251 45.3400 GBP
ORD (traded as ADR) Sale 252 235.1800 USD
ORD Sale 253 45.4490 GBP
ORD Sale 258 45.6000 GBP
ORD Sale 261 45.5900 GBP
ORD Sale 274 45.3650 GBP
ORD Sale 277 45.4000 GBP
ORD Sale 279 45.5050 GBP
ORD (traded as ADR) Sale 300 232.4000 USD
ORD (traded as ADR) Sale 300 232.5400 USD
ORD (traded as ADR) Sale 300 233.4700 USD
ORD (traded as ADR) Sale 300 233.7800 USD
ORD Sale 306 45.3750 GBP
ORD Sale 338 45.4800 GBP
ORD Sale 342 45.4983 GBP
ORD Sale 419 45.3300 GBP
ORD Sale 422 45.3600 GBP
ORD Sale 435 45.4500 GBP
ORD Sale 442 45.6300 GBP
ORD Sale 485 45.3700 GBP
ORD Sale 495 45.5080 GBP
ORD (traded as ADR) Sale 510 234.9386 USD
ORD Sale 562 45.2400 GBP
ORD (traded as ADR) Sale 600 232.1850 USD
ORD (traded as ADR) Sale 600 232.6050 USD
ORD (traded as ADR) Sale 600 232.7500 USD
ORD (traded as ADR) Sale 600 233.2950 USD
ORD Sale 625 45.5100 GBP
ORD Sale 654 45.4200 GBP
ORD Sale 760 45.4100 GBP
ORD Sale 811 45.4400 GBP
ORD Sale 877 45.4905 GBP
ORD (traded as ADR) Sale 900 232.5566 USD
ORD Sale 988 45.5000 GBP
ORD Sale 1,114 45.5733 GBP
ORD (traded as ADR) Sale 1,200 232.2752 USD
ORD (traded as ADR) Sale 1,200 233.4925 USD
ORD (traded as ADR) Sale 1,200 234.0350 USD
ORD (traded as ADR) Sale 1,200 234.9305 USD
ORD Sale 1,275 45.2500 GBP
ORD Sale 1,412 45.3800 GBP
ORD (traded as ADR) Sale 480 233.2736 USD
ORD (traded as ADR) Sale 1,500 233.0010 USD
ORD (traded as ADR) Sale 1,800 235.3371 USD
ORD Sale 1,858 45.3900 GBP
ORD Sale 1,928 45.5007 GBP
ORD (traded as ADR) Sale 2,400 232.3600 USD
ORD (traded as ADR) Sale 2,700 233.5877 USD
ORD Sale 2,745 45.5179 GBP
ORD Sale 2,907 45.4426 GBP
ORD Sale 2,979 45.4059 GBP
ORD (traded as ADR) Sale 3,300 233.7101 USD
ORD (traded as ADR) Sale 3,390 233.5873 USD
ORD Sale 4,012 45.4578 GBP
ORD (traded as ADR) Sale 4,200 233.6397 USD
ORD (traded as ADR) Sale 5,400 233.7046 USD
ORD (traded as ADR) Sale 7,200 234.5531 USD
ORD Sale 7,683 45.3442 GBP
ORD (traded as ADR) Sale 7,695 233.7637 USD
ORD Sale 7,930 45.4293 GBP
ORD Sale 8,057 45.4346 GBP
ORD (traded as ADR) Sale 8,400 233.9307 USD
ORD Sale 8,697 45.4538 GBP
ORD (traded as ADR) Sale 9,000 234.2852 USD
ORD Sale 12,735 45.4378 GBP
ORD (traded as ADR) Sale 12,813 233.3173 USD
ORD (traded as ADR) Sale 14,352 233.5776 USD
ORD Sale 14,559 45.4105 GBP
ORD Sale 22,031 45.3579 GBP
ORD (traded as ADR) Sale 22,635 233.1684 USD
ORD Sale 26,154 45.3798 GBP
ORD Sale 36,592 45.4519 GBP
ORD Sale 62,563 45.4432 GBP
ORD Sale 80,000 45.5607 GBP
ORD Sale 117,338 45.2572 GBP
ORD Sale 156,963 45.3010 GBP
ORD Sale 1,047,228 45.1000 GBP
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,778 45.4720 GBP
ORD CFD Long 6,022 45.4870 GBP
ORD CFD Short 737 45.4995 GBP
ORD SWAP Short 1,779 45.4666 GBP
ORD SWAP Short 2,994 45.4638 GBP
ORD CFD Short 3,600 45.2525 GBP
ORD CFD Short 3,874 45.4739 GBP
ORD SWAP Short 5,918 45.1271 GBP
ORD CFD Short 5,929 45.4864 GBP
ORD CFD Short 4,200 45.5033 GBP
ORD CFD Short 21,512 45.4296 GBP
ORD SWAP Short 50,000 45.3873 GBP
ORD SWAP Short 104,453 45.4227 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 200 250 USD American 19 Jul 2014 4.1850 USD
ADR Call Options Purchasing 100 280 USD American 16 Aug 2014 1.1500 USD
ADR Call Options Selling 100 230 USD American 19 Jul 2014 11.6600 USD
ADR Call Options Selling 100 230 USD American 16 Aug 2014 16.2000 USD
ADR Call Options Selling 100 240 USD American 19 Jul 2014 8.1300 USD
ADR Call Options Selling 100 250 USD American 16 Aug 2014 7.7000 USD
ADR Call Options Selling 1,000 265 USD American 17 Jan 2015 6.4800 USD
ADR Put Options Purchasing 100 205 USD American 19 Jul 2014 0.8600 USD
ADR Put Options Purchasing 100 230 USD American 19 Jul 2014 8.1400 USD
