Form 8.3 - Pfizer Inc

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

PFIZER INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

23 May 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

ASTRAZENECA PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,007,623 0.20% 3,257,668 0.05%
           
(2) Derivatives (other than
options): 7,075,297 0.11% 1,396,533 0.02%
           
(3) Options and agreements to
purchase/sell: 10,008,397 0.16% 12,840,921 0.20%
           
(4) TOTAL:
30,091,317 0.47% 17,495,122 0.27%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 82 194.5000 SEK
ORD Purchase 100 29.5800 USD
ORD Purchase 100 29.6050 USD
ORD Purchase 100 29.6200 USD
ORD Purchase 100 198.0000 SEK
ORD Purchase 135 29.5211 USD
ORD Purchase 146 29.5245 USD
ORD Purchase 231 194.0000 SEK
ORD Purchase 246 29.4800 USD
ORD Purchase 300 29.5367 USD
ORD Purchase 332 195.5000 SEK
ORD Purchase 454 29.6000 USD
ORD Purchase 500 29.4998 USD
ORD Purchase 500 29.5010 USD
ORD Purchase 556 29.5045 USD
ORD Purchase 644 29.0000 USD
ORD Purchase 644 29.5100 USD
ORD Purchase 700 29.4590 USD
ORD Purchase 700 29.4600 USD
ORD Purchase 700 29.5600 USD
ORD Purchase 1,100 29.4881 USD
ORD Purchase 1,100 29.4945 USD
ORD Purchase 1,200 29.4961 USD
ORD Purchase 1,200 29.5783 USD
ORD Purchase 1,300 29.4876 USD
ORD Purchase 1,400 29.4950 USD
ORD Purchase 2,100 29.4970 USD
ORD Purchase 2,200 29.4999 USD
ORD Purchase 2,200 29.5104 USD
ORD Purchase 2,265 21.6825 EUR
ORD Purchase 2,400 29.5490 USD
ORD Purchase 2,450 29.5008 USD
ORD Purchase 2,468 29.5604 USD
ORD Purchase 2,490 196.0000 SEK
ORD Purchase 2,700 29.4995 USD
ORD Purchase 3,026 29.4991 USD
ORD Purchase 3,439 29.5033 USD
ORD Purchase 3,800 29.4947 USD
ORD Purchase 3,800 29.5001 USD
ORD Purchase 3,900 29.5018 USD
ORD Purchase 4,176 29.5591 USD
ORD Purchase 4,214 29.5282 USD
ORD Purchase 5,700 29.5068 USD
ORD Purchase 6,597 29.5019 USD
ORD Purchase 6,980 29.5182 USD
ORD Purchase 7,241 29.4992 USD
ORD Purchase 8,171 29.5201 USD
ORD Purchase 8,361 29.4985 USD
ORD Purchase 11,182 29.5500 USD
ORD Purchase 11,234 29.5517 USD
ORD Purchase 11,343 29.4751 USD
ORD Purchase 11,500 29.5280 USD
ORD Purchase 12,600 29.5175 USD
ORD Purchase 13,400 29.4973 USD
ORD Purchase 14,200 29.5646 USD
ORD Purchase 16,500 29.5095 USD
ORD Purchase 16,800 29.5011 USD
ORD Purchase 18,389 29.4988 USD
ORD Purchase 18,544 29.5021 USD
ORD Purchase 19,018 29.4997 USD
ORD Purchase 20,128 29.5058 USD
ORD Purchase 20,187 29.5000 USD
ORD Purchase 20,349 29.5090 USD
ORD Purchase 23,900 29.5499 USD
ORD Purchase 25,532 29.5658 USD
ORD Purchase 28,843 29.5435 USD
ORD Purchase 29,723 29.5094 USD
ORD Purchase 31,253 29.5258 USD
ORD Purchase 32,300 29.5038 USD
ORD Purchase 33,128 29.4909 USD
ORD Purchase 37,016 29.5056 USD
ORD Purchase 40,000 29.5148 USD
ORD Purchase 44,375 29.5039 USD
ORD Purchase 44,681 29.5311 USD
ORD Purchase 45,623 29.5476 USD
ORD Purchase 49,000 29.5046 USD
ORD Purchase 52,184 29.4900 USD
ORD Purchase 52,889 29.5112 USD
ORD Purchase 60,910 29.5233 USD
ORD Purchase 72,889 29.5179 USD
