DUBLIN--()--
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland’s Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
| 1 |
Name of the Issuer
Elan Corporation, plc |
2 |
Name of person discharging managerial responsibilities
G. Kelly Martin |
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| 3 |
State whether notification relates to a person closely associated
with a person discharging managerial responsibilities named in 2 and
identify the connected person
N/A |
4 |
Indicate whether the notification is in respect of a holding of the
person referred to in 2 or 3 above or in respect of a non-beneficial
interest
As in 2 above |
||||||||
| 5 |
Description of shares or derivatives or other financial instruments
linked to them
Ordinary Shares of €0.05 each as represented by American Depository Shares |
6 |
Name of registered shareholder(s) and, if more than one, number of
shares or derivatives or other financial instruments linked to them,
held by each shareholder
As in 2 above |
||||||||
| 7 |
State the nature of the transaction
Acquisition of shares on vesting of Restricted Stock Units and Sale of Shares |
8 |
Number of shares, derivatives or other financial instruments linked
to them acquired
46,813 |
||||||||
| 9 |
Number of shares, derivatives or other financial instruments linked
to them disposed of
40,986 |
10 | Price per share or derivative or other financial instrument linked to them or value of transaction | ||||||||
| 1. | 46,813 acquired at US$10.23 per share | ||||||||||
| 2. | 8,441 disposed at US$10.3108 per share | ||||||||||
| 3. | 32,545 disposed at US$10.2955 per share | ||||||||||
| 11 | Date and place of transaction | 12 |
Date issuer informed of transaction
14 February 2013 |
||||||||
| 1 |
Acquisition, 11 February 2013,
New York Stock Exchange |
||||||||||
| 2 |
Disposal, 12 February 2013,
New York Stock Exchange |
||||||||||
| 3 |
Disposal, 13 February 2013,
New York Stock Exchange |
||||||||||
| 13 |
Any additional information
N/A |
14 |
Name of contact and telephone number for queries
William F. Daniel: 01 709 4000 |
||||||||
|
Name and signature of duly designated officer of issuer
responsible for making notification
________________________ William F. Daniel EVP & Company Secretary
Date of notification: 14 February 2013 |
|||||||||||
Information required under Irish Stock Exchange
Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
| 15 |
Name of director or secretary (if not required to be stated in box 2)
As in 2 above |
16 |
State whether the notification relates to a single
transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10 Yes |
||||
| 17 |
Description of class of share
Ordinary Shares of €0.05 each as represented by American Depository Shares |
18 |
Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage)
0.008% |
||||
| 19 |
Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage)
0.007% |
20 |
Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken into
account when calculating percentage)
361,004 Shares (0.06%) and 281,426 Unvested Restricted Stock Units |
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
| 21 |
Date of grant
N/A |
22 |
Period during which or date on which it can be exercised
N/A |
||||
| 23 |
Total amount paid (if any) for grant of the option
N/A |
24 |
Description of shares involved (class and number)
N/A |
||||
| 25 |
Exercise price (if fixed at time of grant) or indication that the
price is to be fixed at the time of exercise
N/A |
26 |
Total number of shares over which options are held following
notification
N/A |
||||
|
Name and signature of duly designated officer of issuer responsible for making notification
________________________ William F. Daniel EVP & Company Secretary
Date of notification: 14 February 2013 |
|||||||
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland’s Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
| 1 |
Name of the Issuer
Elan Corporation, plc |
2 |
Name of person discharging managerial responsibilities
Nigel Clerkin |
||||
| 3 |
State whether notification relates to a person closely associated
with a person discharging managerial responsibilities named in 2 and
identify the connected person
N/A |
4 |
Indicate whether the notification is in respect of a holding of the
person referred to in 2 or 3 above or in respect of a non-beneficial
interest
As in 2 above |
||||
| 5 |
Description of shares or derivatives or other financial instruments
linked to them
Ordinary Shares of €0.05 each as represented by American Depository Shares |
6 |
Name of registered shareholder(s) and, if more than one, number of
shares or derivatives or other financial instruments linked to them,
held by each shareholder
As in 2 above |
||||
| 7 |
State the nature of the transaction
Acquisition of shares on vesting of Restricted Stock Units and Sale of Shares |
8 |
Number of shares, derivatives or other financial instruments linked
to them acquired
33,749 |
||||
| 9 |
Number of shares, derivatives or other financial instruments linked
to them disposed of
16,998 |
10 |
Price per share or derivative or other financial instrument linked
to them or value of transaction
33,749 acquired at US$10.2300 per share 16,998 disposed at US$ 9.9859 per share |
||||
| 11 |
Date and place of transaction
11 February 2013 New York Stock Exchange |
