Form 8.3 - Astrazeneca Plc - Amendment

LONDON--()--

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ASTRAZENECA PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 8 May 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect PFIZER INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,600,949 1.32% 5,046,852 0.40%
           
(2) Derivatives (other than
options): 724,101 0.06% 9,670,543 0.77%
           
(3) Options and agreements to
purchase/sell: 1,693,640 0.13% 2,345,243 0.19%
           
(4) TOTAL:
19,018,690 1.51% 17,062,638 1.36%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 17 47.2650 GBP
ORD Purchase 35 46.9450 GBP
ORD Purchase 36 46.8965 GBP
ORD Purchase 38 47.0150 GBP
ORD Purchase 42 46.9005 GBP
ORD Purchase 42 46.9650 GBP
ORD Purchase 51 47.1775 GBP
ORD Purchase 51 47.1795 GBP
ORD Purchase 54 47.2750 GBP
ORD Purchase 57 46.8935 GBP
ORD Purchase 59 47.2475 GBP
ORD Purchase 61 46.9200 GBP
ORD Purchase 63 46.6005 GBP
ORD Purchase 64 46.9490 GBP
ORD Purchase 70 46.8090 GBP
ORD Purchase 70 47.1375 GBP
ORD Purchase 70 47.1425 GBP
ORD Purchase 70 47.1970 GBP
ORD Purchase 73 46.8725 GBP
ORD Purchase 81 46.8075 GBP
ORD Purchase 84 47.2457 GBP
ORD Purchase 85 47.1575 GBP
ORD Purchase 85 47.1680 GBP
ORD Purchase 86 46.7375 GBP
ORD Purchase 88 46.7450 GBP
ORD Purchase 88 47.2325 GBP
ORD Purchase 96 46.8405 GBP
ORD Purchase 96 46.8460 GBP
ORD Purchase 96 46.8525 GBP
ORD Purchase 96 46.9205 GBP
ORD Purchase 99 47.1930 GBP
ORD Purchase 99 47.1950 GBP
ORD Purchase 99 47.2460 GBP
ORD Purchase 100 46.9995 GBP
ORD Purchase 106 46.5750 GBP
ORD Purchase 106 46.6125 GBP
ORD Purchase 106 46.6480 GBP
ORD Purchase 115 47.0300 GBP
ORD Purchase 115 47.0400 GBP
ORD Purchase 118 47.2900 GBP
ORD Purchase 121 47.1150 GBP
ORD Purchase 128 46.7850 GBP
ORD Purchase 128 46.7950 GBP
ORD Purchase 130 46.9050 GBP
ORD Purchase 131 47.2425 GBP
ORD Purchase 135 46.7925 GBP
ORD Purchase 135 46.8200 GBP
ORD Purchase 135 46.9550 GBP
ORD Purchase 138 47.0330 GBP
ORD Purchase 154 46.8750 GBP
ORD Purchase 154 46.9900 GBP
ORD Purchase 157 46.8660 GBP
ORD Purchase 157 47.2350 GBP
ORD Purchase 159 47.2040 GBP
ORD Purchase 169 47.2480 GBP
ORD Purchase 177 46.6400 GBP
ORD Purchase 183 46.6950 GBP
ORD Purchase 183 46.7050 GBP
ORD Purchase 185 46.8600 GBP
ORD Purchase 188 47.2950 GBP
ORD Purchase 192 46.9800 GBP
ORD Purchase 194 46.7575 GBP
ORD Purchase 194 46.8695 GBP
ORD Purchase 199 46.8700 GBP
ORD Purchase 202 46.9645 GBP
ORD Purchase 212 46.6425 GBP
ORD Purchase 212 46.6500 GBP
ORD Purchase 212 46.9750 GBP
ORD Purchase 214 47.3150 GBP
ORD Purchase 218 46.6150 GBP
ORD Purchase 218 46.6205 GBP
ORD Purchase 222 46.8400 GBP
ORD Purchase 228 46.6250 GBP
ORD Purchase 228 46.7025 GBP
ORD Purchase 252 46.9695 GBP
ORD Purchase 283 515.0000 SEK
ORD Purchase 301 46.8650 GBP
ORD Purchase 302 46.9600 GBP
ORD Purchase 308 46.6505 GBP
ORD Purchase 326 47.3000 GBP
ORD Purchase 355 47.2550 GBP
ORD Purchase 356 46.7150 GBP
ORD Purchase 378 513.5000 SEK
ORD Purchase 393 47.1700 GBP
ORD Purchase 400 47.0450 GBP
