Form 8.5 (EPT/NON-RI) - AMS AG

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose AMS AG
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt DIALOG SEMICONDUCTOR PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 1 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect DIALOG SEMICONDUCTOR PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions    
    Number   (%) Number (%)
(1) Relevant securities owned
and/or controlled: 32,928 0.23% 18,627 0.13%
           
(2) Derivatives (other than
options): 17,070 0.12% 32,817 0.22%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
49,998 0.34% 51,444 0.35%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 7 147.7000 CHF
ORD Purchase 49 146.9000 CHF
ORD Purchase 133 148.6278 CHF
ORD Purchase 573 149.3818 CHF
ORD Purchase 1,166 147.7844 CHF
ORD Purchase 10,000 150.9297 CHF
ORD Sale 12 150.0000 CHF
ORD Sale 23 148.2000 CHF
ORD Sale 80 149.8562 CHF
ORD Sale 136 148.0616 CHF
ORD Sale 140 148.0314 CHF
ORD Sale 189 148.1455 CHF
ORD Sale 330 149.9221 CHF
ORD Sale 717 149.3747 CHF
ORD Sale 1,166 147.7843 CHF
ORD Sale 1,544 149.8606 CHF
ORD Sale 2,552 149.8692 CHF
ORD Sale 10,000 150.9298 CHF

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 6 148.2777 CHF
ORD SWAP Long 12 150.0000 CHF
ORD SWAP Long 136 148.0616 CHF
ORD CFD Long 717 149.3747 CHF
ORD SWAP Long 1,544 149.8606 CHF
ORD SWAP Long 2,546 149.8729 CHF

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 2 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 423092
Time of Receipt (offset from UTC): 20140702T105756+0100

Contacts

BARCLAYS PLC

Sharing

Contacts

BARCLAYS PLC