12 |
Date issuer informed of transaction
14 February 2013 |
||||
| 13 |
Any additional information
N/A |
14 |
Name of contact and telephone number for queries
William F. Daniel: 01 709 4000 |
||||
|
Person authorised on behalf of the issuer responsible for making the notification
______________________________________________ William F. Daniel - Company Secretary
Date of notification 14 February 2013 |
|||||||
Information required under Irish Stock Exchange
Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
| 15 |
Name of director or secretary (if not required to be stated in box 2)
N/A |
16 |
State whether the notification relates to a single
transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10 N/A |
||||
| 17 |
Description of class of share
N/A |
18 |
Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage)
N/A |
||||
| 19 |
Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage)
N/A |
20 |
Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken into
account when calculating percentage)
N/A |
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
| 21 |
Date of grant
N/A |
22 |
Period during which or date on which it can be exercised
N/A |
||||
| 23 |
Total amount paid (if any) for grant of the option
N/A |
24 |
Description of shares involved (class and number)
N/A |
||||
| 25 |
Exercise price (if fixed at time of grant) or indication that the
price is to be fixed at the time of exercise
N/A |
26 |
Total number of shares over which options are held following
notification
N/A |
||||
|
Name and signature of duly designated officer of issuer
responsible for making notification
________________________ William F. Daniel EVP & Company Secretary
Date of notification: 14 February 2013 |
|||||||
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland’s Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
| 1 |
Name of the Issuer
Elan Corporation, plc |
2 |
Name of person discharging managerial responsibilities
William F. Daniel |
||||
| 3 |
State whether notification relates to a person closely associated
with a person discharging managerial responsibilities named in 2 and
identify the connected person
N/A |
4 |
Indicate whether the notification is in respect of a holding of the
person referred to in 2 or 3 above or in respect of a non-beneficial
interest
As in 2 above |
||||
| 5 |
Description of shares or derivatives or other financial instruments
linked to them
Ordinary Shares of €0.05 each as represented by American Depository Shares |
6 |
Name of registered shareholder(s) and, if more than one, number of
shares or derivatives or other financial instruments linked to them,
held by each shareholder
As in 2 above |
||||
| 7 |
State the nature of the transaction
Acquisition of shares on vesting of Restricted Stock Units and Sale of Shares |
8 |
Number of shares, derivatives or other financial instruments linked
to them acquired
38,416 |
||||
| 9 |
Number of shares, derivatives or other financial instruments linked
to them disposed of
29,479 |
10 |
Price per share or derivative or other financial instrument linked
to them or value of transaction
38,416 acquired at US$10.23 per share 29,479 disposed at US$10.2991 per share |
||||
| 11 |
Date and place of transaction
Acquisition, 11 February 2013, New York Stock Exchange Disposal, 13 February 2013, New York Stock Exchange |
12 |
Date issuer informed of transaction
14 February 2013 |
||||
| 13 |
Any additional information
N/A |
14 |
Name of contact and telephone number for queries
William F. Daniel: 01 709 4000 |
||||
|
Person authorised on behalf of the issuer responsible for making the notification
______________________________________________ William F. Daniel - Company Secretary
Date of notification 14 February 2013 |
|||||||
Information required under Irish Stock Exchange
Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
|
15 |
Name of director or secretary (if not required to be stated in box 2)
As in 2 above |
16 |
State whether the notification relates to a single
transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10 Yes |
||||
| 17 |
Description of class of share
Ordinary Shares of €0.05 each as represented by American Depository Shares |
18 |
Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage)
0.006% |
||||
|
19 |
Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage)
0.005% |
20 |
Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken into
account when calculating percentage)
61,974 Shares (0.01%) and 87,374 Unvested Restricted Stock Units |
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
| 21 |
Date of grant
N/A |
22 |
Period during which or date on which it can be exercised
N/A |
||||
| 23 |
Total amount paid (if any) for grant of the option
N/A |
24 |
Description of shares involved (class and number)
N/A |
||||
| 25 |
Exercise price (if fixed at time of grant) or indication that the
price is to be fixed at the time of exercise
N/A |
26 |
Total number of shares over which options are held following
notification
N/A |
||||
|
Name and signature of duly designated officer of issuer responsible for making notification
____________________________________ William F. Daniel - Company Secretary Date of notification 14 February 2013 |
|||||||
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.