ORD Purchase 124,400 29.5134 USD
ORD Purchase 160,300 29.5281 USD
ORD Purchase 175,900 29.5190 USD
ORD Purchase 183,500 29.5088 USD
ORD Purchase 272,990 29.5226 USD
ORD Purchase 280,000 29.5900 USD
ORD Purchase 306,869 29.5109 USD
ORD Purchase 356,900 29.5206 USD
ORD Purchase 836,097 29.5431 USD
ORD Sale 35 29.6100 USD
ORD Sale 100 29.4400 USD
ORD Sale 100 198.0000 SEK
ORD Sale 200 29.4600 USD
ORD Sale 200 29.4700 USD
ORD Sale 222 29.4996 USD
ORD Sale 292 29.5245 USD
ORD Sale 300 29.5200 USD
ORD Sale 300 29.5700 USD
ORD Sale 308 29.4800 USD
ORD Sale 334 29.4929 USD
ORD Sale 400 29.4875 USD
ORD Sale 400 29.5300 USD
ORD Sale 400 29.5800 USD
ORD Sale 460 29.4665 USD
ORD Sale 500 29.4886 USD
ORD Sale 500 29.5050 USD
ORD Sale 520 29.5738 USD
ORD Sale 600 29.4551 USD
ORD Sale 600 29.5150 USD
ORD Sale 700 29.5771 USD
ORD Sale 893 21.7119 EUR
ORD Sale 944 29.5100 USD
ORD Sale 1,200 29.5891 USD
ORD Sale 1,300 29.5984 USD
ORD Sale 1,313 29.5747 USD
ORD Sale 1,343 29.4952 USD
ORD Sale 1,393 29.5000 USD
ORD Sale 1,500 29.4920 USD
ORD Sale 1,900 29.5400 USD
ORD Sale 1,920 29.4882 USD
ORD Sale 2,400 29.5490 USD
ORD Sale 2,573 29.5465 USD
ORD Sale 2,700 29.4874 USD
ORD Sale 3,135 195.7604 SEK
ORD Sale 3,300 29.5572 USD
ORD Sale 3,700 29.5043 USD
ORD Sale 4,100 29.4965 USD
ORD Sale 4,195 29.5821 USD
ORD Sale 4,400 29.4927 USD
ORD Sale 4,434 29.5480 USD
ORD Sale 4,450 29.5186 USD
ORD Sale 4,558 29.5057 USD
ORD Sale 5,100 29.5421 USD
ORD Sale 5,400 29.5166 USD
ORD Sale 5,617 29.5517 USD
ORD Sale 5,808 29.5500 USD
ORD Sale 5,898 29.5017 USD
ORD Sale 6,614 29.5055 USD
ORD Sale 7,062 29.6000 USD
ORD Sale 7,225 29.5381 USD
ORD Sale 7,528 29.5698 USD
ORD Sale 7,538 29.5334 USD
ORD Sale 7,921 29.4749 USD
ORD Sale 8,100 29.4598 USD
ORD Sale 8,268 29.5094 USD
ORD Sale 9,250 29.5180 USD
ORD Sale 9,600 29.5294 USD
ORD Sale 10,000 29.5095 USD
ORD Sale 10,704 29.5303 USD
ORD Sale 11,540 29.5135 USD
ORD Sale 11,955 29.5302 USD
ORD Sale 12,500 29.5256 USD
ORD Sale 12,639 29.5448 USD
ORD Sale 13,009 29.5211 USD
ORD Sale 13,150 29.6231 USD
ORD Sale 14,600 29.5015 USD
ORD Sale 14,800 29.5165 USD
ORD Sale 15,000 29.5999 USD
ORD Sale 15,481 29.4832 USD
ORD Sale 16,200 29.4904 USD
ORD Sale 19,200 29.5231 USD
ORD Sale 19,600 29.5056 USD
ORD Sale 20,338 29.5797 USD
ORD Sale 21,961 29.5741 USD
ORD Sale 24,815 29.5220 USD
ORD Sale 27,696 29.5933 USD
ORD Sale 31,800 29.4960 USD
ORD Sale 32,300 29.4983 USD
ORD Sale 33,467 29.4930 USD
ORD Sale 36,190 29.5259 USD
ORD Sale 44,081 29.5299 USD
ORD Sale 45,910 29.5385 USD
ORD Sale 46,523 29.5840 USD
ORD Sale 55,930 29.5563 USD
ORD Sale 64,365 29.5536 USD
ORD Sale 84,622 29.4899 USD
ORD Sale 85,400 29.5101 USD
ORD Sale 90,057 29.5805 USD
ORD Sale 95,100 29.5331 USD
ORD Sale 102,400 29.4990 USD
ORD Sale 105,215 29.4976 USD
ORD Sale 110,460 29.4939 USD
ORD Sale 111,352 29.4933 USD
ORD Sale 122,082 29.4900 USD
ORD Sale 135,172 29.5122 USD
ORD Sale 140,800 29.5900 USD
ORD Sale 193,436 29.5720 USD
ORD Sale 210,700 29.5141 USD
ORD Sale 230,185 29.4943 USD
ORD Sale 257,000 29.5197 USD
ORD Sale 325,750 29.5177 USD