ADR Put Options Selling 100 215 USD American 19 Jul 2014 2.9400 USD
ADR Put Options Selling 100 225 USD American 19 Jul 2014 6.0400 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 July 1014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 2,000 3700.0000 GBP European 18 Jul 2014
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -900 195.0000 American 19 Jul 2014
ADR Put Options Purchased -1,100 205.0000 American 19 Jul 2014
ADR Put Options Purchased -300 210.0000 American 19 Jul 2014
ADR Put Options Purchased -473 220.0000 American 18 Jul 2014
ADR Put Options Purchased -1,400 220.0000 American 19 Jul 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -400 225.0000 American 16 Aug 2014
ADR Put Options Purchased -100 230.0000 American 19 Jul 2014
ADR Put Options Purchased -500 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Written 400 110.0000 American 19 Jul 2014
ADR Put Options Written 500 130.0000 American 19 Jul 2014
ADR Put Options Written 400 140.0000 American 19 Jul 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 100 150.0000 American 19 Jul 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,300 165.0000 American 19 Jul 2014
ADR Put Options Written 600 165.0000 American 18 Oct 2014
ADR Put Options Written 300 170.0000 American 19 Jul 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,700 175.0000 American 19 Jul 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 200 185.0000 American 19 Jul 2014
ADR Put Options Written 200 195.0000 American 18 Oct 2014
ADR Put Options Written 2,200 200.0000 American 19 Jul 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 1,500 215.0000 American 19 Jul 2014
ADR Put Options Written 100 225.0000 American 19 Jul 2014
ADR Call Options Purchased 200 130.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,100 175.0000 American 19 Jul 2014
ADR Call Options Purchased 100 185.0000 American 19 Jul 2014
ADR Call Options Purchased 1,000 195.0000 American 19 Jul 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 5,900 250.0000 American 19 Jul 2014
ADR Call Options Purchased 7,100 260.0000 American 19 Jul 2014
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Written -300 150.0000 American 19 Jul 2014
ADR Call Options Written -1,400 155.0000 American 19 Jul 2014
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -200 165.0000 American 19 Jul 2014
ADR Call Options Written -5,200 170.0000 American 19 Jul 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -900 180.0000 American 19 Jul 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,600 190.0000 American 19 Jul 2014
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -1,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 200.0000 American 19 Jul 2014
ADR Call Options Written -200 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -473 220.0000 American 18 Jul 2014
ADR Call Options Written -900 220.0000 American 19 Jul 2014
ADR Call Options Written -1,400 220.0000 American 18 Oct 2014
ADR Call Options Written -2,900 230.0000 American 19 Jul 2014
ADR Call Options Written -100 230.0000 American 16 Aug 2014
ADR Call Options Written -600 230.0000 American 18 Oct 2014
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -3,600 240.0000 American 19 Jul 2014
ADR Call Options Written -20,000 240.0000 American 16 Aug 2014
ADR Call Options Written -18,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 260.0000 American 16 Aug 2014
ADR Call Options Written -1,000 265.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 424392
Time of Receipt (offset from UTC): 20140711T165507+0100

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BARCLAYS PLC

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BARCLAYS PLC