ORD Purchase 413 47.1356 GBP
ORD Purchase 423 46.7175 GBP
ORD Purchase 430 47.1750 GBP
ORD Purchase 431 46.7350 GBP
ORD Purchase 445 46.9625 GBP
ORD Purchase 494 46.7200 GBP
ORD Purchase 528 47.1350 GBP
ORD Purchase 540 46.9064 GBP
ORD Purchase 542 47.1450 GBP
ORD Purchase 585 518.0000 SEK
ORD Purchase 585 519.5000 SEK
ORD Purchase 590 515.5000 SEK
ORD Purchase 593 46.7700 GBP
ORD Purchase 646 46.8100 GBP
ORD Purchase 650 47.2600 GBP
ORD Purchase 672 46.8900 GBP
ORD Purchase 679 46.8059 GBP
ORD Purchase 693 46.8625 GBP
ORD Purchase 762 46.7400 GBP
ORD Purchase 764 46.6350 GBP
ORD Purchase 767 46.8800 GBP
ORD Purchase 780 518.5000 SEK
ORD Purchase 881 46.7900 GBP
ORD Purchase 917 46.8450 GBP
ORD Purchase 926 46.9100 GBP
ORD Purchase 975 516.5000 SEK
ORD Purchase 977 46.8250 GBP
ORD Purchase 990 46.9700 GBP
ORD Purchase 1,000 46.9019 GBP
ORD Purchase 1,023 46.8950 GBP
ORD Purchase 1,069 47.2700 GBP
ORD Purchase 1,154 47.2800 GBP
ORD Purchase 1,170 514.5000 SEK
ORD Purchase 1,170 517.0000 SEK
ORD Purchase 1,211 517.5000 SEK
ORD Purchase 1,368 47.1550 GBP
ORD Purchase 1,536 47.2450 GBP
ORD Purchase 1,584 46.9075 GBP
ORD Purchase 1,729 47.0250 GBP
ORD Purchase 1,775 47.1600 GBP
ORD Purchase 1,853 47.1800 GBP
ORD Purchase 1,941 47.1525 GBP
ORD Purchase 1,943 47.2850 GBP
ORD Purchase 1,950 516.0000 SEK
ORD Purchase 2,000 44.0000 GBP
ORD Purchase 2,286 47.1650 GBP
ORD Purchase 2,335 47.1183 GBP
ORD Purchase 2,345 514.0000 SEK
ORD Purchase 2,397 47.2400 GBP
ORD Purchase 2,535 516.3076 SEK
ORD Purchase 2,968 46.9440 GBP
ORD Purchase 3,138 46.3000 GBP
ORD Purchase 3,231 47.2500 GBP
ORD Purchase 3,322 47.1500 GBP
ORD Purchase 3,404 46.9500 GBP
ORD Purchase 3,512 47.2100 GBP
ORD Purchase 4,073 47.2000 GBP
ORD Purchase 4,548 46.8500 GBP
ORD Purchase 6,767 46.7000 GBP
ORD Purchase 6,908 519.0000 SEK
ORD Purchase 7,014 46.9504 GBP
ORD Purchase 7,548 46.8318 GBP
ORD (traded as ADR) Purchase 7,939 79.7331 USD
ORD Purchase 8,000 515.9661 SEK
ORD Purchase 8,784 517.4725 SEK
ORD Purchase 9,622 518.5181 SEK
ORD Purchase 9,916 46.9037 GBP
ORD Purchase 10,308 47.0027 GBP
ORD Purchase 10,490 47.1300 GBP
ORD (traded as ADR) Purchase 12,900 79.8516 USD
ORD Purchase 17,000 46.8453 GBP
ORD (traded as ADR) Purchase 17,400 79.2300 USD
ORD Purchase 17,596 47.0349 GBP
ORD Purchase 20,173 46.9523 GBP
ORD Purchase 21,041 46.9501 GBP
ORD Purchase 22,390 46.9363 GBP
ORD Purchase 22,560 47.1909 GBP
ORD Purchase 25,000 46.8579 GBP
ORD Purchase 25,571 46.8574 GBP
ORD Purchase 28,265 46.9151 GBP
ORD Purchase 33,465 46.8957 GBP
ORD Purchase 35,169 46.9253 GBP
ORD Purchase 39,951 516.0756 SEK
ORD Purchase 50,000 46.9953 GBP
ORD Purchase 60,000 46.5735 GBP
ORD Purchase 62,416 47.1843 GBP
ORD Purchase 67,093 47.0028 GBP
ORD Purchase 82,452 46.9621 GBP
ORD Purchase 172,314 46.9631 GBP
ORD Purchase 217,108 46.9572 GBP
ORD Purchase 486,500 47.0304 GBP
ORD Sale 17 47.2650 GBP
ORD Sale 29 46.6410 GBP
ORD Sale 35 46.9450 GBP
ORD Sale 36 46.8965 GBP
ORD Sale 37 46.7825 GBP
ORD Sale 38 47.0150 GBP
ORD Sale 42 46.9005 GBP
