Form 8.3 - Shire Plc Amendment

LONDON--()--

Amendment to 3/7/2014 filing for Shire Plc

AMENDMENT TO SECTION 2. (a)

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:   Arrowstreet Capital, Limited Partnership
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken: 03/07/2014 [In addition, Arrowstreet Capital has dealt on previous dates during the offer period as attached at the end of this form.]
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? YES

AMENDMENT TO SECTION 2. (a)

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   5p ordinary shares

JE00B2QKY057

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 7,809,236 1.34%    
(2) Derivatives (other than options):        
(3) Options and agreements to purchase/sell:        

TOTAL:

7,809,236 1.34%    

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
ADS

US82481R1068

Sale 11,201 235.6247USD
5p ordinary shares

JE00B2QKY057

Sale 49,489 45.8223 GBP

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Class of relevant security   Purchase/sale   Number of securities   Price per unit   Trade Date
ADS

US82481R1068

Sale 17,941 223.7591 USD 20/06/2014
5p ordinary shares

JE00B2QKY057

Sale 30,555 42.7447 GBP 20/06/2014
5p ordinary shares

JE00B2QKY057

Sale 19,123 43.322 GBP 23/06/2014
ADS

US82481R1068

Sale 4,376 224.3183 USD 24/06/2014
5p ordinary shares

JE00B2QKY057

Sale 15,714 43.624 GBP 24/06/2014
ADS

US82481R1068

Sale 6,818 230.0089 USD 25/06/2014
ADS

US82481R1068

Sale 5,811 232.4178 USD 26/06/2014
5p ordinary shares

JE00B2QKY057

Sale 29,008 45.2285 GBP 26/06/2014
ADS

US82481R1068

Sale 8,449 234.8079 USD 27/06/2014
5p ordinary shares

JE00B2QKY057

Sale 20,522 45.9555 GBP 27/06/2014
ADS

US82481R1068

Sale 4,561 234.6774 USD 30/06/2014
5p ordinary shares

JE00B2QKY057

Sale 11,874 45.9239 GBP 30/06/2014
ADS

US82481R1068

Sale 25,106 233.6622 USD 01/07/2014
5p ordinary shares

JE00B2QKY057

Sale 71,040 45.386 GBP 01/07/2014
ADS

US82481R1068

Sale 23,768 235.4136 USD 02/07/2014
5p ordinary shares

JE00B2QKY057

Sale 60,715 45.2586 GBP 02/07/2014
Date of disclosure:   08/07/2014
Contact name: Jeffrey Morandi
Telephone number: +1 (617) 919-0136

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Arrowstreet
Category Code: RET
Sequence Number: 423840
Time of Receipt (offset from UTC): 20140708T175353+0100

Contacts

Arrowstreet Capital Ltd

Sharing

Contacts

Arrowstreet Capital Ltd