ORD Sale 363,700 29.5194 USD
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 893 21.7090 EUR
ORD CFD Short 2,265 21.6854 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 700 29 USD American 19 Jul 2014 1.2100 USD
ORD Call Options Purchasing 24,700 29 USD American 16 Aug 2014 1.3600 USD
ORD Call Options Purchasing 50,000 29.5 USD American 30 May 2014 0.3091 USD
ORD Call Options Purchasing 100,000 29.5 USD American 30 May 2014 0.3172 USD
ORD Call Options Purchasing 25,000 29.5 USD American 30 May 2014 0.3195 USD
ORD Call Options Purchasing 300 30 USD American 13 Jun 2014 0.2500 USD
ORD Call Options Purchasing 25,900 30 USD American 19 Jul 2014 0.6700 USD
ORD Call Options Purchasing 11,100 30 USD American 16 Aug 2014 0.8416 USD
ORD Call Options Purchasing 15,600 31 USD American 19 Jul 2014 0.3300 USD
ORD Call Options Purchasing 13,300 31 USD American 16 Aug 2014 0.4287 USD
ORD Call Options Purchasing 100 32 USD American 16 Aug 2014 0.2000 USD
ORD Call Options Purchasing 100 33 000   21 Jun 2014 TRANSFER
ORD Call Options Purchasing 5,000 33 USD American 17 Jan 2015 0.4900 USD
ORD Call Options Purchasing 2,500 35 USD American 21 Jun 2014 0.0100 USD
ORD Call Options Selling 200 29 USD American 21 Jun 2014 1.0000 USD
ORD Call Options Selling 5,700 29.5 USD American 23 May 2014 0.0500 USD
ORD Call Options Selling 25,000 29.5 USD American 30 May 2014 0.3195 USD
ORD Call Options Selling 5,000 30 USD American 17 Jan 2015 1.3900 USD
ORD Call Options Selling 2,500 32 USD American 30 May 2014 0.0400 USD
ORD Call Options Selling 100 33 000   21 Jun 2014 TRANSFER
ORD Put Options Purchasing 200 23 USD American 15 Jan 2016 0.9600 USD
ORD Put Options Purchasing 1,000 25 USD American 17 Jan 2015 0.4300 USD
ORD Put Options Purchasing 600 25 USD American 15 Jan 2016 1.4400 USD
ORD Put Options Purchasing 400 28 USD American 20 Dec 2014 1.0400 USD
ORD Put Options Purchasing 200 28 USD American 15 Jan 2016 2.7400 USD
ORD Put Options Purchasing 100 28.5 USD American 13 Jun 2014 0.1300 USD
ORD Put Options Purchasing 1,000 29 USD American 23 May 2014 0.0100 USD
ORD Put Options Purchasing 6,200 29 USD American 21 Jun 2014 0.3100 USD
ORD Put Options Purchasing 423,000 29 USD American 27 Jun 2014 0.3700 USD
ORD Put Options Purchasing 37,900 29 USD American 19 Jul 2014 0.5600 USD
ORD Put Options Purchasing 1,500 29 USD American 16 Aug 2014 0.8953 USD
ORD Put Options Purchasing 800 29 USD American 20 Sep 2014 1.0900 USD
ORD Put Options Purchasing 4,800 29.5 USD American 30 May 2014 0.2845 USD
ORD Put Options Purchasing 100 30 USD American 16 Aug 2014 1.4200 USD
ORD Put Options Purchasing 5,000 30 USD American 17 Jan 2015 2.2100 USD
ORD Put Options Selling 100 26 USD American 17 Jan 2015 0.7400 USD
ORD Put Options Selling 5,000 27 USD American 17 Jan 2015 0.8800 USD
ORD Put Options Selling 6,200 28 USD American 21 Jun 2014 0.1300 USD
ORD Put Options Selling 4,800 28.5 USD American 30 May 2014 0.0583 USD
ORD Put Options Selling 1,000 29.5 USD American 23 May 2014 0.0700 USD
ORD Put Options Selling 400 30 USD American 30 May 2014 0.7000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:  