ORD Sale 42 46.9650 GBP
ORD Sale 47 46.6210 GBP
ORD Sale 51 47.1775 GBP
ORD Sale 51 47.1795 GBP
ORD Sale 57 46.8935 GBP
ORD Sale 61 46.9200 GBP
ORD Sale 63 46.6005 GBP
ORD Sale 64 46.9490 GBP
ORD Sale 64 46.9687 GBP
ORD Sale 70 46.8090 GBP
ORD Sale 70 47.1375 GBP
ORD Sale 70 47.1425 GBP
ORD Sale 70 47.1970 GBP
ORD Sale 71 46.9204 GBP
ORD Sale 73 46.8725 GBP
ORD Sale 81 46.8075 GBP
ORD Sale 85 47.1575 GBP
ORD Sale 85 47.1680 GBP
ORD Sale 86 46.7375 GBP
ORD Sale 88 46.7450 GBP
ORD Sale 88 47.2325 GBP
ORD Sale 96 46.8405 GBP
ORD Sale 96 46.8460 GBP
ORD Sale 96 46.8525 GBP
ORD Sale 96 46.9205 GBP
ORD Sale 99 47.1930 GBP
ORD Sale 99 47.1950 GBP
ORD Sale 99 47.2460 GBP
ORD Sale 100 46.9995 GBP
ORD Sale 102 47.2475 GBP
ORD Sale 106 46.5750 GBP
ORD Sale 106 46.6125 GBP
ORD Sale 106 46.6480 GBP
ORD Sale 115 47.0300 GBP
ORD Sale 115 47.0400 GBP
ORD Sale 118 47.2900 GBP
ORD Sale 121 47.1150 GBP
ORD Sale 128 46.7850 GBP
ORD Sale 128 46.7950 GBP
ORD Sale 130 46.9050 GBP
ORD Sale 131 47.2425 GBP
ORD Sale 135 46.7925 GBP
ORD Sale 135 46.8200 GBP
ORD Sale 135 46.9550 GBP
ORD Sale 138 47.0330 GBP
ORD Sale 145 47.2750 GBP
ORD Sale 154 46.8750 GBP
ORD Sale 154 46.9900 GBP
ORD Sale 157 46.8660 GBP
ORD Sale 157 47.2350 GBP
ORD Sale 159 47.2040 GBP
ORD Sale 169 47.2480 GBP
ORD Sale 177 46.6400 GBP
ORD Sale 183 46.6950 GBP
ORD Sale 183 46.7050 GBP
ORD Sale 185 46.8600 GBP
ORD Sale 188 47.2950 GBP
ORD Sale 192 46.9800 GBP
ORD Sale 194 46.7575 GBP
ORD Sale 194 46.8695 GBP
ORD Sale 195 518.0000 SEK
ORD Sale 199 46.8700 GBP
ORD Sale 202 46.9645 GBP
ORD Sale 212 46.6425 GBP
ORD Sale 212 46.6500 GBP
ORD Sale 212 46.9750 GBP
ORD Sale 214 47.3150 GBP
ORD Sale 218 46.6150 GBP
ORD Sale 218 46.6205 GBP
ORD Sale 221 518.0746 SEK
ORD Sale 222 46.8400 GBP
ORD Sale 228 46.6250 GBP
ORD Sale 228 46.7025 GBP
ORD Sale 252 46.9695 GBP
ORD Sale 267 46.8450 GBP
ORD Sale 283 515.0000 SEK
ORD Sale 301 46.8650 GBP
ORD Sale 302 46.9600 GBP
ORD Sale 308 46.6505 GBP
ORD Sale 326 47.3000 GBP
ORD Sale 355 47.1700 GBP
ORD Sale 355 47.2550 GBP
ORD Sale 356 46.7150 GBP
ORD Sale 374 519.0347 SEK
ORD Sale 378 513.5000 SEK
ORD Sale 390 515.5000 SEK
ORD Sale 390 518.5000 SEK
ORD Sale 400 47.0450 GBP
ORD Sale 423 46.7175 GBP
ORD Sale 430 47.1750 GBP
ORD Sale 431 46.7350 GBP
ORD Sale 445 46.9625 GBP
ORD Sale 447 47.1572 GBP
ORD Sale 528 47.1350 GBP
ORD Sale 542 47.1450 GBP
ORD Sale 565 518.3097 SEK
ORD Sale 585 519.5000 SEK
ORD Sale 593 46.7700 GBP
ORD Sale 646 46.8100 GBP
ORD Sale 650 47.2600 GBP
ORD Sale 672 46.8900 GBP
ORD Sale 693 46.8625 GBP
ORD Sale 762 46.7400 GBP
ORD Sale 764 46.6350 GBP
ORD Sale 767 46.8800 GBP
ORD Sale 863 47.1406 GBP
ORD Sale 881 46.7900 GBP
ORD Sale 926 46.9100 GBP
ORD Sale 930 46.8478 GBP
ORD Sale 969 47.2700 GBP
ORD Sale 975 516.5000 SEK
ORD Sale 977 46.8250 GBP
ORD Sale 990 46.9700 GBP
ORD Sale 1,023 46.8950 GBP
ORD Sale 1,113 518.9610 SEK
ORD Sale 1,151 46.7899 GBP
ORD Sale 1,154 47.2800 GBP
ORD Sale 1,170 514.5000 SEK
ORD Sale 1,170 517.0000 SEK
ORD Sale 1,233 46.7200 GBP
ORD Sale 1,368 47.1550 GBP
ORD Sale 1,420 46.7365 GBP
