Mr. Gentile will be responsible for the implementation of the firm’s compliance infrastructure, as well as its written supervisory procedures, internal and financial controls and procedures.
Mr. Gentile has more than 30 years of comprehensive professional experience in the financial services industry. His expertise spans virtually all core industry management functions, with particular emphasis on compliance, finance, capital markets and operations.
Throughout his professional career, Mr. Gentile has managed securities firms, as well as their compliance, financial, capital markets and operations divisions. He has served as Chief Executive, Chief Compliance, Chief Financial, Chief Operating and Chief Administrative Officer at leading broker/dealers and has provided comprehensive consulting services to diverse financial services companies.
He holds the General Securities Principal (Series 24), Financial and Operations Principal (Series 27), Investment Banking Representative (Series 79) and General Securities Representative (Series 7) licenses.
Mr. Gentile resides in Stamford, CT with his wife and teenage son. When he is not working, he is an avid gardener, cook, opera and rock music lover as well as a collector and restorer of antique toys and trains.
Connect with us on Linked in http://www.linkedin.com/company/craig-scott-capital-llc
About Craig Scott Capital, LLC
Craig Scott Capital is a registered broker-dealer dedicated to the brokerage and investment needs of its clients. The firm specializes in providing clients with strategic investment ideas in both the public markets and alternative investments. The firm delivers a high level of service, principled professionalism and the desire to fully commit to helping clients achieve their investment goals.
Craig Scott Capital is a member of the Financial Industry Regulatory Authority ("FINRA"), NASDAQ and the Securities Investor Protection Corporation (“SIPC”).