27 May 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

PFIZER INC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -28,955 29.0000 American 20 Jun 2014
ORD Put Options Written 28,955 29.0000 American 20 Jun 2014
ORD Call Options Purchased 666,266 29.0000 American 20 Jun 2014
ORD Call Options Written -666,266 29.0000 American 20 Jun 2014
ORD Put Options Purchased -1,800 13.0000 American 17 Jan 2015
ORD Put Options Purchased -800 15.0000 American 21 Jun 2014
ORD Put Options Purchased -400 16.0000 American 21 Jun 2014
ORD Put Options Purchased -1,100 18.0000 American 21 Jun 2014
ORD Put Options Purchased -500 18.0000 American 20 Sep 2014
ORD Put Options Purchased -2,300 18.0000 American 17 Jan 2015
ORD Put Options Purchased -500 20.0000 American 21 Jun 2014
ORD Put Options Purchased -1,100 20.0000 American 15 Jan 2016
ORD Put Options Purchased -2,600 23.0000 American 21 Jun 2014
ORD Put Options Purchased -8,400 23.0000 American 20 Dec 2014
ORD Put Options Purchased -2,800 23.0000 American 15 Jan 2016
ORD Put Options Purchased -200 24.0000 American 16 Aug 2014
ORD Put Options Purchased -4,400 24.0000 American 20 Sep 2014
ORD Put Options Purchased -2,700 24.0000 American 20 Dec 2014
ORD Put Options Purchased -600 24.0000 American 17 Jan 2015
ORD Put Options Purchased -1,400 25.0000 American 20 Dec 2014
ORD Put Options Purchased -48,200 25.0000 American 17 Jan 2015
ORD Put Options Purchased -31,400 25.0000 American 15 Jan 2016
ORD Put Options Purchased -2,300 26.0000 American 19 Jul 2014
ORD Put Options Purchased -7,200 26.0000 American 20 Dec 2014
ORD Put Options Purchased -4,100 26.0000 American 17 Jan 2015
ORD Put Options Purchased -200 27.0000 American 30 May 2014
ORD Put Options Purchased -8,600 27.0000 American 19 Jul 2014
ORD Put Options Purchased -200 27.0000 American 16 Aug 2014
ORD Put Options Purchased -4,500 27.0000 American 20 Sep 2014
ORD Put Options Purchased -7,500 27.0000 American 20 Dec 2014
ORD Put Options Purchased -4,000 27.0000 American 17 Jan 2015
ORD Put Options Purchased -100 27.5000 American 27 Jun 2014
ORD Put Options Purchased -500 28.0000 American 23 May 2014
ORD Put Options Purchased -100 28.0000 American 13 Jun 2014
ORD Put Options Purchased -132,400 28.0000 American 19 Jul 2014
ORD Put Options Purchased -5,500 28.0000 American 16 Aug 2014
ORD Put Options Purchased -212,500 28.0000 American 20 Sep 2014
ORD Put Options Purchased -5,200 28.0000 American 20 Dec 2014
ORD Put Options Purchased -900 28.0000 American 17 Jan 2015
ORD Put Options Purchased -15,600 28.0000 American 15 Jan 2016
ORD Put Options Purchased -10,100 28.5000 American 23 May 2014
ORD Put Options Purchased -200 28.5000 American 6 Jun 2014
ORD Put Options Purchased -1,700 28.5000 American 13 Jun 2014
ORD Put Options Purchased -7,600 29.0000 American 23 May 2014
ORD Put Options Purchased -9,500 29.0000 American 30 May 2014
ORD Put Options Purchased -200 29.0000 American 6 Jun 2014
ORD Put Options Purchased -1,100 29.0000 American 13 Jun 2014