ORD Sale 1,536 47.2450 GBP
ORD Sale 1,584 46.9075 GBP
ORD Sale 1,729 47.0250 GBP
ORD Sale 1,775 47.1600 GBP
ORD Sale 1,853 47.1800 GBP
ORD Sale 1,941 47.1525 GBP
ORD Sale 1,943 47.2850 GBP
ORD Sale 1,950 516.0000 SEK
ORD Sale 1,960 46.9303 GBP
ORD Sale 2,145 514.0000 SEK
ORD Sale 2,194 515.4079 SEK
ORD Sale 2,286 47.1650 GBP
ORD Sale 2,397 47.2400 GBP
ORD Sale 2,803 46.8530 GBP
ORD Sale 2,925 516.6000 SEK
ORD Sale 3,231 47.2500 GBP
ORD Sale 3,322 47.1500 GBP
ORD Sale 3,404 46.9500 GBP
ORD Sale 3,404 519.0000 SEK
ORD Sale 3,512 47.2100 GBP
ORD Sale 4,000 44.0000 GBP
ORD Sale 4,163 47.2000 GBP
ORD Sale 4,548 46.8500 GBP
ORD Sale 5,087 515.8944 SEK
ORD Sale 5,245 47.1300 GBP
ORD Sale 6,573 515.2513 SEK
ORD Sale 6,767 46.7000 GBP
ORD Sale 7,583 47.0462 GBP
ORD (traded as ADR) Sale 7,939 79.7331 USD
ORD Sale 8,000 515.9661 SEK
ORD Sale 10,154 516.5475 SEK
ORD Sale 10,224 47.0525 GBP
ORD Sale 11,566 46.8742 GBP
ORD (traded as ADR) Sale 12,900 79.8516 USD
ORD Sale 14,203 47.0001 GBP
ORD Sale 17,569 47.0131 GBP
ORD Sale 19,488 46.9941 GBP
ORD Sale 20,955 47.0636 GBP
ORD Sale 26,271 47.0500 GBP
ORD Sale 26,441 46.8670 GBP
ORD Sale 26,888 47.0960 GBP
ORD Sale 36,604 46.9310 GBP
ORD Sale 37,302 517.2343 SEK
ORD Sale 84,241 46.9652 GBP
ORD Sale 87,143 46.9280 GBP
ORD Sale 98,628 47.0334 GBP
ORD Sale 107,191 46.9981 GBP
ORD Sale 256,282 46.9771 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 447 47.1572 GBP
ORD SWAP Long 1,003 46.8556 GBP
ORD CFD Long 4,919 47.0646 GBP
ORD CFD Long 8,504 47.1223 GBP
ORD SWAP Long 9,675 47.1295 GBP
ORD CFD Long 10,019 46.9609 GBP
ORD CFD Long 8,860 47.1888 GBP
ORD SWAP Long 19,488 46.9941 GBP
ORD SWAP Short 1,000 46.7615 GBP
ORD SWAP Short 2,125 47.0888 GBP
ORD CFD Short 2,454 46.9404 GBP
ORD CFD Short 3,016 46.8473 GBP
ORD CFD Short 25,000 46.8579 GBP
ORD CFD Short 52,851 46.9218 GBP
ORD SWAP Short 50,000 46.9953 GBP
ORD SWAP Short 473,351 47.2287 GBP
ORD SWAP Short 370,000 46.9834 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 1,000 80 USD American 41776 0.9000 USD
ORD Call Options Purchasing 138,400 80 USD American 41776 0.9327 USD
ORD Call Options Purchasing 85,400 80 USD American 41776 0.9500 USD
ORD Call Options Purchasing 17,800 80 USD American 41776 0.9600 USD
ORD Call Options Purchasing 400 80 USD American 42384 5.8000 USD
ORD Call Options Purchasing 100 82.5 USD American 41811 2.0000 USD
ORD Call Options Selling 13,400 80 USD American 41776 1.2000 USD
ORD Call Options Selling 121,700 80 USD American 41776 1.2247 USD
ORD Call Options Selling 1,100 80 USD American 41811 3.4700 USD
ORD Call Options Selling 43,500 82.5 USD American 41776 0.4298 USD
ORD Call Options Selling 100,000 85 USD American 41811 1.3000 USD
ORD Put Options Purchasing 8,000 75 USD American 41839 2.7000 USD
ORD Put Options Selling 25,000 72.5 USD American 41776 0.3500 USD
ORD Put Options Selling 135,000 77.5 USD American 41776 1.2500 USD
