Form 8.3 - Cooper Industries plc

LONDON--()--
FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

Name of person dealing (Note 1) GAMCO Investors, Inc.
Company dealt in Cooper Industries plc
Class of relevant security to which the dealings being disclosed relate (Note 2) Common
Date of dealing 11/27/12

 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

  Long Short
  Number (%) Number (%)
(1) Relevant securities 2,831,087 1.75%  
(2) Derivatives (other than options)

    29,000 0.02%

 
(3) Options and agreements to purchase/sell    
Total

2,860,087 1.77%

 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
  Number (%) Number (%)

(1) Relevant securities

   

(2) Derivatives (other than options)

   

(3) Options and agreements to purchase/sell

   

Total

   
3. DEALINGS (Note 4)

 

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit (Note 5)

Purchases 1,900 78.63
Sales 7,650 78.85

 

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD

Nature of transaction

 

(Note 6)

Number of relevant securities

 

(Note 7)

Price per unit

 

(Note 5)

       

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

Product name, e.g. call option Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
             

 

 

(ii) Exercising

Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
     

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details Price per unit

(if applicable) (Note 5)

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  
   

 

 

 

Is a Supplemental Form 8 attached? (Note 9) NO

 
Date of disclosure 11/28/12  
Contact name David Goldman  
Telephone number 914-921-7793  
If a connected EFM, name of offeree/offeror with which connected    
If a connected EFM, state nature of connection (Note 10)    

Short Name: GAMCO Investors
Category Code: RET
Sequence Number: 353674
Time of Receipt (offset from UTC): 20121128T140612+0000

Contacts

GAMCO Investors, Inc.

Sharing

Contacts

GAMCO Investors, Inc.