ORD Put Options Purchased -396,500 29.0000 American 21 Jun 2014
ORD Put Options Purchased -423,000 29.0000 American 27 Jun 2014
ORD Put Options Purchased -143,100 29.0000 American 19 Jul 2014
ORD Put Options Purchased -99,600 29.0000 American 16 Aug 2014
ORD Put Options Purchased -91,000 29.0000 American 20 Sep 2014
ORD Put Options Purchased -6,700 29.0000 American 20 Dec 2014
ORD Put Options Purchased -7,200 29.0000 American 17 Jan 2015
ORD Put Options Purchased -500 29.5000 American 23 May 2014
ORD Put Options Purchased -15,500 29.5000 American 30 May 2014
ORD Put Options Purchased -1,000 29.5000 American 6 Jun 2014
ORD Put Options Purchased -100 30.0000 American 23 May 2014
ORD Put Options Purchased -300 30.0000 American 6 Jun 2014
ORD Put Options Purchased -2,089,500 30.0000 American 21 Jun 2014
ORD Put Options Purchased -200 30.0000 American 27 Jun 2014
ORD Put Options Purchased -23,900 30.0000 American 19 Jul 2014
ORD Put Options Purchased -11,200 30.0000 American 16 Aug 2014
ORD Put Options Purchased -10,200 30.0000 American 20 Sep 2014
ORD Put Options Purchased -200 30.0000 American 20 Dec 2014
ORD Put Options Purchased -22,800 30.0000 American 17 Jan 2015
ORD Put Options Purchased -1,500 30.0000 American 15 Jan 2016
ORD Put Options Purchased -700 30.5000 American 30 May 2014
ORD Put Options Purchased -100 31.0000 American 23 May 2014
ORD Put Options Purchased -41,200 31.0000 American 19 Jul 2014
ORD Put Options Purchased -2,800 31.0000 American 20 Sep 2014
ORD Put Options Purchased -100 31.0000 American 20 Dec 2014
ORD Put Options Purchased -1,300 31.5000 American 23 May 2014
ORD Put Options Purchased -200 32.0000 American 23 May 2014
ORD Put Options Purchased -17,400 32.0000 American 20 Sep 2014
ORD Put Options Purchased -1,100 32.0000 American 15 Jan 2016
ORD Put Options Purchased -10,600 33.0000 American 21 Jun 2014
ORD Put Options Purchased -600 33.0000 American 20 Sep 2014
ORD Put Options Purchased -461,500 35.0000 American 17 Jan 2015
ORD Put Options Purchased -5,600 35.0000 American 15 Jan 2016
ORD Put Options Written 5,500 15.0000 American 17 Jan 2015
ORD Put Options Written 300 19.0000 American 21 Jun 2014
ORD Put Options Written 500 20.0000 American 20 Dec 2014
ORD Put Options Written 17,500 20.0000 American 17 Jan 2015
ORD Put Options Written 10,400 22.0000 American 17 Jan 2015
ORD Put Options Written 2,300 23.0000 American 20 Sep 2014
ORD Put Options Written 7,900 24.0000 American 21 Jun 2014
ORD Put Options Written 316,600 24.0000 American 20 Sep 2014
ORD Put Options Written 1,500 25.0000 American 21 Jun 2014
ORD Put Options Written 500 25.0000 American 19 Jul 2014
ORD Put Options Written 274,100 25.0000 American 20 Sep 2014
ORD Put Options Written 1,600 26.0000 American 16 Aug 2014
ORD Put Options Written 15,700 26.0000 American 20 Sep 2014
ORD Put Options Written 8,700 27.0000 American 21 Jun 2014
ORD Put Options Written 444,100 27.0000 American 19 Jul 2014
ORD Put Options Written 6,000 27.0000 American 16 Aug 2014
ORD Put Options Written 571,800 28.0000 American 21 Jun 2014