ORD Put Options Selling 1,500 77.5 USD American 41811 2.9533 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:   13 May 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ASTRAZENECA PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Futures Selling -150,000 2.4600   18 Dec 2015
ORD Futures Selling -69,000 3418.3728   16 May 2014
ORD Futures Purchased 21,000 3749.5637   18 Jul 2014
ORD Put Options Purchased -100,000 4500.0000 American 20 Jun 2014
ORD Put Options Written 200,000 4200.0000 American 20 Jun 2014
ORD Call Options Purchased 150,000 4200.0000 American 20 Jun 2014
ORD Call Options Written -150,000 4200.0000 American 19 Sep 2014
ORD Call Options Written -6,000 4400.0000 American 20 Jun 2014
ORD Call Options Written -45,000 4500.0000 American 20 Jun 2014
ORD Put Options Purchased -100 25.0000 American 17 Jan 2015
ORD Put Options Purchased -400 30.0000 American 17 Jan 2015
ORD Put Options Purchased -1,300 30.0000 American 15 Jan 2016
ORD Put Options Purchased -700 35.0000 American 17 Jan 2015
ORD Put Options Purchased -1,100 37.5000 American 17 Jan 2015
ORD Put Options Purchased -1,100 40.0000 American 17 Jan 2015
ORD Put Options Purchased -200 42.5000 American 17 Jan 2015
ORD Put Options Purchased -6,200 47.5000 American 17 Jan 2015
ORD Put Options Purchased -100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -400 55.0000 American 15 Jan 2016
ORD Put Options Purchased -100 60.0000 American 21 Jun 2014
ORD Put Options Purchased -600 60.0000 American 18 Oct 2014
ORD Put Options Purchased -700 65.0000 American 21 Jun 2014
ORD Put Options Purchased -900 65.0000 American 19 Jul 2014
ORD Put Options Purchased -13,500 67.5000 American 21 Jun 2014
ORD Put Options Purchased -1,600 67.5000 American 19 Jul 2014
ORD Put Options Purchased -1,000 70.0000 American 17 Jan 2015
ORD Put Options Purchased -280,000 72.5000 American 19 Jul 2014
ORD Put Options Purchased -50,000 75.0000 American 21 Jun 2014
ORD Put Options Purchased -148,400 75.0000 American 19 Jul 2014
ORD Put Options Purchased -1,000 77.5000 American 16 May 2014
ORD Put Options Purchased -1,000 77.5000 American 17 May 2014
ORD Put Options Purchased -7,000 80.0000 American 16 May 2014
ORD Put Options Purchased -13,200 80.0000 American 17 May 2014
ORD Put Options Purchased -3,000 80.0000 American 20 Jun 2014
ORD Put Options Purchased -2,000 80.0000 American 21 Jun 2014
ORD Put Options Purchased -1,343 80.0000 American 18 Jul 2014
ORD Put Options Purchased -5,300 80.0000 American 19 Jul 2014
ORD Put Options Purchased -4,600 85.0000 American 18 Oct 2014
ORD Put Options Written 600 35.0000 American 17 Jan 2015
ORD Put Options Written 300 35.0000 American 15 Jan 2016
ORD Put Options Written 1,500 40.0000 American 15 Jan 2016
ORD Put Options Written 2,000 45.0000 American 17 Jan 2015
ORD Put Options Written 100 47.5000 American 17 Jan 2015
ORD Put Options Written 300 50.0000 American 19 Jul 2014
ORD Put Options Written 1,000 50.0000 American 18 Oct 2014
ORD Put Options Written 300 52.5000 American 17 Jan 2015
ORD Put Options Written 2,400 55.0000 American 19 Jul 2014
ORD Put Options Written 200 55.0000 American 18 Oct 2014
