Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 7 January 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,145,662 0.06% 40,387,634 0.57%
           
(2) Derivatives (other than
options): 40,002,705 0.56% 2,561,204 0.04%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
44,148,367 0.62% 42,948,838 0.60%
           
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.05% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,200,000 0.05% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 200 3.7895 GBP
ORD Purchase 400 47.1500 HKD
ORD Purchase 900 3.7840 GBP
ORD Purchase 1,133 3.7764 GBP
ORD Purchase 1,148 3.7870 GBP
ORD Purchase 4,000 46.9000 HKD
ORD Purchase 5,800 47.0500 HKD
ORD Purchase 9,499 3.7852 GBP
ORD Purchase 9,700 47.1000 HKD
ORD Purchase 10,000 46.9500 HKD
ORD Purchase 11,800 47.0000 HKD
ORD Purchase 20,170 3.7834 GBP
ORD Purchase 36,640 3.7793 GBP
ORD Purchase 39,590 3.7893 GBP
ORD Purchase 44,861 3.7975 GBP
ORD Purchase 78,940 3.7880 GBP
ORD Purchase 125,270 3.7841 GBP
ORD Purchase 170,347 3.7835 GBP
ORD Purchase 227,881 3.7900 GBP
ORD Purchase 261,000 3.7823 GBP
ORD Purchase 269,693 3.7882 GBP
ORD Sale 100 46.8000 HKD
ORD Sale 233 3.7880 GBP
ORD Sale 1,555 3.7877 GBP
ORD Sale 2,884 3.7975 GBP
ORD Sale 3,807 3.7840 GBP
ORD Sale 4,749 3.7727 GBP
ORD Sale 4,950 3.7974 GBP
ORD Sale 5,589 3.7835 GBP
ORD Sale 6,734 3.7810 GBP
ORD Sale 8,944 3.7909 GBP
ORD Sale 13,001 3.7891 GBP
ORD Sale 14,012 3.7905 GBP
ORD Sale 14,202 3.7887 GBP
ORD Sale 29,906 3.7791 GBP
ORD Sale 34,581 3.7915 GBP
ORD Sale 37,400 47.0203 HKD
ORD Sale 54,589 3.7934 GBP
ORD Sale 78,532 3.7898 GBP
ORD Sale 88,347 3.7923 GBP
ORD Sale 113,063 3.7873 GBP
ORD Sale 183,225 3.7860 GBP
ORD Sale 516,216 3.7888 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 46.7406 HKD
ORD CFD Long 800 3.7817 GBP
ORD SWAP Long 1,740 3.7965 GBP
ORD CFD Long 4,300 3.7896 GBP
ORD CFD Long 7,198 3.7825 GBP
ORD CFD Long 11,940 3.7820 GBP
ORD CFD Long 26,756 3.7885 GBP
ORD CFD Short 4,023 3.7735 GBP
ORD CFD Short 4,300 46.9772 HKD
ORD CFD Short 11,160 3.7797 GBP
ORD CFD Short 44,134 3.7758 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

9 Jan 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 358558
Time of Receipt (offset from UTC): 20130109T095908+0000

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BARCLAYS PLC

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BARCLAYS PLC