ORD Put Options Written 6,700 28.5000 American 30 May 2014
ORD Put Options Written 8,100 29.0000 American 21 Jun 2014
ORD Put Options Written 8,956 29.0000 American 18 Jul 2014
ORD Put Options Written 14,700 29.0000 American 20 Sep 2014
ORD Put Options Written 37,400 30.0000 American 30 May 2014
ORD Put Options Written 3,800 30.0000 American 21 Jun 2014
ORD Put Options Written 500 30.5000 American 23 May 2014
ORD Put Options Written 200 31.0000 American 30 May 2014
ORD Put Options Written 28,700 31.0000 American 21 Jun 2014
ORD Put Options Written 7,700 31.0000 American 16 Aug 2014
ORD Put Options Written 6,000 32.0000 American 21 Jun 2014
ORD Put Options Written 100 32.0000 American 19 Jul 2014
ORD Put Options Written 4,500 32.0000 American 16 Aug 2014
ORD Put Options Written 68,500 32.0000 American 17 Jan 2015
ORD Put Options Written 900 33.0000 American 16 Aug 2014
ORD Put Options Written 100 33.0000 American 17 Jan 2015
ORD Put Options Written 1,200 34.0000 American 21 Jun 2014
ORD Put Options Written 100 34.0000 American 20 Sep 2014
ORD Put Options Written 100 40.0000 American 15 Jan 2016
ORD Put Options Written 100 45.0000 American 15 Jan 2016
ORD Call Options Purchased 100 20.0000 American 15 Jan 2016
ORD Call Options Purchased 15,000 22.0000 American 17 Jan 2015
ORD Call Options Purchased 20,300 25.0000 American 17 Jan 2015
ORD Call Options Purchased 79,020 25.3100 European 16 Jan 2015
ORD Call Options Purchased 3,400 27.0000 American 21 Jun 2014
ORD Call Options Purchased 400 27.0000 American 16 Aug 2014
ORD Call Options Purchased 100 27.0000 American 20 Sep 2014
ORD Call Options Purchased 14,400 27.0000 American 17 Jan 2015
ORD Call Options Purchased 6,700 28.0000 American 21 Jun 2014
ORD Call Options Purchased 6,400 28.0000 American 19 Jul 2014
ORD Call Options Purchased 395,700 28.0000 American 20 Sep 2014
ORD Call Options Purchased 5,100 28.0000 American 20 Dec 2014
ORD Call Options Purchased 1,800 29.0000 American 23 May 2014
ORD Call Options Purchased 17,800 29.0000 American 30 May 2014
ORD Call Options Purchased 700 29.0000 American 13 Jun 2014
ORD Call Options Purchased 1,845,400 29.0000 American 21 Jun 2014
ORD Call Options Purchased 2,800 29.0000 American 27 Jun 2014
ORD Call Options Purchased 15,000 29.0000 American 19 Jul 2014
ORD Call Options Purchased 23,300 29.0000 American 16 Aug 2014
ORD Call Options Purchased 589,400 29.0000 American 20 Sep 2014
ORD Call Options Purchased 3,500 29.0000 American 20 Dec 2014
ORD Call Options Purchased 427,400 29.5000 American 23 May 2014
ORD Call Options Purchased 761,900 29.5000 American 30 May 2014
ORD Call Options Purchased 600 29.5000 American 6 Jun 2014
ORD Call Options Purchased 1,600 29.5000 American 13 Jun 2014
ORD Call Options Purchased 340,000 30.0000 American 23 May 2014
ORD Call Options Purchased 13,000 30.0000 American 30 May 2014
ORD Call Options Purchased 2,100 30.0000 American 6 Jun 2014
ORD Call Options Purchased 340,300 30.0000 American 21 Jun 2014
ORD Call Options Purchased 515,800 30.0000 American 19 Jul 2014