ORD Put Options Written 400 57.5000 American 19 Jul 2014
ORD Put Options Written 1,000 57.5000 American 18 Oct 2014
ORD Put Options Written 1,500 57.5000 American 17 Jan 2015
ORD Put Options Written 1,800 60.0000 American 19 Jul 2014
ORD Put Options Written 6,400 60.0000 American 17 Jan 2015
ORD Put Options Written 5,000 62.5000 American 21 Jun 2014
ORD Put Options Written 1,000 62.5000 American 18 Oct 2014
ORD Put Options Written 7,000 62.5000 American 17 Jan 2015
ORD Put Options Written 2,500 65.0000 American 18 Oct 2014
ORD Put Options Written 6,300 65.0000 American 17 Jan 2015
ORD Put Options Written 4,500 67.5000 American 18 Oct 2014
ORD Put Options Written 20,700 70.0000 American 21 Jun 2014
ORD Put Options Written 2,100 70.0000 American 18 Oct 2014
ORD Put Options Written 25,100 72.5000 American 17 May 2014
ORD Put Options Written 700 72.5000 American 21 Jun 2014
ORD Put Options Written 19,600 72.5000 American 19 Jul 2014
ORD Put Options Written 5,400 75.0000 American 17 May 2014
ORD Put Options Written 7,800 75.0000 American 21 Jun 2014
ORD Put Options Written 5,328 75.0000 American 18 Jul 2014
ORD Put Options Written 12,800 75.0000 American 19 Jul 2014
ORD Put Options Written 3,700 75.0000 American 17 Jan 2015
ORD Put Options Written 399,800 77.5000 American 17 May 2014
ORD Put Options Written 2,600 77.5000 American 21 Jun 2014
ORD Put Options Written 3,582 77.5000 American 18 Jul 2014
ORD Put Options Written 3,900 77.5000 American 19 Jul 2014
ORD Put Options Written 500 77.5000 American 18 Oct 2014
ORD Put Options Written 256,900 80.0000 American 17 May 2014
ORD Put Options Written 52,700 80.0000 American 21 Jun 2014
ORD Call Options Purchased 3,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 200 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 19 Jul 2014
ORD Call Options Purchased 300 65.0000 American 17 May 2014
ORD Call Options Purchased 1,400 65.0000 American 17 Jan 2015
ORD Call Options Purchased 400 67.5000 American 17 May 2014
ORD Call Options Purchased 198,200 67.5000 American 21 Jun 2014
ORD Call Options Purchased 10,000 67.5000 American 19 Jul 2014
ORD Call Options Purchased 13,400 70.0000 American 21 Jun 2014
ORD Call Options Purchased 10,200 70.0000 American 19 Jul 2014
ORD Call Options Purchased 100 70.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 75.0000 American 17 May 2014
ORD Call Options Purchased 2,400 75.0000 American 17 Jan 2015
ORD Call Options Purchased 500 77.5000 American 17 May 2014
ORD Call Options Purchased 896 80.0000 American 16 May 2014
ORD Call Options Purchased 139,200 80.0000 American 17 May 2014
ORD Call Options Purchased 3,000 80.0000 American 20 Jun 2014
ORD Call Options Purchased 1,343 80.0000 American 18 Jul 2014
ORD Call Options Purchased 500 82.5000 American 17 May 2014
ORD Call Options Purchased 100 82.5000 American 17 Jan 2015
ORD Call Options Purchased 1,791 85.0000 American 16 May 2014
ORD Call Options Purchased 50,000 85.0000 American 21 Jun 2014
ORD Call Options Purchased 6,400 85.0000 American 19 Jul 2014