ORD Call Options Purchased 1,300 30.0000 American 20 Dec 2014
ORD Call Options Purchased 17,700 30.0000 American 17 Jan 2015
ORD Call Options Purchased 5,200 30.5000 American 23 May 2014
ORD Call Options Purchased 200 30.5000 American 6 Jun 2014
ORD Call Options Purchased 23,700 31.0000 American 21 Jun 2014
ORD Call Options Purchased 506,200 31.0000 American 19 Jul 2014
ORD Call Options Purchased 200 31.0000 American 16 Aug 2014
ORD Call Options Purchased 71,900 31.0000 American 17 Jan 2015
ORD Call Options Purchased 122,700 31.5000 American 30 May 2014
ORD Call Options Purchased 100 31.5000 American 27 Jun 2014
ORD Call Options Purchased 150,000 32.0000 American 30 May 2014
ORD Call Options Purchased 441,300 32.0000 American 21 Jun 2014
ORD Call Options Purchased 40,000 32.0000 American 19 Jul 2014
ORD Call Options Purchased 50,000 32.0000 American 20 Sep 2014
ORD Call Options Purchased 85,900 32.0000 American 17 Jan 2015
ORD Call Options Purchased 119,700 32.0000 American 15 Jan 2016
ORD Call Options Purchased 3,400 33.0000 American 21 Jun 2014
ORD Call Options Purchased 800 33.0000 American 19 Jul 2014
ORD Call Options Purchased 1,100 33.0000 American 20 Dec 2014
ORD Call Options Purchased 168,400 33.0000 American 17 Jan 2015
ORD Call Options Purchased 3,000 34.0000 American 21 Jun 2014
ORD Call Options Purchased 600 34.0000 American 19 Jul 2014
ORD Call Options Purchased 7,800 34.0000 American 20 Dec 2014
ORD Call Options Purchased 21,300 35.0000 American 21 Jun 2014
ORD Call Options Purchased 9,700 35.0000 American 20 Sep 2014
ORD Call Options Purchased 105,400 35.0000 American 17 Jan 2015
ORD Call Options Purchased 1,800 35.0000 American 15 Jan 2016
ORD Call Options Purchased 800 36.0000 American 21 Jun 2014
ORD Call Options Purchased 600 37.0000 American 21 Jun 2014
ORD Call Options Purchased 200 37.0000 American 20 Sep 2014
ORD Call Options Purchased 2,300 37.0000 American 15 Jan 2016
ORD Call Options Purchased 4,200 38.0000 American 20 Sep 2014
ORD Call Options Purchased 7,800 40.0000 American 17 Jan 2015
ORD Call Options Purchased 5,500 45.0000 American 15 Jan 2016
ORD Call Options Written -1,000 25.0000 American 20 Sep 2014
ORD Call Options Written -11,900 25.0000 American 15 Jan 2016
ORD Call Options Written -11,900 27.0000 American 20 Dec 2014
ORD Call Options Written -200 28.0000 American 16 Aug 2014
ORD Call Options Written -1,600 28.0000 American 20 Sep 2014
ORD Call Options Written -2,200 28.0000 American 17 Jan 2015
ORD Call Options Written -1,200 28.0000 American 15 Jan 2016
ORD Call Options Written -1,000 29.0000 American 20 Sep 2014
ORD Call Options Written -2,400 29.0000 American 17 Jan 2015
ORD Call Options Written -10,700 29.5000 American 23 May 2014
ORD Call Options Written -15,500 29.5000 American 30 May 2014
ORD Call Options Written -1,000 30.0000 American 23 May 2014
ORD Call Options Written -9,200 30.0000 American 13 Jun 2014
ORD Call Options Written -25,900 30.0000 American 21 Jun 2014
ORD Call Options Written -1,800 30.0000 American 27 Jun 2014
ORD Call Options Written -6,900 30.0000 American 16 Aug 2014
ORD Call Options Written -3,000 30.0000 American 20 Sep 2014
ORD Call Options Written -700 30.0000 American 15 Jan 2016
ORD Call Options Written -4,600 30.5000 American 30 May 2014
ORD Call Options Written -1,000 31.0000 American 23 May 2014
ORD Call Options Written -8,000 31.0000 American 30 May 2014
ORD Call Options Written -1,200 31.0000 American 6 Jun 2014
ORD Call Options Written -1,896,000 31.0000 American 21 Jun 2014
ORD Call Options Written -64,000 31.0000 American 19 Jul 2014
ORD Call Options Written -3,000 31.0000 American 16 Aug 2014
ORD Call Options Written -2,800 31.0000 American 20 Sep 2014
ORD Call Options Written -2,100 31.5000 American 23 May 2014
ORD Call Options Written -8,500 31.5000 American 30 May 2014
ORD Call Options Written -900 32.0000 American 23 May 2014
ORD Call Options Written -26,900 32.0000 American 30 May 2014
ORD Call Options Written -6,900 32.0000 American 6 Jun 2014
ORD Call Options Written -140,700 32.0000 American 21 Jun 2014
ORD Call Options Written -1,194,000 32.0000 American 19 Jul 2014
ORD Call Options Written -56,500 32.0000 American 16 Aug 2014
ORD Call Options Written -118,700 32.0000 American 20 Sep 2014
ORD Call Options Written -2,300 32.0000 American 20 Dec 2014
ORD Call Options Written -73,500 32.0000 American 17 Jan 2015
ORD Call Options Written -1,800 32.5000 American 23 May 2014
ORD Call Options Written -84,600 33.0000 American 21 Jun 2014
ORD Call Options Written -41,600 33.0000 American 19 Jul 2014
ORD Call Options Written -5,400 33.0000 American 16 Aug 2014
ORD Call Options Written -338,700 33.0000 American 20 Sep 2014
ORD Call Options Written -45,300 33.0000 American 17 Jan 2015
ORD Call Options Written -46,200 34.0000 American 21 Jun 2014
ORD Call Options Written -5,400 34.0000 American 19 Jul 2014
ORD Call Options Written -15,800 34.0000 American 16 Aug 2014
ORD Call Options Written -152,700 34.0000 American 20 Sep 2014
ORD Call Options Written -2,400 34.0000 American 17 Jan 2015
ORD Call Options Written -700 35.0000 American 19 Jul 2014
ORD Call Options Written -8,600 35.0000 American 16 Aug 2014
ORD Call Options Written -216,800 35.0000 American 20 Sep 2014
ORD Call Options Written -31,300 35.0000 American 20 Dec 2014
ORD Call Options Written -2,500,000 35.0000 American 17 Jan 2015
ORD Call Options Written -5,100 36.0000 American 16 Aug 2014
ORD Call Options Written -4,100 36.0000 American 20 Sep 2014
ORD Call Options Written -460,000 36.0000 American 17 Jan 2015
ORD Call Options Written -6,800 37.0000 American 20 Dec 2014
ORD Call Options Written -1,000 39.0000 American 20 Sep 2014
ORD Call Options Written -400 40.0000 American 20 Sep 2014
ORD Call Options Written -5,800 40.0000 American 15 Jan 2016
ORD Call Options Written -1,900 42.0000 American 15 Jan 2016
ORD Call Options Written -3,400 45.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 419094
Time of Receipt (offset from UTC): 20140527T143850+0100

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BARCLAYS PLC

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BARCLAYS PLC