ORD Call Options Purchased 2,700 85.0000 American 18 Oct 2014
ORD Call Options Purchased 4,600 85.0000 American 17 Jan 2015
ORD Call Options Purchased 12,700 90.0000 American 19 Jul 2014
ORD Call Options Purchased 800 90.0000 American 17 Jan 2015
ORD Call Options Purchased 8,700 95.0000 American 18 Oct 2014
ORD Call Options Written -300 52.5000 American 15 Jan 2016
ORD Call Options Written -200 57.5000 American 17 Jan 2015
ORD Call Options Written -800 60.0000 American 19 Jul 2014
ORD Call Options Written -3,000 60.0000 American 17 Jan 2015
ORD Call Options Written -1,500 62.5000 American 17 Jan 2015
ORD Call Options Written -13,500 65.0000 American 19 Jul 2014
ORD Call Options Written -400 65.0000 American 15 Jan 2016
ORD Call Options Written -500 67.5000 American 19 Jul 2014
ORD Call Options Written -100 67.5000 American 18 Oct 2014
ORD Call Options Written -500 67.5000 American 17 Jan 2015
ORD Call Options Written -1,000 70.0000 American 17 May 2014
ORD Call Options Written -100 70.0000 American 21 Jun 2014
ORD Call Options Written -100 70.0000 American 19 Jul 2014
ORD Call Options Written -2,100 70.0000 American 18 Oct 2014
ORD Call Options Written -7,900 70.0000 American 17 Jan 2015
ORD Call Options Written -500 72.5000 American 17 May 2014
ORD Call Options Written -3,600 72.5000 American 21 Jun 2014
ORD Call Options Written -7,400 72.5000 American 19 Jul 2014
ORD Call Options Written -2,200 72.5000 American 18 Oct 2014
ORD Call Options Written -100 72.5000 American 17 Jan 2015
ORD Call Options Written -10,200 75.0000 American 21 Jun 2014
ORD Call Options Written -3,600 75.0000 American 19 Jul 2014
ORD Call Options Written -1,000 75.0000 American 18 Oct 2014
ORD Call Options Written -28,500 77.5000 American 21 Jun 2014
ORD Call Options Written -15,400 77.5000 American 19 Jul 2014
ORD Call Options Written -2,000 77.5000 American 18 Oct 2014
ORD Call Options Written -100 77.5000 American 17 Jan 2015
ORD Call Options Written -176,800 80.0000 American 17 May 2014
ORD Call Options Written -49,000 80.0000 American 21 Jun 2014
ORD Call Options Written -111,400 80.0000 American 19 Jul 2014
ORD Call Options Written -400 80.0000 American 18 Oct 2014
ORD Call Options Written -5,600 80.0000 American 17 Jan 2015
ORD Call Options Written -600 80.0000 American 15 Jan 2016
ORD Call Options Written -349,900 82.5000 American 17 May 2014
ORD Call Options Written -2,200 82.5000 American 21 Jun 2014
ORD Call Options Written -12,900 85.0000 American 17 May 2014
ORD Call Options Written -172,900 85.0000 American 21 Jun 2014
ORD Call Options Written -155,000 85.0000 American 19 Jul 2014
ORD Call Options Written -352,900 87.5000 American 21 Jun 2014
ORD Call Options Written -500 90.0000 American 17 May 2014
ORD Call Options Written -700 90.0000 American 21 Jun 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 417484
Time of Receipt (offset from UTC): 20140513T164353+0100

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BARCLAYS PLC

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BARCLAYS PLC